Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 14 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2021 Filed Aug 18, 2021 23:15 UTC |
Altmeyer John WDirector
|
PurchaseClass A Common Stock | 5,000 | $18.67 | $93,369.50 |
DisclosureSEC source: 0001739566-21-000159 · wf-form4_162932852919692.xml · nonDerivative · entry 1 Altmeyer John W · CIK 0001343846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,095 F1 · balance_after: Includes 4,392 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Issuer through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:17 UTC |
Staub ToddEVP & CAO
|
PurchaseClass A Common Stock | 1,328 | $18.59 | $24,687.52 |
DisclosureSEC source: 0001739566-21-000160 · wf-form4_162932860444250.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210 F1 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices of $18.50 and $18.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (1). Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:14 UTC |
Brown TimothyDirector
|
PurchaseClass A Common Stock | 5,000 | $18.60 | $93,000.00 |
DisclosureSEC source: 0001739566-21-000158 · wf-form4_162932845971155.xml · nonDerivative · entry 1 Brown Timothy · CIK 0001821476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,095 F1 · balance_after: Includes 4,392 shares of the Issuer's Class A Common Stock that are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Issuer through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| July 06, 2021 Filed Jul 9, 2021 00:08 UTC |
Shea Theresa RobbinsEVP and General Counsel
|
GrantClass A Common Stock | 4,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000121 · wf-form4_162578928515464.xml · nonDerivative · entry 1 Shea Theresa Robbins · CIK 0001871546 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,635 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: 50% of the shares of Class A Common Stock subject to the restricted stock units vest on December 31, 2022 and 50% of the shares of Class A Common Stock subject to the restricted stock units vest on December 31, 2023 for so long as the participant remains in Continuous Service (as defined in the Plan) to the Company and subject to certain conditions detailed in the Plan. Read SEC document |
| June 30, 2021 Filed Jul 23, 2021 20:54 UTC |
Staub ToddEVP & CAO
|
GrantClass A Common Stock | 382 | $19.61 | $7,491.40 |
DisclosureSEC source: 0001739566-21-000136 · wf-form4_162707363008167.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 30, 2021 Filed Jul 23, 2021 20:53 UTC |
Sponaugle JamesSVP HR & Personnel Development
|
GrantClass A Common Stock | 450 | $19.61 | $8,824.95 |
DisclosureSEC source: 0001739566-21-000135 · wf-form4_162707361266144.xml · nonDerivative · entry 1 Sponaugle James · CIK 0001821513 · SVP HR & Personnel Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,348 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 30, 2021 Filed Jul 23, 2021 20:53 UTC |
Schreiber MarkEVP & Chief Customer Officer
|
GrantClass A Common Stock | 204 | $19.61 | $4,000.64 |
DisclosureSEC source: 0001739566-21-000134 · wf-form4_162707358054417.xml · nonDerivative · entry 1 Schreiber Mark · CIK 0001821897 · EVP & Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 30, 2021 Filed Jul 23, 2021 20:52 UTC |
Devore CaryEVP & CFO
|
GrantClass A Common Stock | 612 | $19.61 | $12,001.93 |
DisclosureSEC source: 0001739566-21-000133 · wf-form4_162707356152115.xml · nonDerivative · entry 1 Devore Cary · CIK 0001821383 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,169 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 30, 2021 Filed Jul 23, 2021 20:52 UTC |
Aumen Eric JVP & Chief Accounting Officer
|
GrantClass A Common Stock | 224 | $19.61 | $4,392.86 |
DisclosureSEC source: 0001739566-21-000132 · wf-form4_162707353392336.xml · nonDerivative · entry 1 Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,506 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:59 UTC |
Choi ChristinaDirector
|
GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000065 · wf-form4_162042474010351.xml · nonDerivative · entry 1 Choi Christina · CIK 0001821536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,095 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:58 UTC |
Altmeyer John WDirector
|
GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000063 · wf-form4_162042470346781.xml · nonDerivative · entry 1 Altmeyer John W · CIK 0001343846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,095 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:00 UTC |
Steeneck Craig D.Director
|
GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000068 · wf-form4_162042481744355.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,595 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:59 UTC |
Fernandez Antonio F.Director
|
GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000066 · wf-form4_162042475778298.xml · nonDerivative · entry 1 Fernandez Antonio F. · CIK 0001570835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,428 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:00 UTC |
Lindeman Bruce JohnDirector
|
GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000067 · wf-form4_162042479256960.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,675 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:58 UTC |
Brown TimothyDirector
|
GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000064 · wf-form4_162042472165046.xml · nonDerivative · entry 1 Brown Timothy · CIK 0001821476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,095 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| January 12, 2021 Filed Jan 16, 2021 02:21 UTC |
