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UTZ

Utz Brands, Inc.

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4492
SEC CIK
0001739566
Parsed reports
350

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2021 Filed Aug 18, 2021 23:15 UTC PurchaseClass A Common Stock 5,000 $18.67 $93,369.50
Disclosure

SEC source: 0001739566-21-000159 · wf-form4_162932852919692.xml · nonDerivative · entry 1

Altmeyer John W · CIK 0001343846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,095

F1 · balance_after: Includes 4,392 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Issuer through such dates and subject to certain conditions detailed in the Plan.

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August 16, 2021 Filed Aug 18, 2021 23:17 UTC
Staub ToddEVP & CAO
PurchaseClass A Common Stock 1,328 $18.59 $24,687.52
Disclosure

SEC source: 0001739566-21-000160 · wf-form4_162932860444250.xml · nonDerivative · entry 1

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210

F1 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices of $18.50 and $18.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (1).

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August 16, 2021 Filed Aug 18, 2021 23:14 UTC PurchaseClass A Common Stock 5,000 $18.60 $93,000.00
Disclosure

SEC source: 0001739566-21-000158 · wf-form4_162932845971155.xml · nonDerivative · entry 1

Brown Timothy · CIK 0001821476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,095

F1 · balance_after: Includes 4,392 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Issuer through such dates and subject to certain conditions detailed in the Plan.

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July 06, 2021 Filed Jul 9, 2021 00:08 UTC
Shea Theresa RobbinsEVP and General Counsel
GrantClass A Common Stock 4,635 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000121 · wf-form4_162578928515464.xml · nonDerivative · entry 1

Shea Theresa Robbins · CIK 0001871546 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,635

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: 50% of the shares of Class A Common Stock subject to the restricted stock units vest on December 31, 2022 and 50% of the shares of Class A Common Stock subject to the restricted stock units vest on December 31, 2023 for so long as the participant remains in Continuous Service (as defined in the Plan) to the Company and subject to certain conditions detailed in the Plan.

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June 30, 2021 Filed Jul 23, 2021 20:54 UTC
Staub ToddEVP & CAO
GrantClass A Common Stock 382 $19.61 $7,491.40
Disclosure

SEC source: 0001739566-21-000136 · wf-form4_162707363008167.xml · nonDerivative · entry 1

Staub Todd · CIK 0001821485 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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June 30, 2021 Filed Jul 23, 2021 20:53 UTC
Sponaugle JamesSVP HR & Personnel Development
GrantClass A Common Stock 450 $19.61 $8,824.95
Disclosure

SEC source: 0001739566-21-000135 · wf-form4_162707361266144.xml · nonDerivative · entry 1

Sponaugle James · CIK 0001821513 · SVP HR & Personnel Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,348

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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June 30, 2021 Filed Jul 23, 2021 20:53 UTC
Schreiber MarkEVP & Chief Customer Officer
GrantClass A Common Stock 204 $19.61 $4,000.64
Disclosure

SEC source: 0001739566-21-000134 · wf-form4_162707358054417.xml · nonDerivative · entry 1

Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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June 30, 2021 Filed Jul 23, 2021 20:52 UTC
Devore CaryEVP & CFO
GrantClass A Common Stock 612 $19.61 $12,001.93
Disclosure

SEC source: 0001739566-21-000133 · wf-form4_162707356152115.xml · nonDerivative · entry 1

Devore Cary · CIK 0001821383 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,169

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

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June 30, 2021 Filed Jul 23, 2021 20:52 UTC
Aumen Eric JVP & Chief Accounting Officer
GrantClass A Common Stock 224 $19.61 $4,392.86
Disclosure

SEC source: 0001739566-21-000132 · wf-form4_162707353392336.xml · nonDerivative · entry 1

Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,506

F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
May 05, 2021 Filed May 7, 2021 21:59 UTC GrantClass A Common Stock 4,392 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000065 · wf-form4_162042474010351.xml · nonDerivative · entry 1

Choi Christina · CIK 0001821536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,095

