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Lindeman Bruce John

Disclosed activity across 3 companies

Tapewire entity
43585
SEC CIK
0001649692

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HYDROFARM HOLDINGS GROUP, INC.HYFM · Entity 8322Chief Executive OfficerAugust 18, 2025August 20, 2025
Utz Brands, Inc.UTZ · Entity 4492DirectorApril 23, 2026April 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HYDROFARM HOLDINGS GROUP, INC.

Report date August 18, 2025 · Filed August 20, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivativeDirect56,683 Reported balance After 2025-08-18 transaction · row 1
1 source row

Row 1 · 2025-08-18 · Tax withholding · Disposed 496 · Balance 56,683

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Utz Brands, Inc.

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect69,080 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 16,927 · Balance 69,080

F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CALAVO GROWERS INC

Report date May 28, 2026 · Filed May 29, 2026

Section 16 reporting ended · disclosed 2026-05-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-28 transaction · row 1
1 source row

Row 1 · 2026-05-28 · Disposition to issuer · Disposed 24,556 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2026, by and among Calavo Growers, Inc. ("Calavo") Mission Produce, Inc. ("Mission Produce"), Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo ("Calavo Common Stock") was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-28 · Disposition to issuer · Disposed 2,200 · Balance 0

F2: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69.

F3: The restricted stock units fully vested on April 23, 2025, and the reporting person's receipt of 2,200 shares of common stock was deferred pursuant to the restricted stock unit award agreement between the reporting person and Calavo.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.84Direct0 Reported balance After 2026-05-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-28 · Disposition to issuer · Disposed 10,000 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F5: Subject to footnote (4), the stock option vests in equal increments on each anniversary date of the grant on June 3, 2024 over a five-year period, and each increment is exercisable for five years from its vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.33 · Expires 2035-12-07Direct0 Reported balance After 2026-05-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-28 · Disposition to issuer · Disposed 100,000 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F6: Subject to footnote (4), 25% of the shares underlying the stock option are fully vested as of December 8, 2025, and the remainder of the shares underlying the stock option vest in three equal annual installments over the subsequent three years subject to the Reporting Person's continuous service with Calavo as of each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2026, by and among Calavo Growers, Inc. ("Calavo") Mission Produce, Inc. ("Mission Produce"), Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo ("Calavo Common Stock") was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest.

F2: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69.

F3: The restricted stock units fully vested on April 23, 2025, and the reporting person's receipt of 2,200 shares of common stock was deferred pursuant to the restricted stock unit award agreement between the reporting person and Calavo.

F4: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F5: Subject to footnote (4), the stock option vests in equal increments on each anniversary date of the grant on June 3, 2024 over a five-year period, and each increment is exercisable for five years from its vesting date.

F6: Subject to footnote (4), 25% of the shares underlying the stock option are fully vested as of December 8, 2025, and the remainder of the shares underlying the stock option vest in three equal annual installments over the subsequent three years subject to the Reporting Person's continuous service with Calavo as of each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2026 Filed May 29, 2026 01:34 UTC CALAVO GROWERS INC CVGW · Entity 43584 Disposition to issuerStock Option (right to buy) · Derivative 100,000 $7.36 Strike: $20.33 $736,000.00
Disclosure

SEC source: 0001213900-26-062365 · ownership.xml · derivative · entry 4

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2035-12-07

F4 · price: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F6 · derivative.exercise_date: Subject to footnote (4), 25% of the shares underlying the stock option are fully vested as of December 8, 2025, and the remainder of the shares underlying the stock option vest in three equal annual installments over the subsequent three years subject to the Reporting Person's continuous service with Calavo as of each vesting date.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

Read SEC document
May 28, 2026 Filed May 29, 2026 01:34 UTC CALAVO GROWERS INC CVGW · Entity 43584 Disposition to issuerStock Option (right to buy) · Derivative 10,000 $1.85 Strike: $25.84 $18,500.00
Disclosure

SEC source: 0001213900-26-062365 · ownership.xml · derivative · entry 3

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F4 · price: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F5 · derivative.exercise_date: Subject to footnote (4), the stock option vests in equal increments on each anniversary date of the grant on June 3, 2024 over a five-year period, and each increment is exercisable for five years from its vesting date.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.

F5 · derivative.expiration_date: Subject to footnote (4), the stock option vests in equal increments on each anniversary date of the grant on June 3, 2024 over a five-year period, and each increment is exercisable for five years from its vesting date.

Read SEC document
May 28, 2026 Filed May 29, 2026 01:34 UTC CALAVO GROWERS INC CVGW · Entity 43584 Disposition to issuerRestricted Stock Units · Derivative 2,200 $27.69 $60,918.00
Disclosure

SEC source: 0001213900-26-062365 · ownership.xml · derivative · entry 2

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69.

