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UVV

UNIVERSAL CORP /VA/

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4866
SEC CIK
0000102037
Parsed reports
431

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2017 Filed May 31, 2017 23:52 UTC
Formacek Candace CVice President and Treasurer
Tax withholdingCommon Stock 803 $65.70 $52,757.10
Disclosure

SEC source: 0001140361-17-023180 · doc1.xml · nonDerivative · entry 2

Formacek Candace C · CIK 0001544909 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 9,300 restricted stock units and 1,025 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:52 UTC
Formacek Candace CVice President and Treasurer
GrantCommon Stock 1,677 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023180 · doc1.xml · nonDerivative · entry 1

Formacek Candace C · CIK 0001544909 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,056

F1 · shares: Previously granted performance shares that vested on May 26, 2017.

F3 · balance_after: Includes 9,300 restricted stock units and 1,025 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
May 26, 2017 Filed May 31, 2017 23:51 UTC
Broome Theodore GSubsidiary Officer
Tax withholdingCommon Stock 1,234 $65.70 $81,073.80
Disclosure

SEC source: 0001140361-17-023179 · doc1.xml · nonDerivative · entry 2

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,555

F2 · shares: Shares of common stock surrendered to the Company to satisfy the withholding taxes relating to previously granted performance shares of Common Stock that vested on May 26, 2017.

F3 · balance_after: Includes 16,400 restricted stock units and 2,022 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

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May 26, 2017 Filed May 31, 2017 23:51 UTC
Broome Theodore GSubsidiary Officer
GrantCommon Stock 2,623 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023179 · doc1.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,789

F1 · shares: Previously granted performance shares that vested on May 26, 2017.

F3 · balance_after: Includes 16,400 restricted stock units and 2,022 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 13:12 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-016480 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,176

F1 · balance_after: Includes 100,513 restricted stock units and 17,829 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
April 19, 2017 Filed Apr 24, 2017 13:12 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-016480 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,176

F1 · balance_after: Includes 100,513 restricted stock units and 17,829 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
April 04, 2017 Filed Apr 6, 2017 15:05 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015086 · doc1.xml · nonDerivative · entry 3

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,246

F1 · balance_after: Includes 100,513 restricted stock units and 17,829 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
March 31, 2017 Filed Apr 6, 2017 15:05 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015086 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,321

F1 · balance_after: Includes 100,513 restricted stock units and 17,829 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
March 31, 2017 Filed May 11, 2017 19:19 UTC OtherCommon Stock-Dividend Reinvestment Plan 452 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-019697 · doc1.xml · nonDerivative · entry 1

MOORE EDDIE N JR · CIK 0001114771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,320

F1 · price: Shares acquired 4/1/16 through 3/31/17 in the Dividend Reinvestment Plan.

F1 · balance_after: Shares acquired 4/1/16 through 3/31/17 in the Dividend Reinvestment Plan.

Read SEC document
March 31, 2017 Filed May 11, 2017 19:14 UTC OtherCommon Stock-Dividend Reinvestment Plan 464 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-019681 · doc1.xml · nonDerivative · entry 1

ADAMS JOHN B JR · CIK 0001004531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,381

F1 · security: Shares acquired from 4/1/16 though 3/31/17 in the dividend reinvestment plan.

F1 · price: Shares acquired from 4/1/16 though 3/31/17 in the dividend reinvestment plan.

Read SEC document
March 30, 2017 Filed Apr 6, 2017 15:05 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-015086 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,421

F1 · balance_after: Includes 100,513 restricted stock units and 17,829 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 18:32 UTC
Broome Theodore GSubsidiary Officer
SaleCommon Stock 5,000 $68.05 $340,250.00
Disclosure

SEC source: 0001140361-17-009872 · doc1.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,030

F1 · balance_after: Includes 16,400 restricted stock units and 1,886 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:08 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007685 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,771

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 10, 2017 21:10 UTC SaleCommon Stock 1,000 $74.60 $74,600.00
Disclosure

SEC source: 0001140361-17-005792 · doc1.xml · nonDerivative · entry 1

SLEDD ROBERT C · CIK 0001207896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,094

F1 · balance_after: Includes 1,950 shares of restricted stock, 3,800 restricted stock units and 227 dividend equivalent units earned on the restricted stock units.

