Last 12 months
Inside the activity.
12 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2024 Filed Dec 17, 2024 01:57 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
GrantCommon Stock, $0.0001 par value | 67,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-136870 · ownership.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,794 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 01:38 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 42,345 | $25.62 | $1,084,878.90 |
DisclosureSEC source: 0000950170-24-135569 · ownership.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,499 F1 · balance_after: The reported transaction involved the withholding of 42,345 shares of common stock in connection with the vesting of the reporting person's previously granted restricted stock units ("RSUs"). The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the withholding of 42,345 shares, 207,401 RSU's previously reported in Table II and 136,443 shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 10, 2024 21:04 UTC |
Frank Carolyn AnnSee Remarks
|
GrantCommon Stock, $0.0001 par value | 8,185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135157 · ownership.xml · nonDerivative · entry 1 Frank Carolyn Ann · CIK 0002007600 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,830 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 8,185 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 8,185 newly awarded RSUs, 19,645 RSU's previously reported in Table II and no shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:12 UTC |
Prehn KevinConcorde Division President
|
Tax withholdingCommon Stock, $0.0001 par value | 2,108 | $25.62 | $54,006.96 |
DisclosureSEC source: 0000950170-24-135164 · ownership.xml · nonDerivative · entry 2 Prehn Kevin · CIK 0002002125 · Concorde Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,680 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:12 UTC |
Prehn KevinConcorde Division President
|
GrantCommon Stock, $0.0001 par value | 7,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135164 · ownership.xml · nonDerivative · entry 1 Prehn Kevin · CIK 0002002125 · Concorde Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,788 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 7,718 ("RSUs"). The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 7,718 newly awarded RSUs, 2,322 RSU's previously reported in Table II and 748 shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:14 UTC |
Kline ChristineInterim CFO and CAO
|
Tax withholdingCommon Stock, $0.0001 par value | 1,131 | $25.62 | $28,976.22 |
DisclosureSEC source: 0000950170-24-135166 · ownership.xml · nonDerivative · entry 2 Kline Christine · CIK 0002002128 · Interim CFO and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,031 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:14 UTC |
Kline ChristineInterim CFO and CAO
|
GrantCommon Stock, $0.0001 par value | 23,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135166 · ownership.xml · nonDerivative · entry 1 Kline Christine · CIK 0002002128 · Interim CFO and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,162 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 23,386 ("RSUs") granted on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 23,386 newly awarded RSUs, 8,604 RSU's previously reported in Table II and 8,172 shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 10, 2024 21:05 UTC |
Kevane Christopher E.EVP and Chief Legal Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 5,809 | $25.62 | $148,826.58 |
DisclosureSEC source: 0000950170-24-135158 · ownership.xml · nonDerivative · entry 2 Kevane Christopher E. · CIK 0001486632 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,464 Read SEC document |
| December 08, 2024 Filed Dec 10, 2024 21:05 UTC |
Kevane Christopher E.EVP and Chief Legal Officer
|
GrantCommon Stock, $0.0001 par value | 11,693 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135158 · ownership.xml · nonDerivative · entry 1 Kevane Christopher E. · CIK 0001486632 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,273 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 11,693 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 11,693 newly awarded RSUs, 41,171 RSU's previously reported in Table II and 47,409 shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:33 UTC |
Lorenz Tracy KayUTI Division President
|
Tax withholdingCommon Stock, $0.0001 par value | 1,390 | $25.62 | $35,611.80 |
DisclosureSEC source: 0000950170-24-135176 · ownership.xml · nonDerivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,328 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:33 UTC |
Lorenz Tracy KayUTI Division President
|
GrantCommon Stock, $0.0001 par value | 9,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135176 · ownership.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,718 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 9,004 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 9,004 newly awarded RSUs, 31,582 RSU's previously reported in Table II and 3,132 shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:18 UTC |
Hitchcock Todd AEVP Chief Strategy & Transform
|
Tax withholdingCommon Stock, $0.0001 par value | 5,164 | $25.62 | $132,301.68 |