F2 · price: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69.

F3 · derivative.exercise_date: The restricted stock units fully vested on April 23, 2025, and the reporting person's receipt of 2,200 shares of common stock was deferred pursuant to the restricted stock unit award agreement between the reporting person and Calavo.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69.

F3 · derivative.expiration_date: The restricted stock units fully vested on April 23, 2025, and the reporting person's receipt of 2,200 shares of common stock was deferred pursuant to the restricted stock unit award agreement between the reporting person and Calavo.

Read SEC document
May 28, 2026 Filed May 29, 2026 01:34 UTC CALAVO GROWERS INC CVGW · Entity 43584 Disposition to issuerCommon Stock 24,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-062365 · ownership.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2026, by and among Calavo Growers, Inc. ("Calavo") Mission Produce, Inc. ("Mission Produce"), Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo ("Calavo Common Stock") was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest.

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2026, by and among Calavo Growers, Inc. ("Calavo") Mission Produce, Inc. ("Mission Produce"), Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo ("Calavo Common Stock") was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest.

Read SEC document
April 23, 2026 Filed Apr 28, 2026 01:12 UTC CALAVO GROWERS INC CVGW · Entity 43584 Exercise / conversionRestricted Stock Units · Derivative 4,259 $0.00 $0.00
Disclosure

SEC source: 0001250853-26-000010 · primary_doc.xml · derivative · entry 3

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.

F2 · derivative.exercise_date: The restricted stock units fully vest on the date of that is the earlier of (i) the one-year anniversary of the date of grant, or (ii) Calavo Growers, Inc.'s 2026 annual meeting of shareholders provided such annual meeting occurs on or after April 8, 2026.

F2 · derivative.expiration_date: The restricted stock units fully vest on the date of that is the earlier of (i) the one-year anniversary of the date of grant, or (ii) Calavo Growers, Inc.'s 2026 annual meeting of shareholders provided such annual meeting occurs on or after April 8, 2026.

Read SEC document
April 23, 2026 Filed Apr 28, 2026 01:12 UTC CALAVO GROWERS INC CVGW · Entity 43584 Tax withholdingCommon Stock 1,587 $27.86 $44,213.82
Disclosure

SEC source: 0001250853-26-000010 · primary_doc.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,556

Read SEC document
April 23, 2026 Filed Apr 28, 2026 01:12 UTC CALAVO GROWERS INC CVGW · Entity 43584 Exercise / conversionCommon Stock 4,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001250853-26-000010 · primary_doc.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.

Read SEC document
April 23, 2026 Filed Apr 27, 2026 20:52 UTC Utz Brands, Inc. UTZ · Entity 4492 GrantClass A Common Stock 16,927 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-027579 · wk-form4_1777323140.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,080

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
December 31, 2025 Filed Jan 6, 2026 02:14 UTC CALAVO GROWERS INC CVGW · Entity 43584 Tax withholdingCommon Stock 8,951 $20.33 $181,973.83
Disclosure

SEC source: 0001250853-26-000001 · primary_doc.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,884

Read SEC document
December 08, 2025 Filed Dec 11, 2025 01:17 UTC CALAVO GROWERS INC CVGW · Entity 43584 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $20.33 $0.00
Disclosure

SEC source: 0001250853-25-000017 · primary_doc.xml · derivative · entry 2

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-12-07

F1 · derivative.exercise_date: 25% of the shares underlying the stock option are fully vested as of December 8, 2025, and the remainder of the shares underlying the stock option vest in three equal annual installments over the subsequent three years subject to the Reporting Person's continuous service with the Issuer as of each vesting date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 01:17 UTC CALAVO GROWERS INC CVGW · Entity 43584 GrantCommon Stock 24,190 $0.00 $0.00
Disclosure

SEC source: 0001250853-25-000017 · primary_doc.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,835

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:02 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 496 $4.51 $2,236.96
Disclosure

SEC source: 0001628280-25-040896 · wk-form4_1755720156.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,683

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 20:19 UTC Utz Brands, Inc. UTZ · Entity 4492 GrantClass A Common Stock 9,673 $0.00 $0.00
Disclosure

SEC source: 0001739566-25-000078 · wk-form4_1745612374.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,153

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 24, 2026, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

Read SEC document
April 23, 2025 Filed Apr 24, 2025 23:54 UTC CALAVO GROWERS INC CVGW · Entity 43584 GrantRestricted Stock Units · Derivative 4,259 $0.00 $0.00
Disclosure

SEC source: 0001250853-25-000011 · primary_doc.xml · derivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,259

Underlying: Common Stock · 4,259 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.

F2 · derivative.exercise_date: The restricted stock units fully vest on the date that is the earlier of (i) the one-year anniversary of the date of grant, or (ii) Calavo Growers, Inc.'s 2026 annual meeting of shareholders provided such annual meeting occurs on or after April 8, 2026.