Read SEC document
February 10, 2017 Filed Feb 10, 2017 21:10 UTC
PEEBLES ROBERTVice President & Controller
SaleCommon Stock 2,400 $76.05 $182,525.04
Disclosure

SEC source: 0001140361-17-005791 · doc1.xml · nonDerivative · entry 2

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,969

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.10 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 12,750 restricted stock units and 1,457 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 10, 2017 21:10 UTC
PEEBLES ROBERTVice President & Controller
SaleCommon Stock 5,206 $75.40 $392,535.00
Disclosure

SEC source: 0001140361-17-005791 · doc1.xml · nonDerivative · entry 1

PEEBLES ROBERT · CIK 0001263726 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,369

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.80 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 12,750 restricted stock units and 1,457 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:44 UTC
Formacek Candace CVice President and Treasurer
SaleCommon Stock 900 $74.83 $67,347.00
Disclosure

SEC source: 0001140361-17-006228 · doc1.xml · nonDerivative · entry 1

Formacek Candace C · CIK 0001544909 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.83 to $74.85 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 9,300 restricted stock units and 949 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC
HUFFMAN JAMES ASubsidiary Officer
SaleCommon Stock 6,658 $76.20 $507,339.60
Disclosure

SEC source: 0001140361-17-006226 · doc1.xml · nonDerivative · entry 1

HUFFMAN JAMES A · CIK 0001128365 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,341

F1 · balance_after: Includes 13,650 restricted stock units and 1,416 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:22 UTC
Wigner Preston DouglasVP, General Counsel & Secy
SaleCommon Stock 392 $77.25 $30,282.00
Disclosure

SEC source: 0001140361-17-007299 · doc1.xml · nonDerivative · entry 2

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,938

F2 · balance_after: Includes 20,400 restricted stock units and 2,268 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:22 UTC
Wigner Preston DouglasVP, General Counsel & Secy
SaleCommon Stock 4,108 $76.03 $312,346.85
Disclosure

SEC source: 0001140361-17-007299 · doc1.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,330

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.85 to $76.40 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 20,400 restricted stock units and 2,268 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:12 UTC
Broome Theodore GSubsidiary Officer
SaleCommon Stock 5,000 $77.25 $386,250.00
Disclosure

SEC source: 0001140361-17-007259 · doc1.xml · nonDerivative · entry 1

Broome Theodore G · CIK 0001465592 · Subsidiary Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,030

F1 · balance_after: Includes 16,400 restricted stock units and 1,886 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 21:09 UTC
Moore David CSenior VP & CFO
SaleCommon Stock 2,639 $75.55 $199,376.45
Disclosure

SEC source: 0001140361-17-007687 · doc1.xml · nonDerivative · entry 3

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,968

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.50 to $75.70 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 31,450 restricted stock units and 3,572 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 21:09 UTC
Moore David CSenior VP & CFO
SaleCommon Stock 12,000 $74.89 $898,680.00
Disclosure

SEC source: 0001140361-17-007687 · doc1.xml · nonDerivative · entry 2

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,607

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.30 to $75.20 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 31,450 restricted stock units and 3,572 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 21:09 UTC
Moore David CSenior VP & CFO
SaleCommon Stock 4,800 $73.42 $352,416.00
Disclosure

SEC source: 0001140361-17-007687 · doc1.xml · nonDerivative · entry 1

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,607

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $73.85 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 31,450 restricted stock units and 3,572 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
February 09, 2017 Filed Feb 15, 2017 21:08 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007685 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,801

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 30, 2017 Filed Jan 30, 2017 21:30 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003466 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,800

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 18:18 UTC Amendment SaleCommon Stock 800 $72.80 $58,240.00
Disclosure

SEC source: 0001140361-17-003673 · doc1.xml · nonDerivative · entry 1

CROCKER CHESTER A · CIK 0001239701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: This amendment is filed to correct the number of shares beneficially owned following the transaction. No new transactions are reported.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 15:40 UTC SaleCommon Stock 800 $72.80 $58,240.00
Disclosure

SEC source: 0001140361-17-003630 · doc1.xml · nonDerivative · entry 1

CROCKER CHESTER A · CIK 0001239701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Read SEC document
January 19, 2017 Filed Jan 20, 2017 17:20 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002371 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,500

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 17:20 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002371 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,969

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:20 UTC
Moore David CSenior VP & CFO
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-002276 · doc1.xml · derivative · entry 4

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:20 UTC
Moore David CSenior VP & CFO
Tax withholdingCommon Stock 382 $69.50 $26,549.00
Disclosure