Steeneck Craig D.Director
|
OtherWarrants to purchase Class A Common Stock · Derivative | 50,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001739566-21-000011 · wf-form4_161076370356897.xml · derivative · entry 2 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · kind: On January 12, 2021 the reporting person exercised warrants to purchase a total of 50,000 shares of the Issuer's common stock for $11.50 per share. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. Read SEC document |
| January 12, 2021 Filed Jan 16, 2021 02:21 UTC |
Steeneck Craig D.Director
|
OtherClass A Common Stock | 50,000 | $11.50 | $575,000.00 |
DisclosureSEC source: 0001739566-21-000011 · wf-form4_161076370356897.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,203 F1 · kind: On January 12, 2021 the reporting person exercised warrants to purchase a total of 50,000 shares of the Issuer's common stock for $11.50 per share. Read SEC document |
| January 08, 2021 Filed Nov 16, 2021 06:22 UTC |
CC Collier Holdings, LLC10% owner
|
OtherWarrants to purchase Class A Common Stock · Derivative | 232,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-21-139605 · tm2133028-1_4.xml · derivative · entry 3 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 232,000 shares Expires not disclosed F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share. F5 · derivative.exercise_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F5 · derivative.expiration_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| January 08, 2021 Filed Nov 16, 2021 06:22 UTC |
CC Collier Holdings, LLC10% owner
|
OtherCommon Stock | 232,000 | $11.50 | $2,668,000.00 |
DisclosureSEC source: 0001104659-21-139605 · tm2133028-1_4.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,243,150 F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share. F4 · ownership.direct: The securities reported on this report are held directly by the reporting person. Chinh E. Chu holds voting and dispositive power over the securities held by the reporting person; Mr. Chu has separately reported his beneficial ownership over the securities included herein. Read SEC document |
| January 08, 2021 Filed Nov 16, 2021 11:27 UTC |
Chu Chinh10% owner
|
OtherWarrants to purchase Class A Common Stock · Derivative | 232,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-21-139614 · tm2133028-2_4.xml · derivative · entry 3 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 232,000 shares Expires not disclosed F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share. F5 · derivative.exercise_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F5 · derivative.expiration_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| January 08, 2021 Filed Nov 16, 2021 11:27 UTC |
Chu Chinh10% owner
|
OtherCommon Stock | 232,000 | $11.50 | $2,668,000.00 |
DisclosureSEC source: 0001104659-21-139614 · tm2133028-2_4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,243,150 F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share. F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2020 Filed Dec 29, 2020 00:35 UTC |
Series U of UM Partners, LLC10% owner
|
GiftClass A Common Stock | 765,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 3 Series U of UM Partners, LLC · CIK 0001821469 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. Read SEC document |
| December 23, 2020 Filed Dec 29, 2020 00:33 UTC |
Series R of UM Partners, LLC10% owner
|
GiftClass A Common Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · nonDerivative · entry 3 Series R of UM Partners, LLC · CIK 0001821472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. Read SEC document |
| December 23, 2020 Filed Jan 19, 2021 12:31 UTC |
DEROMEDI ROGER KDirector
|
OtherWarrants to purchase Class A Common Stock · Derivative | 193,333 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · derivative · entry 4 DEROMEDI ROGER K · CIK 0001189715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,400,000 Underlying: Class A Common Stock · 193,333 shares Expires not disclosed F4 · kind: On December 23, 2020, the reporting person exercised warrants to purchase a total of 193,333 shares of the Issuer's common stock at $11.50 per share. F5 · price: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F5 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F5 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust. Read SEC document |
| December 23, 2020 Filed Jan 19, 2021 12:31 UTC |
DEROMEDI ROGER KDirector
|
OtherClass A Common Stock | 193,333 | $11.50 | $2,223,329.50 |
DisclosureSEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · nonDerivative · entry 3 DEROMEDI ROGER K · CIK 0001189715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,243,666 F4 · kind: On December 23, 2020, the reporting person exercised warrants to purchase a total of 193,333 shares of the Issuer's common stock at $11.50 per share. F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:35 UTC |
Series U of UM Partners, LLC10% owner
|
ConversionCompany Common Units · Derivative | 765,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · derivative · entry 4 Series U of UM Partners, LLC · CIK 0001821469 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,296,650 Underlying: Class A Common Stock · 765,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:35 UTC |
Series U of UM Partners, LLC10% owner
|