DisclosureSEC source: 0000950170-24-135170 · ownership.xml · nonDerivative · entry 2 Hitchcock Todd A · CIK 0001799015 · EVP Chief Strategy & Transform 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,846 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:18 UTC |
Hitchcock Todd AEVP Chief Strategy & Transform
|
GrantCommon Stock, $0.0001 par value | 18,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135170 · ownership.xml · nonDerivative · entry 1 Hitchcock Todd A · CIK 0001799015 · EVP Chief Strategy & Transform 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,010 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 18,709 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 18,709 newly awarded RSUs, 41,760 RSU's previously reported in Table II and 43,541 shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:11 UTC |
Smith Lori BSVP Chief Information Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 3,966 | $25.62 | $101,608.92 |
DisclosureSEC source: 0000950170-24-135163 · ownership.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,203 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:11 UTC |
Smith Lori BSVP Chief Information Officer
|
GrantCommon Stock, $0.0001 par value | 5,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135163 · ownership.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,169 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 5,847 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 5,847 newly awarded RSUs, 26,935 RSU's previously reported in Table II and 55,387 shares of common stock. Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:09 UTC |
Smith SherrellEVP, Chief Academic Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 10,090 | $25.62 | $258,505.80 |
DisclosureSEC source: 0000950170-24-135160 · ownership.xml · nonDerivative · entry 2 Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,271 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:09 UTC |
Smith SherrellEVP, Chief Academic Officer
|
GrantCommon Stock, $0.0001 par value | 9,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135160 · ownership.xml · nonDerivative · entry 1 Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,361 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 9,355 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 9,355 newly awarded RSUs, 46,781 RSU's previously reported in Table II and 209,225 shares of common stock. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 21:35 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 ("Common Stock") | 2,483,579 | $25.10 | $62,337,832.90 |
DisclosureSEC source: 0000950170-24-132810 · ownership.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 6,850,636 F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F3 · ownership.nature: Following the transactions reported herein, CCP holds 5,679,352 shares of Common Stock and the Separate Account holds 1,171,284 shares of Common Stock. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:08 UTC |
TRAMMELL KENNETH RDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0000950170-24-131927 · ownership.xml · derivative · entry 3 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:08 UTC |
TRAMMELL KENNETH RDirector
|
SaleCommon Stock, $0.0001 par value | 30,000 | $25.92 | $777,453.00 |
DisclosureSEC source: 0000950170-24-131927 · ownership.xml · nonDerivative · entry 2 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,205 F1 · price: The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.59 to $26.16. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:08 UTC |
TRAMMELL KENNETH RDirector
|
Exercise / conversionCommon Stock, $0.0001 par value | 30,000 | $3.14 | $94,200.00 |
DisclosureSEC source: 0000950170-24-131927 · ownership.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 23:04 UTC |
SRERE LINDA JDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0000950170-24-131925 · ownership.xml · derivative · entry 3 SRERE LINDA J · CIK 0001193863 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 23:04 UTC |
SRERE LINDA JDirector
|
SaleCommon Stock, $0.0001 par value | 30,000 | $25.53 | $765,900.00 |
DisclosureSEC source: 0000950170-24-131925 · ownership.xml · nonDerivative · entry 2 SRERE LINDA J · CIK 0001193863 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,686 F1 · price: The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at various prices. Read SEC document |
| November 26, 2024 Filed Nov 29, 2024 23:04 UTC |
SRERE LINDA JDirector
|
Exercise / conversionCommon Stock, $0.0001 par value | 30,000 | $3.14 | $94,200.00 |
DisclosureSEC source: 0000950170-24-131925 · ownership.xml · nonDerivative · entry 1 SRERE LINDA J · CIK 0001193863 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:00 UTC |
DEVINCENZI ROBERT THOMASDirector
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0000950170-24-131594 · ownership.xml · derivative · entry 4 DEVINCENZI ROBERT THOMAS · CIK 0001226186 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2025-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:00 UTC |
DEVINCENZI ROBERT THOMASDirector
|
SaleCommon Stock, $0.0001 par value | 6,086 | $25.97 | $158,072.90 |
DisclosureSEC source: 0000950170-24-131594 · ownership.xml · nonDerivative · entry 3 DEVINCENZI ROBERT THOMAS · CIK 0001226186 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,452 F2 · price: The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.94 to 26.13. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:00 UTC |
DEVINCENZI ROBERT THOMASDirector
|