SEC source: 0001140361-17-002276 · doc1.xml · nonDerivative · entry 3

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,141

F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:20 UTC
Moore David CSenior VP & CFO
Disposition to issuerCommon Stock 6,762 $69.50 $469,959.00
Disclosure

SEC source: 0001140361-17-002276 · doc1.xml · nonDerivative · entry 2

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,523

F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:20 UTC
Moore David CSenior VP & CFO
Exercise / conversionCommon Stock 7,500 $62.66 $469,950.00
Disclosure

SEC source: 0001140361-17-002276 · doc1.xml · nonDerivative · entry 1

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 20:03 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 31,800 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001669 · doc1.xml · derivative · entry 7

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,800 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 10, 2017 Filed Jan 12, 2017 20:03 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 807 $65.90 $53,181.30
Disclosure

SEC source: 0001140361-17-001669 · doc1.xml · nonDerivative · entry 3

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,919

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 20:03 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
SaleCommon Stock 30,237 $65.90 $1,992,618.30
Disclosure

SEC source: 0001140361-17-001669 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,726

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 20:03 UTC
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 31,800 $62.66 $1,992,588.00
Disclosure

SEC source: 0001140361-17-001669 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 10, 2017 Filed Jan 13, 2017 19:59 UTC Amendment
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Rights · Derivative 31,800 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001796 · doc1.xml · derivative · entry 7

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,800 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 13, 2017 19:59 UTC Amendment
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 807 $65.90 $53,181.30
Disclosure

SEC source: 0001140361-17-001796 · doc1.xml · nonDerivative · entry 3

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,919

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 10, 2017 Filed Jan 13, 2017 19:59 UTC Amendment
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 30,237 $65.90 $1,992,618.30
Disclosure

SEC source: 0001140361-17-001796 · doc1.xml · nonDerivative · entry 2

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,726

F2 · kind: This amendment is filed to correct the transaction code on Table 1 to reflect the cashless exercise of Mr. Freeman's Stock Appreciation Rights. No new transactions are reported on this Form 4 amendment.

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 10, 2017 Filed Jan 13, 2017 19:59 UTC Amendment
FREEMAN GEORGE C IIIDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 31,800 $62.66 $1,992,588.00
Disclosure

SEC source: 0001140361-17-001796 · doc1.xml · nonDerivative · entry 1

FREEMAN GEORGE C III · CIK 0001133495 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100,513 restricted stock units and 16,928 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Wigner Preston DouglasVP, General Counsel & Secy
Exercise / conversionStock Appreciation Rights · Derivative 9,600 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001541 · doc1.xml · derivative · entry 4

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,600 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Wigner Preston DouglasVP, General Counsel & Secy
Tax withholdingCommon Stock 167 $65.05 $10,863.35
Disclosure

SEC source: 0001140361-17-001541 · doc1.xml · nonDerivative · entry 3

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,266

F1 · balance_after: Includes 20,400 restricted stock units and 2,096 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Wigner Preston DouglasVP, General Counsel & Secy
Disposition to issuerCommon Stock 9,248 $65.05 $601,582.40
Disclosure

SEC source: 0001140361-17-001541 · doc1.xml · nonDerivative · entry 2

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,433

F1 · balance_after: Includes 20,400 restricted stock units and 2,096 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Wigner Preston DouglasVP, General Counsel & Secy
Exercise / conversionCommon Stock 9,600 $62.66 $601,536.00
Disclosure

SEC source: 0001140361-17-001541 · doc1.xml · nonDerivative · entry 1

Wigner Preston Douglas · CIK 0001339833 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 20,400 restricted stock units and 2,096 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Moore David CSenior VP & CFO
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001140361-17-001540 · doc1.xml · derivative · entry 4

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2017-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Moore David CSenior VP & CFO
Tax withholdingCommon Stock 136 $65.05 $8,846.80
Disclosure

SEC source: 0001140361-17-001540 · doc1.xml · nonDerivative · entry 3

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,785

F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Moore David CSenior VP & CFO
Disposition to issuerCommon Stock 7,225 $65.05 $469,986.25
Disclosure

SEC source: 0001140361-17-001540 · doc1.xml · nonDerivative · entry 2

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,921

F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:06 UTC
Moore David CSenior VP & CFO
Exercise / conversionCommon Stock 7,500 $62.66 $469,950.00
Disclosure

SEC source: 0001140361-17-001540 · doc1.xml · nonDerivative · entry 1

Moore David C · CIK 0001362725 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,450 restricted stock units and 3,306 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.