OtherClass V Common Stock | 765,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 2 Series U of UM Partners, LLC · CIK 0001821469 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,296,650 F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote. F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:35 UTC |
Series U of UM Partners, LLC10% owner
|
ConversionClass A Common Stock | 765,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 1 Series U of UM Partners, LLC · CIK 0001821469 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:33 UTC |
Series R of UM Partners, LLC10% owner
|
ConversionCompany Common Units · Derivative | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · derivative · entry 4 Series R of UM Partners, LLC · CIK 0001821472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,052,350 Underlying: Class A Common Stock · 135,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement. Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:33 UTC |
Series R of UM Partners, LLC10% owner
|
OtherClass V Common Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · nonDerivative · entry 2 Series R of UM Partners, LLC · CIK 0001821472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,052,350 F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote. F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| December 22, 2020 Filed Dec 29, 2020 00:33 UTC |
Series R of UM Partners, LLC10% owner
|
ConversionClass A Common Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000076 · wf-form4_160920198793991.xml · nonDerivative · entry 1 Series R of UM Partners, LLC · CIK 0001821472 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are solely owned by Series R of UM Partners, LLC, who is a member of a "group" with Series U of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act. F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b). Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 02:45 UTC |
Fernandez Antonio F.Director
|
OtherWarrants to purchase Class A Common Stock · Derivative | 33,333 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001739566-20-000072 · wf-form4_160869154372625.xml · derivative · entry 2 Fernandez Antonio F. · CIK 0001570835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,333 shares Expires not disclosed F1 · kind: On December 21, 2020 the reporting person exercised warrants to purchase a total of 33,333 shares of the Issuer's common stock for $11.50 per share. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 02:45 UTC |
Fernandez Antonio F.Director
|
OtherClass A Common Stock | 33,333 | $11.50 | $383,329.50 |
DisclosureSEC source: 0001739566-20-000072 · wf-form4_160869154372625.xml · nonDerivative · entry 1 Fernandez Antonio F. · CIK 0001570835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,036 F1 · kind: On December 21, 2020 the reporting person exercised warrants to purchase a total of 33,333 shares of the Issuer's common stock for $11.50 per share. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:34 UTC |
Giordano Jason KDirector
|
OtherWarrants to purchase Class A Common Stock · Derivative | 154,667 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001739566-20-000066 · wf-form4_160867277538431.xml · derivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920,000 Underlying: Class A Common Stock · 154,667 shares Expires not disclosed F1 · kind: On December 18, 2020 the reporting person exercised warrants to purchase a total of 154,667 shares of the Issuer's common stock for $11.50 per share. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:34 UTC |
Giordano Jason KDirector
|
OtherClass A Common Stock | 154,667 | $11.50 | $1,778,670.50 |
DisclosureSEC source: 0001739566-20-000066 · wf-form4_160867277538431.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682,934 F1 · kind: On December 18, 2020 the reporting person exercised warrants to purchase a total of 154,667 shares of the Issuer's common stock for $11.50 per share. Read SEC document |
| December 14, 2020 Filed Jan 19, 2021 12:31 UTC |
DEROMEDI ROGER KDirector
|
GiftClass A Common Stock | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · nonDerivative · entry 2 DEROMEDI ROGER K · CIK 0001189715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 360,000 F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Generation Skipping Trust dated October 1, 2020, Sandra E. Deromedi, Trustee, FBO Sandra E. Deromedi (the "Irrevocable Trust"). To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust. F3 · ownership.nature: The securities are held by the Irrevocable Trust. To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust. Read SEC document |
| December 14, 2020 Filed Jan 19, 2021 12:31 UTC |
DEROMEDI ROGER KDirector
|
GiftClass A Common Stock | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000016 · wf-form4_161105946027709.xml · nonDerivative · entry 1 DEROMEDI ROGER K · CIK 0001189715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,050,333 F1 · kind: This transaction involved a gift of securities by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Revocable Trust") to the Roger K. Deromedi Irrevocable Generation Skipping Trust dated October 1, 2020, Sandra E. Deromedi, Trustee, FBO Sandra E. Deromedi (the "Irrevocable Trust"). To the extent permitted under applicable law, the Reporting Person disclaims beneficial ownership of the shares held by the Irrevocable Trust. The Reporting Person's spouse holds voting and dispositive power over the Irrevocable Trust. F2 · ownership.nature: The securities are held by the Revocable Trust. The Reporting Person holds voting and dispositive power over the Revocable Trust. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:08 UTC |
