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Series U of UM Partners, LLC

Disclosed activity across 1 company

Tapewire entity
72628
SEC CIK
0001821469

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Utz Brands, Inc.UTZ · Entity 449210% ownerNovember 20, 2025November 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Utz Brands, Inc.

Report date November 20, 2025 · Filed November 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,570,000 Last balance in matching sequence After 2025-11-24 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2025-11-20 · Purchase · Acquired 6,650 · Balance 3,491,650

F1: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.45 to $9.54, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 through 4.

Row 2 · 2025-11-21 · Purchase · Acquired 70,379 · Balance 3,562,029

F1: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F3: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.50 to $9.75, inclusive.

Row 3 · 2025-11-24 · Purchase · Acquired 7,971 · Balance 3,570,000

F1: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.39 to $9.56, inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.45 to $9.54, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 through 4.

F3: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.50 to $9.75, inclusive.

F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.39 to $9.56, inclusive.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2025 Filed Nov 24, 2025 22:02 UTC Utz Brands, Inc. UTZ · Entity 4492 PurchaseClass A Common Stock 7,971 $9.51 $75,804.21
Disclosure

SEC source: 0001104659-25-115473 · tm2532023-1_4seq1.xml · nonDerivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,570,000

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.39 to $9.56, inclusive.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:02 UTC Utz Brands, Inc. UTZ · Entity 4492 PurchaseClass A Common Stock 70,379 $9.60 $675,638.40
Disclosure

SEC source: 0001104659-25-115473 · tm2532023-1_4seq1.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,562,029

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.50 to $9.75, inclusive.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:02 UTC Utz Brands, Inc. UTZ · Entity 4492 PurchaseClass A Common Stock 6,650 $9.53 $63,374.50
Disclosure

SEC source: 0001104659-25-115473 · tm2532023-1_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,491,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $9.45 to $9.54, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 through 4.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:00 UTC Utz Brands, Inc. UTZ · Entity 4492 PurchaseClass A Common Stock 85,000 $10.48 $890,800.00
Disclosure

SEC source: 0001104659-25-106381 · tm2530210-2_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,485,000

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who may be deemed to be a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $10.27 to $10.60 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 22:00 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionCompany Common Units · Derivative 1,700,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-003803 · tm252201-2_4seq1.xml · derivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,046,650

Underlying: Class A Common Stock · 1,700,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 22:00 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass V Common Stock 1,700,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-003803 · tm252201-2_4seq1.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,046,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
January 13, 2025 Filed Jan 15, 2025 22:00 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionClass A Common Stock 1,700,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-003803 · tm252201-2_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:00 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionCompany Common Units · Derivative 850,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116902 · tm2427625-1_4seq1.xml · derivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,746,650

Underlying: Class A Common Stock · 850,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:00 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass V Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116902 · tm2427625-1_4seq1.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,746,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:00 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionClass A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116902 · tm2427625-1_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
July 09, 2024 Filed Jul 10, 2024 21:00 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionCompany Common Units · Derivative 850,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-078980 · tm2419200-1_4seq1.xml · derivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,596,650

Underlying: Class A Common Stock · 850,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interests of Utz Brands Holdings, LLC pursuant to the terms of the LLC Agreement. These units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to, and subject to certain limitations set forth in, the LLC Agreement.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 21:00 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass V Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-078980 · tm2419200-1_4seq1.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,596,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
July 09, 2024 Filed Jul 10, 2024 21:00 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionClass A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-078980 · tm2419200-1_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

Read SEC document
May 06, 2024 Filed May 7, 2024 21:57 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleClass A Common Stock 397,885 $18.76 $7,464,322.60
Disclosure

SEC source: 0001104659-24-058154 · tm2413773-2_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 02:58 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleClass A Common Stock 446,250 $17.40 $7,764,750.00
Disclosure

SEC source: 0001104659-24-030698 · tm247963-1_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,885

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:22 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleClass A Common Stock 5,865 $19.03 $111,603.91
Disclosure

SEC source: 0001104659-24-023747 · tm246248-1_4seq1.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 844,135

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.07, inclusive. The reporting person undertakes to provide to Utz Brands, Inc., any security holder of Utz Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

F3 · ownership.direct: The reported sale of 5,865 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2023.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:35 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionCompany Common Units · Derivative 850,000 $0.00 $0.00
Disclosure

SEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · derivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,446,650

Underlying: Class A Common Stock · 850,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

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September 21, 2021 Filed Sep 22, 2021 21:35 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass V Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,446,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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September 21, 2021 Filed Sep 22, 2021 21:35 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionClass A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001821469-21-000004 · wf-form4_163234653591823.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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December 23, 2020 Filed Dec 29, 2020 00:35 UTC Utz Brands, Inc. UTZ · Entity 4492 GiftClass A Common Stock 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 3

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

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December 22, 2020 Filed Dec 29, 2020 00:35 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionCompany Common Units · Derivative 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · derivative · entry 4

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,296,650

Underlying: Class A Common Stock · 765,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F4 · derivative.exercise_price: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F4 · derivative.exercise_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

F4 · derivative.expiration_date: These Common Company Units represent non-voting limited liability company interest of Utz Bands, Inc. pursuant to the terms of the LLC Agreement. Subject to certain exceptions, beginning on the earlier of August 28, 2021 or such earlier time as the lock-up period set forth in an agreement between the Issuer and the Reporting Persons ends, these units may be exchanged at the discretion of the holder for shares of Class A Common Stock on a one-for-one basis pursuant to certain limitations set forth in the LLC Agreement.

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December 22, 2020 Filed Dec 29, 2020 00:35 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass V Common Stock 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 2

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,296,650

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F3 · shares: These shares of Class V Common Stock of the Issuer provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock is entitled to vote as a common stockholder of the Issuer, with the number of votes equal to the number of shares of Class V Common Stock held at the time of such vote.

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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December 22, 2020 Filed Dec 29, 2020 00:35 UTC Utz Brands, Inc. UTZ · Entity 4492 ConversionClass A Common Stock 765,000 $0.00 $0.00
Disclosure

SEC source: 0001739566-20-000077 · wf-form4_160920208475516.xml · nonDerivative · entry 1

Series U of UM Partners, LLC · CIK 0001821469 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are solely owned by Series U of UM Partners, LLC, who is a member of a "group" with Series R of UM Partners, LLC for purposes of Section 13(d) of the Exchange Act.

F2 · kind: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

F2 · price: Reflects an exchange of Common Company Units together with the surrender and cancellation of the same number of Class V Common Stock for an equal number of shares of Class A Common Stock, pursuant to the Third Amended and Restated Limited Liability Company Agreement of Utz Brands Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.