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:58 UTC GrantClass A Common Stock 4,392 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000063 · wf-form4_162042470346781.xml · nonDerivative · entry 1

Altmeyer John W · CIK 0001343846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,095

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
May 05, 2021 Filed May 7, 2021 22:00 UTC GrantClass A Common Stock 4,392 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000068 · wf-form4_162042481744355.xml · nonDerivative · entry 1

Steeneck Craig D. · CIK 0001570945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,595

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:59 UTC GrantClass A Common Stock 4,392 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000066 · wf-form4_162042475778298.xml · nonDerivative · entry 1

Fernandez Antonio F. · CIK 0001570835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,428

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
May 05, 2021 Filed May 7, 2021 22:00 UTC GrantClass A Common Stock 4,392 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000067 · wf-form4_162042479256960.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:58 UTC GrantClass A Common Stock 4,392 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000064 · wf-form4_162042472165046.xml · nonDerivative · entry 1

Brown Timothy · CIK 0001821476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,095

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
January 12, 2021 Filed Jan 16, 2021 02:21 UTC OtherWarrants to purchase Class A Common Stock · Derivative 50,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001739566-21-000011 · wf-form4_161076370356897.xml · derivative · entry 2

Steeneck Craig D. · CIK 0001570945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · kind: On January 12, 2021 the reporting person exercised warrants to purchase a total of 50,000 shares of the Issuer's common stock for $11.50 per share.

F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

Read SEC document
January 12, 2021 Filed Jan 16, 2021 02:21 UTC OtherClass A Common Stock 50,000 $11.50 $575,000.00
Disclosure

SEC source: 0001739566-21-000011 · wf-form4_161076370356897.xml · nonDerivative · entry 1

Steeneck Craig D. · CIK 0001570945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,203

F1 · kind: On January 12, 2021 the reporting person exercised warrants to purchase a total of 50,000 shares of the Issuer's common stock for $11.50 per share.

Read SEC document
January 08, 2021 Filed Nov 16, 2021 06:22 UTC OtherWarrants to purchase Class A Common Stock · Derivative 232,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-21-139605 · tm2133028-1_4.xml · derivative · entry 3

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 232,000 shares

Expires not disclosed

F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share.

F5 · derivative.exercise_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F5 · derivative.expiration_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
January 08, 2021 Filed Nov 16, 2021 06:22 UTC OtherCommon Stock 232,000 $11.50 $2,668,000.00
Disclosure

SEC source: 0001104659-21-139605 · tm2133028-1_4.xml · nonDerivative · entry 1

CC Collier Holdings, LLC · CIK 0001830301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,243,150

F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share.

F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein.

Read SEC document
January 08, 2021 Filed Nov 16, 2021 11:27 UTC
Chu Chinh10% owner
OtherWarrants to purchase Class A Common Stock · Derivative 232,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-21-139614 · tm2133028-2_4.xml · derivative · entry 3

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 232,000 shares

Expires not disclosed

F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share.

F5 · derivative.exercise_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F5 · derivative.expiration_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
January 08, 2021 Filed Nov 16, 2021 11:27 UTC
Chu Chinh10% owner
OtherCommon Stock 232,000 $11.50 $2,668,000.00
Disclosure

SEC source: 0001104659-21-139614 · tm2133028-2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,243,150

F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
December 23, 2020 Filed Dec 29, 2020 00:35 UTC GiftClass A Common Stock 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

Read SEC document
December 23, 2020 Filed Dec 29, 2020 00:33 UTC GiftClass A Common Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · nonDerivative · entry 3

Series R of UM Partners, LLC · CIK 0001821472 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

Read SEC document
December 23, 2020 Filed Jan 19, 2021 12:31 UTC OtherWarrants to purchase Class A Common Stock · Derivative 193,333 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · derivative · entry 4

DEROMEDI ROGER K · CIK 0001189715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,400,000

Underlying: Class A Common Stock · 193,333 shares

Expires not disclosed

F4 · kind: On December 23, 2020, the reporting person exercised warrants to purchase a total of 193,333 shares of the Issuer's common stock at $11.50 per share.

