Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CC Neuberger Principal Holdings IIPRPB · Entity 125194 | Executive VP, Corp. Develop. | July 30, 2020 | July 30, 2020 |
| CC Neuberger Principal Holdings IIIPRPC · Entity 108016 | EVP, Corporate Development | February 02, 2021 | February 03, 2021 |
| Utz Brands, Inc.UTZ · Entity 4492 | Director | April 23, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CC Neuberger Principal Holdings II
Report date July 30, 2020 · Filed July 30, 2020
This filing explicitly reported no securities owned.
CC Neuberger Principal Holdings III
Report date February 02, 2021 · Filed February 03, 2021
This filing explicitly reported no securities owned.
Utz Brands, Inc.
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,840,293 |
Reported balance
After 2026-04-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 16,927 · Balance 3,840,293 F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F3: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.
F3: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2026 Filed Apr 27, 2026 20:50 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 16,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-027572 · wk-form4_1777323054.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,840,293 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 21:30 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Exercise / conversionWarrants to purchase Class A Common Stock · Derivative | 1,920,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001739566-25-000160 · wk-form4_1754947831.xml · derivative · entry 3 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,920,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise of 1,920,000 warrants to purchase shares of Class A common stock of Utz Brands, Inc. ("Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings ("Collier Creek") and Continental Stock Transfer & Trust Company ("CST"), as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, CST, Equinity Trust Company ("Equinity") and the Consenting Holders (as defined therein). The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1 · price: Reflects the exercise of 1,920,000 warrants to purchase shares of Class A common stock of Utz Brands, Inc. ("Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings ("Collier Creek") and Continental Stock Transfer & Trust Company ("CST"), as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, CST, Equinity Trust Company ("Equinity") and the Consenting Holders (as defined therein). The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F4 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F4 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 21:30 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Tax withholdingClass A Common Stock | 1,570,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-25-000160 · wk-form4_1754947831.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,823,366 F3 · kind: Reflects the shares of Class A common stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last reported sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the private placement warrant was sent to the warrant agent. F3 · price: Reflects the shares of Class A common stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last reported sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the private placement warrant was sent to the warrant agent. F2 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 21:30 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Exercise / conversionClass A Common Stock | 1,920,000 | $11.50 | $22,080,000.00 |
DisclosureSEC source: 0001739566-25-000160 · wk-form4_1754947831.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,393,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise of 1,920,000 warrants to purchase shares of Class A common stock of Utz Brands, Inc. ("Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings ("Collier Creek") and Continental Stock Transfer & Trust Company ("CST"), as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, CST, Equinity Trust Company ("Equinity") and the Consenting Holders (as defined therein). The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1 · price: Reflects the exercise of 1,920,000 warrants to purchase shares of Class A common stock of Utz Brands, Inc. ("Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings ("Collier Creek") and Continental Stock Transfer & Trust Company ("CST"), as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, CST, Equinity Trust Company ("Equinity") and the Consenting Holders (as defined therein). The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F2 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 20:45 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 9,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-25-000095 · wk-form4_1745613935.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,473,556 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 24, 2026, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:49 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 7,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-24-000095 · wk-form4_1714164547.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,463,883 F3 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 24, 2025, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F2 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:49 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-24-000095 · wk-form4_1714164547.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,456,463 F1 · shares: Reflects the issuance of additional shares under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan") that the Issuer intended to include in the May 2022 non-employee director equity retainer. F2 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:10 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 6,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-23-000088 · wf-form4_168358382917707.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,456,193 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 25, 2024, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:09 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 8,369 | $14.47 | $121,099.43 |
DisclosureSEC source: 0001739566-22-000130 · wf-form4_165212694126646.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,449,447 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2023, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:46 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 2,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000068 · wf-form4_164376279845696.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,441,078 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), made pursuant to Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:30 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 9,375 | $16.97 | $159,080.63 |
DisclosureSEC source: 0001739566-21-000208 · wf-form4_164004300759156.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438,504 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 01:45 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 5,526 | $16.21 | $89,580.88 |
DisclosureSEC source: 0001739566-21-000205 · wf-form4_163961908544519.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447,879 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:36 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 530 | $16.04 | $8,499.61 |
DisclosureSEC source: 0001739566-21-000202 · wf-form4_163917214393621.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453,405 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F3 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:36 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 3,319 | $16.00 | $53,114.29 |
DisclosureSEC source: 0001739566-21-000202 · wf-form4_163917214393621.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453,935 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:10 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 37,500 | $16.37 | $613,702.50 |
DisclosureSEC source: 0001739566-21-000185 · wf-form4_163719060518183.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,457,254 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.92. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 22:09 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 680 | $18.01 | $12,245.58 |
DisclosureSEC source: 0001739566-21-000183 · wf-form4_163701414497926.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,494,754 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $18.00 to $18.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 01:34 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 17,659 | $16.02 | $282,969.58 |
DisclosureSEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 3 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495,434 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F5 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 01:34 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 4,200 | $16.01 | $67,227.30 |
DisclosureSEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513,093 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| November 01, 2021 Filed Nov 4, 2021 01:34 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 49,440 | $16.08 | $795,054.53 |
DisclosureSEC source: 0001739566-21-000172 · wf-form4_163598964964198.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,517,293 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.255. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 21:01 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 6,219 | $16.03 | $99,683.11 |
DisclosureSEC source: 0001739566-21-000169 · wf-form4_163493648165398.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566,733 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:01 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 14,377 | $16.10 | $231,511.39 |