SaleCommon Stock, $0.0001 par value | 143,914 | $25.43 | $3,660,179.15 |
DisclosureSEC source: 0000950170-24-131594 · ownership.xml · nonDerivative · entry 2 DEVINCENZI ROBERT THOMAS · CIK 0001226186 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,538 F1 · price: The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.94 to $25.93. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:00 UTC |
DEVINCENZI ROBERT THOMASDirector
|
Exercise / conversionCommon Stock, $0.0001 par value | 150,000 | $3.14 | $471,000.00 |
DisclosureSEC source: 0000950170-24-131594 · ownership.xml · nonDerivative · entry 1 DEVINCENZI ROBERT THOMAS · CIK 0001226186 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 24, 2024 00:54 UTC |
Grant Jerome AlanDirector · Chief Executive Officer
|
SaleCommon Stock, $0.0001 par value | 68,000 | $17.53 | $1,192,373.20 |
DisclosureSEC source: 0000950170-24-100311 · ownership.xml · nonDerivative · entry 1 Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,443 F1 · shares: The shares sold in connection with this transaction were sold to facilitate estate planning purposes. F2 · price: The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.31 to 17.64. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:00 UTC |
Sanchez Loretta LydiaDirector
|
SaleCommon Stock, $0.0001 par value | 6,288 | $15.22 | $95,703.36 |
DisclosureSEC source: 0000950170-24-066167 · ownership.xml · nonDerivative · entry 1 Sanchez Loretta Lydia · CIK 0001860681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,712 Read SEC document |
| May 24, 2024 Filed May 29, 2024 19:29 UTC |
Lorenz Tracy KayUTI Division President
|
Exercise / conversionRestricted Stock Units · Derivative | 5,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000047 · wk-form4_1717010967.xml · derivative · entry 3 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,350 Underlying: Common Stock, $0.0001 par value · 5,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F3 · derivative.exercise_date: Vesting of restricted stock units granted on 05/24/2023. F3 · derivative.expiration_date: Vesting of restricted stock units granted on 05/24/2023. Read SEC document |
| May 24, 2024 Filed May 29, 2024 19:29 UTC |
Lorenz Tracy KayUTI Division President
|
Tax withholdingCommon Stock, $0.0001 par value | 2,217 | $15.32 | $33,964.44 |
DisclosureSEC source: 0001261654-24-000047 · wk-form4_1717010967.xml · nonDerivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,132 F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 05/25/2023. Read SEC document |
| May 24, 2024 Filed May 29, 2024 19:29 UTC |
Lorenz Tracy KayUTI Division President
|
Exercise / conversionCommon Stock, $0.0001 par value | 5,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000047 · wk-form4_1717010967.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 19:46 UTC |
Sanchez Loretta LydiaDirector
|
SaleCommon Stock, $0.0001 par value | 8,719 | $15.07 | $131,380.51 |
DisclosureSEC source: 0001261654-24-000037 · wk-form4_1711669574.xml · nonDerivative · entry 1 Sanchez Loretta Lydia · CIK 0001860681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F2 · price: The price reported in Column 4 represents the price per share on the date of sale. F1 · acquired: The Reporting Person's sale of shares was completed in connection with her financial planning needs, including for tax and estate planning purposes. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 14:54 UTC |
Sanchez Loretta LydiaDirector
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000026 · wk-form4_1709322873.xml · nonDerivative · entry 1 Sanchez Loretta Lydia · CIK 0001860681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,719 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024.. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:24 UTC |
Brochick George W.Director
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000018 · wk-form4_1709321048.xml · nonDerivative · entry 1 Brochick George W. · CIK 0001807493 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,917 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 20:45 UTC |
SRERE LINDA JDirector
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000032 · wk-form4_1709325906.xml · nonDerivative · entry 1 SRERE LINDA J · CIK 0001193863 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,686 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 20:40 UTC |
Slubowski Michael A.Director
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000030 · wk-form4_1709325631.xml · nonDerivative · entry 1 Slubowski Michael A. · CIK 0001967317 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,797 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 20:33 UTC |
Okinaka Shannon LeiDirector
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000028 · wk-form4_1709325229.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,930 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:51 UTC |
TRAMMELL KENNETH RDirector
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000024 · wk-form4_1709322689.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,205 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:38 UTC |
LENNOX WILLIAM J JRDirector
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GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000022 · wk-form4_1709321912.xml · nonDerivative · entry 1 LENNOX WILLIAM J JR · CIK 0001597376 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,090 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:29 UTC |