F5 · price: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F5 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F5 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust.

Read SEC document
December 23, 2020 Filed Jan 19, 2021 12:31 UTC OtherClass A Common Stock 193,333 $11.50 $2,223,329.50
Disclosure

SEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · nonDerivative · entry 3

DEROMEDI ROGER K · CIK 0001189715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,243,666

F4 · kind: On December 23, 2020, the reporting person exercised warrants to purchase a total of 193,333 shares of the Issuer's common stock at $11.50 per share.

F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust.

Read SEC document
December 22, 2020 Filed Dec 29, 2020 00:35 UTC ConversionCompany Common Units · Derivative 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · derivative · entry 4

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,296,650

Underlying: Class A Common Stock · 765,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

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December 22, 2020 Filed Dec 29, 2020 00:35 UTC OtherClass V Common Stock 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,296,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
December 22, 2020 Filed Dec 29, 2020 00:35 UTC ConversionClass A Common Stock 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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December 22, 2020 Filed Dec 29, 2020 00:33 UTC ConversionCompany Common Units · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · derivative · entry 4

Series R of UM Partners, LLC · CIK 0001821472 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052,350

Underlying: Class A Common Stock · 135,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

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December 22, 2020 Filed Dec 29, 2020 00:33 UTC OtherClass V Common Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · nonDerivative · entry 2

Series R of UM Partners, LLC · CIK 0001821472 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052,350

F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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December 22, 2020 Filed Dec 29, 2020 00:33 UTC ConversionClass A Common Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · nonDerivative · entry 1

Series R of UM Partners, LLC · CIK 0001821472 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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December 21, 2020 Filed Dec 23, 2020 02:45 UTC OtherWarrants to purchase Class A Common Stock · Derivative 33,333 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001739566-20-000072 · wf-form4_160869154372625.xml · derivative · entry 2

Fernandez Antonio F. · CIK 0001570835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,333 shares

Expires not disclosed

F1 · kind: On December 21, 2020 the reporting person exercised warrants to purchase a total of 33,333 shares of the Issuer's common stock for $11.50 per share.

F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

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December 21, 2020 Filed Dec 23, 2020 02:45 UTC OtherClass A Common Stock 33,333 $11.50 $383,329.50
Disclosure

SEC source: 0001739566-20-000072 · wf-form4_160869154372625.xml · nonDerivative · entry 1

Fernandez Antonio F. · CIK 0001570835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,036

F1 · kind: On December 21, 2020 the reporting person exercised warrants to purchase a total of 33,333 shares of the Issuer's common stock for $11.50 per share.

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December 18, 2020 Filed Dec 22, 2020 21:34 UTC OtherWarrants to purchase Class A Common Stock · Derivative 154,667 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001739566-20-000066 · wf-form4_160867277538431.xml · derivative · entry 2

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920,000

Underlying: Class A Common Stock · 154,667 shares

Expires not disclosed

F1 · kind: On December 18, 2020 the reporting person exercised warrants to purchase a total of 154,667 shares of the Issuer's common stock for $11.50 per share.

F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:34 UTC OtherClass A Common Stock 154,667 $11.50 $1,778,670.50
Disclosure

SEC source: 0001739566-20-000066 · wf-form4_160867277538431.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682,934

F1 · kind: On December 18, 2020 the reporting person exercised warrants to purchase a total of 154,667 shares of the Issuer's common stock for $11.50 per share.

Read SEC document
December 14, 2020 Filed Jan 19, 2021 12:31 UTC GiftClass A Common Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · nonDerivative · entry 2

DEROMEDI ROGER K · CIK 0001189715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 360,000

F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Generation Skipping Trust dated October 1, 2020, Sandra E. Deromedi, Trustee, FBO Sandra E. Deromedi (the "Irrevocable Trust"). To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust.

F3 · ownership.nature: The securities are held by the Irrevocable Trust. To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust.