DisclosureSEC source: 0001739566-21-000169 · wf-form4_163493648165398.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572,952 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 21:16 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 16,560 | $16.01 | $265,186.87 |
DisclosureSEC source: 0001739566-21-000166 · wf-form4_163476453829440.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,587,329 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.07. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 21:16 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 4,045 | $16.03 | $64,856.72 |
DisclosureSEC source: 0001739566-21-000166 · wf-form4_163476453829440.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603,889 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 20:49 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 4,056 | $16.13 | $65,436.66 |
DisclosureSEC source: 0001739566-21-000163 · wf-form4_163346696607655.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607,934 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.00 to $16.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:49 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 70,944 | $16.67 | $1,182,728.71 |
DisclosureSEC source: 0001739566-21-000163 · wf-form4_163346696607655.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611,990 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021. F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: These securities include shares of Class A Common Stock that are held by Jason K. Giordano together with his spouse. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:34 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherWarrants to purchase Class A Common Stock · Derivative | 154,667 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001739566-20-000066 · wf-form4_160867277538431.xml · derivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920,000 Underlying: Class A Common Stock · 154,667 shares Expires not disclosed F1 · kind: On December 18, 2020 the reporting person exercised warrants to purchase a total of 154,667 shares of the Issuer's common stock for $11.50 per share. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:34 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass A Common Stock | 154,667 | $11.50 | $1,778,670.50 |
DisclosureSEC source: 0001739566-20-000066 · wf-form4_160867277538431.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682,934 F1 · kind: On December 18, 2020 the reporting person exercised warrants to purchase a total of 154,667 shares of the Issuer's common stock for $11.50 per share. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:24 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherWarrants to purchase Class A common stock · Derivative | 6,125,333 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-116882 · tm2034049d1_4.xml · derivative · entry 2 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074,667 Underlying: Class A common stock · 6,125,333 shares Expires not disclosed F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F2 · price: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:24 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass A common stock | 11,151,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-116882 · tm2034049d1_4.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,528,267 F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:45 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantWarrants to purchase Class A common stock · Derivative | 1,000,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-101581 · tm2029480-30_4.xml · derivative · entry 4 Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200,000 Underlying: Class A common stock · 1,000,000 shares Expires not disclosed F2 · kind: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · derivative.exercise_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · derivative.expiration_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F1 · balance_after: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:45 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass B ordinary shares · Derivative | 11,680,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101581 · tm2029480-30_4.xml · derivative · entry 3 Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 11,680,000 shares Expires not disclosed F1 · derivative.exercise_price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · derivative.exercise_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · derivative.expiration_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:45 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A common stock | 3,000,000 | $10.00 | $30,000,000.00 |
DisclosureSEC source: 0001104659-20-101581 · tm2029480-30_4.xml · nonDerivative · entry 2 Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,680,000 F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:45 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass A common stock | 11,680,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101581 · tm2029480-30_4.xml · nonDerivative · entry 1 Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,680,000 F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:41 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantWarrants to purchase Class A common stock · Derivative | 1,000,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-101576 · tm2029480-28_4.xml · derivative · entry 4 Giordano Jason K · CIK 0001458039 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,200,000 Underlying: Class A common stock · 1,000,000 shares Expires not disclosed F2 · kind: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · derivative.exercise_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · derivative.expiration_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F1 · balance_after: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F3 · ownership.nature: The securities are held directly by the Sponsor. The Reporting Person shares voting and dispositive power over the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:41 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass B ordinary shares · Derivative | 11,680,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101576 · tm2029480-28_4.xml · derivative · entry 3 Giordano Jason K · CIK 0001458039 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A ordinary shares · 11,680,000 shares Expires not disclosed F1 · derivative.exercise_price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · derivative.exercise_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · derivative.expiration_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F3 · ownership.nature: The securities are held directly by the Sponsor. The Reporting Person shares voting and dispositive power over the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:41 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A common stock | 3,000,000 | $10.00 | $30,000,000.00 |
DisclosureSEC source: 0001104659-20-101576 · tm2029480-28_4.xml · nonDerivative · entry 2 Giordano Jason K · CIK 0001458039 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,680,000 F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F3 · ownership.nature: The securities are held directly by the Sponsor. The Reporting Person shares voting and dispositive power over the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:41 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass A common stock | 11,680,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101576 · tm2029480-28_4.xml · nonDerivative · entry 1 Giordano Jason K · CIK 0001458039 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,680,000 F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Person's warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock. F3 · ownership.nature: The securities are held directly by the Sponsor. The Reporting Person shares voting and dispositive power over the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 22:32 UTC | Utz Brands, Inc. CCH · Entity 4492 | OtherClass B Ordinary Shares · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-054614 · tv505012_4.xml · derivative · entry 1 Collier Creek Partners LLC · CIK 0001739585 · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,680,000 Underlying: Class A Ordinary Shares · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: On October 19, 2018, Collier Creek Partners LLC forfeited at no cost 500,000 Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. F1 · kind: On October 19, 2018, Collier Creek Partners LLC forfeited at no cost 500,000 Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F3 · ownership.direct: The securities are held directly by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by Collier Creek Partners LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 04, 2018 Filed Oct 4, 2018 23:24 UTC | Utz Brands, Inc. CCH · Entity 4492 | OtherClass B Ordinary Shares · Derivative | 1,437,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-052583 · tv504328_4.xml · derivative · entry 1 Collier Creek Partners LLC · CIK 0001739585 · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,180,000 Underlying: Class A Ordinary Shares · 1,437,500 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F2 · kind: On October 4, 2018, in connection with the increase in the size of its initial public offering, the Issuer effected a share capitalization with respect to the Issuer's Class B Ordinary Shares. F1 · derivative.exercise_date: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F1 · derivative.expiration_date: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F3 · balance_after: Includes 1,500,000 Class B Ordinary Shares that are subject to forfeiture depending on the extent to which the underwriters in the Issuer's initial public offering do not exercise their over-allotment option. F4 · ownership.direct: The securities are held directly by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by Collier Creek Partners LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.