F2 · derivative.expiration_date: The restricted stock units fully vest on the date that is the earlier of (i) the one-year anniversary of the date of grant, or (ii) Calavo Growers, Inc.'s 2026 annual meeting of shareholders provided such annual meeting occurs on or after April 8, 2026.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 20:11 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 1,683 $1.78 $2,995.74
Disclosure

SEC source: 0001628280-25-017328 · wk-form4_1744315893.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,179

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,959 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:08 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 GrantCommon Stock, $0.0001 par value per share 3,959 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009816 · wk-form4_1741122476.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,862

F1 · shares: On April 5, 2024, Mr. Lindeman was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 28, 2025, the Board of Directors determined that certain of the performance-based conditions were met resulting in 3,959 PSUs earned by Mr. Lindeman.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:16 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 160 $5.39 $862.40
Disclosure

SEC source: 0001628280-25-009039 · wk-form4_1740777411.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,903

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 334 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:08 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 GrantCommon Stock, $0.0001 par value per share 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000249 · wk-form4_1735938480.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,640

F1 · shares: The reporting person received an award of 250,000 restricted stock units on January 1, 2025, vesting in three equal annual installments beginning on January 1, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting.

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November 01, 2024 Filed Nov 5, 2024 22:34 UTC CALAVO GROWERS INC CVGW · Entity 43584 GrantRestricted Stock Units · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0001250853-24-000012 · primary_doc.xml · derivative · entry 3

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock · 2,220 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.

F3 · derivative.exercise_date: The restricted stock units fully vest on the date of Calavo Growers, Inc.'s 2025 annual meeting of shareholders.

F3 · derivative.expiration_date: The restricted stock units fully vest on the date of Calavo Growers, Inc.'s 2025 annual meeting of shareholders.

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November 01, 2024 Filed Nov 5, 2024 22:34 UTC CALAVO GROWERS INC CVGW · Entity 43584 Exercise / conversionRestricted Stock Units · Derivative 2,054 $0.00 $0.00
Disclosure

SEC source: 0001250853-24-000012 · primary_doc.xml · derivative · entry 2

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.

F2 · derivative.exercise_date: The restricted stock units fully vest on November 1, 2024.

F2 · derivative.expiration_date: The restricted stock units fully vest on November 1, 2024.

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November 01, 2024 Filed Nov 5, 2024 22:34 UTC CALAVO GROWERS INC CVGW · Entity 43584 Exercise / conversionCommon Stock 2,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001250853-24-000012 · primary_doc.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.

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August 19, 2024 Filed Aug 20, 2024 20:03 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 4,957 $0.55 $2,745.68
Disclosure

SEC source: 0001628280-24-037886 · wk-form4_1724184193.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,640

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,667 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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August 05, 2024 Filed Aug 7, 2024 21:09 UTC Utz Brands, Inc. UTZ · Entity 4492 PurchaseClass A Common Stock 4,000 $16.11 $64,440.00
Disclosure

SEC source: 0001739566-24-000141 · wk-form4_1723064954.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,480

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June 03, 2024 Filed Jun 5, 2024 00:52 UTC CALAVO GROWERS INC CVGW · Entity 43584 GrantRestricted Stock Units · Derivative 2,054 $0.00 $0.00
Disclosure

SEC source: 0001250853-24-000007 · primary_doc.xml · derivative · entry 2

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,054

Underlying: Common Stock · 2,054 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.

F3 · derivative.exercise_date: The restricted stock units fully vest on November 1, 2024.

F3 · derivative.expiration_date: The restricted stock units fully vest on November 1, 2024.

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June 03, 2024 Filed Jun 5, 2024 00:52 UTC CALAVO GROWERS INC CVGW · Entity 43584 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $25.84 $0.00
Disclosure

SEC source: 0001250853-24-000007 · primary_doc.xml · derivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The option vests in equal increments on each anniversary date of the grant over a five-year period, and each increment is exercisable for five years from its vesting date.

F1 · derivative.expiration_date: The option vests in equal increments on each anniversary date of the grant over a five-year period, and each increment is exercisable for five years from its vesting date.

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April 24, 2024 Filed Apr 26, 2024 20:49 UTC Utz Brands, Inc. UTZ · Entity 4492 GrantClass A Common Stock 7,420 $0.00 $0.00
Disclosure

SEC source: 0001739566-24-000096 · wk-form4_1714164582.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,480

F2 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 24, 2025, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

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April 24, 2024 Filed Apr 26, 2024 20:49 UTC Utz Brands, Inc. UTZ · Entity 4492 GrantClass A Common Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001739566-24-000096 · wk-form4_1714164582.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,060

F1 · shares: Reflects the issuance of additional shares under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan") that the Issuer intended to include in the May 2022 non-employee director equity retainer.