DEVINCENZI ROBERT THOMASDirector
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000020 · wk-form4_1709321340.xml · nonDerivative · entry 1 DEVINCENZI ROBERT THOMAS · CIK 0001226186 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,452 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:17 UTC |
Blaszkiewicz DavidDirector
|
GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000015 · wk-form4_1709320620.xml · nonDerivative · entry 1 Blaszkiewicz David · CIK 0001536971 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,723 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:52 UTC Amendment |
Prehn KevinConcorde Division President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000013 · wk-form4a_1708120352.xml · derivative · entry 3 Prehn Kevin · CIK 0002002125 · Concorde Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,322 Underlying: Common Stock, $0.0001 par value · 1,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:52 UTC Amendment |
Prehn KevinConcorde Division President
|
Tax withholdingCommon Stock, $0.0001 par value | 412 | $11.88 | $4,894.56 |
DisclosureSEC source: 0001261654-24-000013 · wk-form4a_1708120352.xml · nonDerivative · entry 2 Prehn Kevin · CIK 0002002125 · Concorde Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748 F1 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:52 UTC Amendment |
Prehn KevinConcorde Division President
|
Exercise / conversionCommon Stock, $0.0001 par value | 1,160 | $11.88 | $13,780.80 |
DisclosureSEC source: 0001261654-24-000013 · wk-form4a_1708120352.xml · nonDerivative · entry 1 Prehn Kevin · CIK 0002002125 · Concorde Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:15 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
SaleCommon Stock, par value $0.0001 ("Common Stock") | 3,956,427 | $15.05 | $59,544,226.35 |
DisclosureSEC source: 0000950170-24-016369 · ownership.xml · nonDerivative · entry 1 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 9,334,215 F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account"). F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. F3 · ownership.nature: Following the transactions reported herein, CCP holds 7,738,303 shares of Common Stock and the Separate Account holds 1,595,912 shares of Common Stock. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 15:34 UTC |
Frank Carolyn AnnChief Human Resources Officer
|
GrantPerformance Units · Derivative | 19,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000004 · wk-form4_1705523680.xml · derivative · entry 2 Frank Carolyn Ann · CIK 0002007600 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,644 Underlying: Common Stock, $0.0001 par value · 19,644 shares Expires not disclosed F3 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F3 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F3 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 15:34 UTC |
Frank Carolyn AnnChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 19,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000004 · wk-form4_1705523680.xml · derivative · entry 1 Frank Carolyn Ann · CIK 0002007600 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,645 Underlying: Common Stock, $0.0001 par value · 19,645 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 16, 2025. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 16, 2025. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 22:10 UTC |
Coliseum Capital Management, LLCDirector · 10% owner
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
|
ConversionPreferred Shares · Derivative | 411,644 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-071582 · ownership.xml · derivative · entry 3 Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner Shackelton Christopher S · CIK 0001430708 · Director · 10% owner Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner Gray Adam · CIK 0001454123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 12,361,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to their terms, the Preferred Shares convert into Common Stock at a rate of approximately 30.03 shares of Common Stock for each Preferred Share (the "Conversion Rate"). F2 · price: Pursuant to their terms, the Preferred Shares convert into Common Stock at a rate of approximately 30.03 shares of Common Stock for each Preferred Share (the "Conversion Rate"). F6 · derivative.exercise_date: When issued, the Preferred Shares were only exercisable into a limited number of shares of Common Stock pursuant to the terms of the Certificate of Designations unless certain conditions were met, which have now been satisfied. The Series A Convertible Preferred Stock has no expiration date. F6 · derivative.expiration_date: When issued, the Preferred Shares were only exercisable into a limited number of shares of Common Stock pursuant to the terms of the Certificate of Designations unless certain conditions were met, which have now been satisfied. The Series A Convertible Preferred Stock has no expiration date. F1 · ownership.nature: Reflects the conversion into Common Stock of (a) 341,961 Preferred Shares held by Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) 69,683 Preferred Shares held by a separate account investment advisory client of CCM (the "Separate Account"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.