Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Utz Brands, Inc.
Report date January 03, 2022 · Filed January 06, 2022
Section 16 reporting ended · disclosed 2022-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 77,748 |
Ending reported balance
After 2022-01-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-12-31 · Grant · Acquired 565 · Balance 5,925 F1: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Row 2 · 2022-01-03 · Exercise / conversion · Acquired 123,516 · Balance 129,441 F2: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Row 3 · 2022-01-03 · Tax withholding · Disposed 51,693 · Balance 77,748 F3: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. |
| Restricted Stock Unit and Tax-Offset RightSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-03 · Exercise / conversion · Disposed 95,563 · Balance 0 F2: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F4: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F5: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Son | 200 |
Reported balance
Holding disclosure · report date 2022-01-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 200 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d).
F2: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event.
F3: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020.
F4: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021.
F5: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 6, 2022 02:33 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Exercise / conversionRestricted Stock Unit and Tax-Offset Right · Derivative | 95,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · derivative · entry 5 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 123,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F4 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. F2 · derivative.underlying_shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:33 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Tax withholdingClass A Common Stock | 51,693 | $15.95 | $824,503.35 |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 3 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,748 F3 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of a restricted stock unit and tax-offset right originally reported by the reporting person in a Form 4 filed with the Commission on September 1, 2020. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 02:33 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Exercise / conversionClass A Common Stock | 123,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 2 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. F2 · price: Each restricted unit (an "RSU") that converted into shares of Class A Common Stock of Issuer, represented a contingent right to receive one share of Issuer's Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan, and which is accompanied by a tax-offset right. The tax-offset right entitled the reporting person to receive, upon settlement of the RSU, a payment in cash or shares of Class A Common Stock with a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the RSU and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the RSU received capital gains treatment rather than ordinary income tax treatment in connection with the event. Read SEC document |
| December 31, 2021 Filed Jan 6, 2022 02:33 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 565 | $14.36 | $8,110.58 |
DisclosureSEC source: 0001739566-22-000025 · wf-form4_164143637442256.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on December 31, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:36 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 200 | $14.44 | $2,888.00 |
DisclosureSEC source: 0001739566-21-000189 · wf-form4_163858534803556.xml · nonDerivative · entry 2 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 200 Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 02:36 UTC | Utz Brands, Inc. UTZ · Entity 4492 | PurchaseClass A Common Stock | 2,000 | $14.23 | $28,468.00 |
DisclosureSEC source: 0001739566-21-000189 · wf-form4_163858534803556.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,360 F1 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased in transactions at prices of $14.05 and $14.4173. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in footnote (1). Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 23:17 UTC | Utz Brands, Inc. UTZ · Entity 4492 | PurchaseClass A Common Stock | 150 | $18.25 | $2,737.50 |
DisclosureSEC source: 0001739566-21-000160 · wf-form4_162932860444250.xml · nonDerivative · entry 2 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:17 UTC | Utz Brands, Inc. UTZ · Entity 4492 | PurchaseClass A Common Stock | 1,328 | $18.59 | $24,687.52 |
DisclosureSEC source: 0001739566-21-000160 · wf-form4_162932860444250.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210 F1 · price: The price reported in this box in Column 4 is a weighted average price. These shares were sold in transactions at prices of $18.50 and $18.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in footnote (1). Read SEC document |
| June 30, 2021 Filed Jul 23, 2021 20:54 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 382 | $19.61 | $7,491.40 |
DisclosureSEC source: 0001739566-21-000136 · wf-form4_162707363008167.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882 F1 · shares: The shares of Issuer's Class A Common Stock were acquired on June 30, 2021 pursuant to the Utz Brands, Inc. 2021 Employee Stock Purchase Plan. The acquisition of these shares of Class A Common Stock was exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:15 UTC | Utz Brands, Inc. UTZ · Entity 4492 | PurchaseClass A Common Stock | 1,500 | $16.35 | $24,525.00 |
DisclosureSEC source: 0001104659-20-103058 · tm2030348-1_4.xml · nonDerivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| August 29, 2020 Filed Sep 1, 2020 22:39 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantStock Option (Right to Buy) · Derivative | 19,408 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0001104659-20-101528 · tm2029480-21_4.xml · derivative · entry 2 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,408 Underlying: Class A Common Stock · 19,408 shares Expires 2030-08-28 F4 · shares: Represents stock options granted pursuant to the Plan. F5 · derivative.exercise_date: The shares subject to the stock option vest and become exercisable under the following schedule: subject to the earlier filing of a Registration Statement on Form S-8 with the Securities and Exchange Commission 50% of the shares subject to the stock option vest and become exercisable on December 31, 2022 and 50% of the shares subject to the stock option vest and become exercisable on December 31, 2023, subject to the reporting person's continuous employment through such dates and subject to certain conditions as detailed in the Plan. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 22:39 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantRestricted Stock Unit and tax-offset right · Derivative | 95,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101528 · tm2029480-21_4.xml · derivative · entry 1 Staub Todd · CIK 0001821485 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,563 Underlying: Class A Common Stock · 95,563 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"), and which is accompanied by a tax-offset right. F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon settlement of the restricted stock unit, a payment in cash or shares of Class A common stock having a fair market value equal to the difference between the amount of local, state and federal taxes (taking into account income and payroll taxes) with respect to the reporting person's receipt of the shares of Class A Common Stock underlying the restricted stock unit and the amount to which the reporting person would have been paid if the shares of Class A Common Stock underlying the restricted stock unit received capital gains treatment rather than ordinary income tax treatment in connection with the event. F3 · derivative.exercise_date: Subject to the forfeiture conditions set forth in an agreement with the Issuer, the restricted stock units are fully vested at the date of issuance. Vested shares of Class A Common Stock will be delivered to the reporting person no later than 30 days following a distribution event, which occurs upon the earlier of a change in control of Utz Quality Foods, LLC and December 31, 2021. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Utz Brands, Inc. Class A Common Stock under the Utz Quality Foods, LLC 2020 Long-Term Incentive Plan, a sub-plan to the Issuer's 2020 Omnibus Equity Incentive Plan (the "Plan"), and which is accompanied by a tax-offset right. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.