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March 25, 2024 Filed Mar 27, 2024 20:48 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 8,190 $0.93 $7,608.51
Disclosure

SEC source: 0001628280-24-013337 · wk-form4_1711572518.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,597

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 17,360 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 25, 2024 Filed Mar 27, 2024 20:48 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 6,011 $0.93 $5,584.22
Disclosure

SEC source: 0001628280-24-013337 · wk-form4_1711572518.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,787

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 12,575 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 18, 2024 Filed Mar 19, 2024 20:02 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 4,009 $0.79 $3,150.27
Disclosure

SEC source: 0001628280-24-011907 · wk-form4_1710878516.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,798

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,383 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 26, 2024 Filed Feb 27, 2024 21:02 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 1,593 $0.89 $1,417.77
Disclosure

SEC source: 0001628280-24-007194 · wk-form4_1709067743.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,807

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2024 Filed Feb 20, 2024 21:06 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 4,004 $0.90 $3,606.40
Disclosure

SEC source: 0001628280-24-005567 · wk-form4_1708463143.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,400

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 15, 2024 Filed Feb 20, 2024 21:06 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 GrantCommon Stock, $0.0001 par value per share 17,360 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005567 · wk-form4_1708463143.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,404

F1 · shares: On March 24, 2023, Mr. Lindeman was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 15, 2024, the Board of Directors determined that certain of the performance-based conditions were met resulting in 17,360 PSUs earned by Mr. Lindeman.

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January 17, 2024 Filed Jan 19, 2024 21:04 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 4,004 $0.96 $3,843.84
Disclosure

SEC source: 0001628280-24-001766 · wk-form4_1705698272.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,044

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
December 16, 2023 Filed Dec 19, 2023 21:08 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $0.88 $3,143.48
Disclosure

SEC source: 0001628280-23-041980 · wk-form4_1703020090.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,048

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:10 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $0.87 $3,107.88
Disclosure

SEC source: 0001628280-23-039773 · wk-form4_1700601032.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,608

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
October 17, 2023 Filed Oct 18, 2023 20:02 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $1.14 $4,058.40
Disclosure

SEC source: 0001628280-23-034578 · wk-form4_1697659339.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,168

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 20:05 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $1.60 $5,696.00
Disclosure

SEC source: 0001628280-23-032530 · wf-form4_169515393747226.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,728

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:02 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 4,957 $1.08 $5,353.56
Disclosure

SEC source: 0001628280-23-030105 · wf-form4_169264814405191.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,288

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,666 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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August 18, 2023 Filed Aug 21, 2023 20:02 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $1.03 $3,666.80
Disclosure

SEC source: 0001628280-23-030105 · wf-form4_169264814405191.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,245

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:16 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $0.97 $3,453.20
Disclosure

SEC source: 0001628280-23-025062 · wf-form4_168971137978861.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,805

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 21:12 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $1.03 $3,666.80
Disclosure

SEC source: 0001628280-23-022925 · wf-form4_168738194553317.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,365

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 17, 2023 Filed May 18, 2023 20:32 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $0.98 $3,481.32
Disclosure

SEC source: 0001104659-23-062287 · tm2316216-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,925

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 04, 2023 Filed May 8, 2023 22:29 UTC Utz Brands, Inc. UTZ · Entity 4492 GrantClass A Common Stock 6,746 $0.00 $0.00
Disclosure

SEC source: 0001739566-23-000103 · wf-form4_168358492261212.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,790

F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 25, 2024, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.

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April 18, 2023 Filed Apr 19, 2023 20:15 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $1.53 $5,446.80
Disclosure

SEC source: 0001104659-23-047199 · tm2313207-1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,485

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 5,298 $1.69 $8,953.62
Disclosure

SEC source: 0001104659-23-037804 · tm2310798-2_4seq1.xml · nonDerivative · entry 3

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,045

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 12,574 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 27, 2023 Filed Mar 28, 2023 21:45 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 922 $1.69 $1,558.18
Disclosure

SEC source: 0001104659-23-037804 · tm2310798-2_4seq1.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,343

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,169 stock-settled PSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 17, 2023 Filed Mar 17, 2023 21:11 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 2,748 $1.92 $5,276.16
Disclosure

SEC source: 0001104659-23-033992 · tm239932d1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,095

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:05 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 1,093 $2.00 $2,186.00
Disclosure

SEC source: 0001104659-23-026702 · tm238072-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,843

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:06 UTC HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 Tax withholdingCommon Stock, $0.0001 par value per share 2,748 $2.15 $5,908.20
Disclosure

SEC source: 0001104659-23-023778 · tm237411-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,936

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.