Choi ChristinaDirector
|
GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000035 · wf-form4_160444850821388.xml · nonDerivative · entry 1 Choi Christina · CIK 0001821536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:07 UTC |
Altmeyer John WDirector
|
GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000032 · wf-form4_160444845715112.xml · nonDerivative · entry 1 Altmeyer John W · CIK 0001343846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,703 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:09 UTC |
Steeneck Craig D.Director
|
GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000039 · wf-form4_160444857445139.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,203 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:08 UTC |
Fernandez Antonio F.Director
|
GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000036 · wf-form4_160444852431193.xml · nonDerivative · entry 1 Fernandez Antonio F. · CIK 0001570835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,703 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:09 UTC |
Lindeman Bruce JohnDirector
|
GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000037 · wf-form4_160444854029502.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,283 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:08 UTC |
Brown TimothyDirector
|
GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000034 · wf-form4_160444849257994.xml · nonDerivative · entry 1 Brown Timothy · CIK 0001821476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,703 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:08 UTC |
Aumen Eric JVP & Chief Accounting Officer
|
GrantClass A Common Stock | 2,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000033 · wf-form4_160444847342275.xml · nonDerivative · entry 1 Aumen Eric J · CIK 0001821892 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,282 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: 50% of the shares subject to the restricted stock units vest on December 31, 2022 and 50% of the shares subject to the restricted stock units vest on December 31, 2023, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:09 UTC |
Sponaugle JamesSVP HR & Personnel Development
|
GrantClass A Common Stock | 2,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000038 · wf-form4_160444855766920.xml · nonDerivative · entry 1 Sponaugle James · CIK 0001821513 · SVP HR & Personnel Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,898 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: 50% of the shares subject to the restricted stock units vest on December 31, 2022 and 50% of the shares subject to the restricted stock units vest on December 31, 2023, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:24 UTC |
Giordano Jason KDirector
|
OtherWarrants to purchase Class A common stock · Derivative | 6,125,333 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-116882 · tm2034049d1_4.xml · derivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074,667 Underlying: Class A common stock · 6,125,333 shares Expires not disclosed F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F2 · price: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:24 UTC |
Giordano Jason KDirector
|
OtherClass A common stock | 11,151,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-116882 · tm2034049d1_4.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,528,267 F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:24 UTC |
DEROMEDI ROGER KDirector · Co-Executive Chairman
|
OtherWarrants to purchase Class A common stock · Derivative | 5,606,667 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-116884 · tm2034049d3_4.xml · derivative · entry 2 DEROMEDI ROGER K · CIK 0001189715 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,593,333 Underlying: Class A common stock · 5,606,667 shares Expires not disclosed F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F2 · price: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F3 · ownership.nature: The securities are held by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Trust"). The Reporting Person holds voting and dispositive power over the Trust. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:24 UTC |
DEROMEDI ROGER KDirector · Co-Executive Chairman
|
OtherClass A common stock | 10,269,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-116884 · tm2034049d3_4.xml · nonDerivative · entry 1 DEROMEDI ROGER K · CIK 0001189715 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,410,333 F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F3 · ownership.nature: The securities are held by the Roger K. Deromedi Revocable Trust 2/11/2000 Amended and Restated 11/9/2011 (the "Trust"). The Reporting Person holds voting and dispositive power over the Trust. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:24 UTC |
Chu Chinh10% owner
|
OtherWarrants to purchase Class A common stock · Derivative | 5,088,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-116883 · tm2034049d2_4.xml · derivative · entry 2 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,112,000 Underlying: Class A common stock · 5,088,000 shares Expires not disclosed F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F3 · ownership.direct: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier. F3 · ownership.nature: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.