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December 14, 2020 Filed Jan 19, 2021 12:31 UTC GiftClass A Common Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · nonDerivative · entry 1

DEROMEDI ROGER K · CIK 0001189715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,050,333

F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Generation Skipping Trust dated October 1, 2020, Sandra E. Deromedi, Trustee, FBO Sandra E. Deromedi (the "Irrevocable Trust"). To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust.

F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:08 UTC GrantClass A Common Stock 5,703 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000035 · wf-form4_160444850821388.xml · nonDerivative · entry 1

Choi Christina · CIK 0001821536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,703

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

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November 02, 2020 Filed Nov 4, 2020 00:07 UTC GrantClass A Common Stock 5,703 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000032 · wf-form4_160444845715112.xml · nonDerivative · entry 1

Altmeyer John W · CIK 0001343846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,703

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

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November 02, 2020 Filed Nov 4, 2020 00:09 UTC GrantClass A Common Stock 5,703 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000039 · wf-form4_160444857445139.xml · nonDerivative · entry 1

Steeneck Craig D. · CIK 0001570945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,203

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:08 UTC GrantClass A Common Stock 5,703 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000036 · wf-form4_160444852431193.xml · nonDerivative · entry 1

Fernandez Antonio F. · CIK 0001570835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,703

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:09 UTC GrantClass A Common Stock 5,703 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000037 · wf-form4_160444854029502.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:08 UTC GrantClass A Common Stock 5,703 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000034 · wf-form4_160444849257994.xml · nonDerivative · entry 1

Brown Timothy · CIK 0001821476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,703

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:08 UTC
Aumen Eric JVP & Chief Accounting Officer
GrantClass A Common Stock 2,984 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000033 · wf-form4_160444847342275.xml · nonDerivative · entry 1

Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,282

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: 50% of the shares subject to the restricted stock units vest on December 31, 2022 and 50% of the shares subject to the restricted stock units vest on December 31, 2023, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

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November 02, 2020 Filed Nov 4, 2020 00:09 UTC
Sponaugle JamesSVP HR & Personnel Development
GrantClass A Common Stock 2,971 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000038 · wf-form4_160444855766920.xml · nonDerivative · entry 1

Sponaugle James · CIK 0001821513 · SVP HR & Personnel Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,898

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: 50% of the shares subject to the restricted stock units vest on December 31, 2022 and 50% of the shares subject to the restricted stock units vest on December 31, 2023, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 01:24 UTC OtherWarrants to purchase Class A common stock · Derivative 6,125,333 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-116882 · tm2034049d1_4.xml · derivative · entry 2

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074,667

Underlying: Class A common stock · 6,125,333 shares

Expires not disclosed

F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F2 · price: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 01:24 UTC OtherClass A common stock 11,151,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-116882 · tm2034049d1_4.xml · nonDerivative · entry 1

Giordano Jason K · CIK 0001458039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,528,267

F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 01:24 UTC
DEROMEDI ROGER KDirector · Co-Executive Chairman
OtherWarrants to purchase Class A common stock · Derivative 5,606,667 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-116884 · tm2034049d3_4.xml · derivative · entry 2

DEROMEDI ROGER K · CIK 0001189715 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,593,333

Underlying: Class A common stock · 5,606,667 shares

Expires not disclosed

F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F2 · price: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F3 · ownership.nature: The securities are held by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Trust"). The Reporting Person holds voting and dispositive power over the Trust.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 01:24 UTC
DEROMEDI ROGER KDirector · Co-Executive Chairman
OtherClass A common stock 10,269,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-116884 · tm2034049d3_4.xml · nonDerivative · entry 1

DEROMEDI ROGER K · CIK 0001189715 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,410,333

F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F3 · ownership.nature: The securities are held by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Trust"). The Reporting Person holds voting and dispositive power over the Trust.

Read SEC document
October 19, 2020 Filed Oct 22, 2020 01:24 UTC
Chu Chinh10% owner
OtherWarrants to purchase Class A common stock · Derivative 5,088,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-116883 · tm2034049d2_4.xml · derivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,112,000

Underlying: Class A common stock · 5,088,000 shares

Expires not disclosed

F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F3 · ownership.direct: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier.

F3 · ownership.nature: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.