Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | SVP and UTI Division President | May 25, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date May 25, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 65,445 |
Ending reported balance
After 2026-05-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-25 · Grant · Acquired 42,243 · Balance 87,518 F1: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award). Row 2 · 2026-05-27 · Tax withholding · Disposed 18,720 · Balance 68,798 F2: Shares withheld by the issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on May 25, 2023. Row 3 · 2026-05-27 · Tax withholding · Disposed 3,353 · Balance 65,445 F3: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on May 25, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).
F2: Shares withheld by the issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on May 25, 2023.
F3: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on May 25, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2026 Filed May 28, 2026 00:25 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,353 | $40.06 | $134,321.18 |
DisclosureSEC source: 0001193125-26-242450 · ownership.xml · nonDerivative · entry 3 Lorenz Tracy Kay · CIK 0001973341 · SVP and UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,445 F3 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on May 25, 2023. Read SEC document |
| May 27, 2026 Filed May 28, 2026 00:25 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 18,720 | $40.06 | $749,923.20 |
DisclosureSEC source: 0001193125-26-242450 · ownership.xml · nonDerivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · SVP and UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,798 F2 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on May 25, 2023. Read SEC document |
| May 25, 2026 Filed May 28, 2026 00:25 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 42,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-242450 · ownership.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · SVP and UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,518 F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award). Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 880 | $26.06 | $22,932.80 |
DisclosureSEC source: 0001193125-25-327020 · ownership.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,275 F1 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024. Read SEC document |
| December 11, 2025 Filed Dec 13, 2025 01:15 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,390 | $24.55 | $34,124.50 |
DisclosureSEC source: 0001193125-25-318038 · ownership.xml · nonDerivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,155 F3 · shares: Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2023. Read SEC document |
| December 10, 2025 Filed Dec 13, 2025 01:15 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 7,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-318038 · ownership.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,545 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2026. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. Read SEC document |
| May 28, 2025 Filed May 30, 2025 21:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,218 | $34.99 | $77,607.82 |
DisclosureSEC source: 0000950170-25-079827 · ownership.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,110 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:33 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,390 | $25.62 | $35,611.80 |
DisclosureSEC source: 0000950170-24-135176 · ownership.xml · nonDerivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,328 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:33 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 9,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135176 · ownership.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,718 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 9,004 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 9,004 newly awarded RSUs, 31,582 RSU's previously reported in Table II and 3,132 shares of common stock. Read SEC document |
| May 24, 2024 Filed May 29, 2024 19:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 5,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000047 · wk-form4_1717010967.xml · derivative · entry 3 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,350 Underlying: Common Stock, $0.0001 par value · 5,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F3 · derivative.exercise_date: Vesting of restricted stock units granted on 05/24/2023. F3 · derivative.expiration_date: Vesting of restricted stock units granted on 05/24/2023. Read SEC document |
| May 24, 2024 Filed May 29, 2024 19:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,217 | $15.32 | $33,964.44 |
DisclosureSEC source: 0001261654-24-000047 · wk-form4_1717010967.xml · nonDerivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,132 F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 05/25/2023. Read SEC document |
| May 24, 2024 Filed May 29, 2024 19:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 5,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000047 · wk-form4_1717010967.xml · nonDerivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 13:59 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 26,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000121 · wk-form4_1702475938.xml · derivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,685 Underlying: Common Stock, $0.0001 par value · 26,685 shares Expires not disclosed F3 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F3 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F3 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 13:59 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 14,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000121 · wk-form4_1702475938.xml · derivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,232 Underlying: Common Stock, $0.0001 par value · 14,232 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. F2 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. Read SEC document |
| May 25, 2023 Filed Jun 1, 2023 01:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 22,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000083 · wf-form4_168558182212033.xml · derivative · entry 2 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,699 Underlying: Common Stock, $0.0001 par value · 22,699 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| May 25, 2023 Filed Jun 1, 2023 01:10 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 42,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000083 · wf-form4_168558182212033.xml · derivative · entry 1 Lorenz Tracy Kay · CIK 0001973341 · UTI Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,561 Underlying: Common Stock, $0.0001 par value · 42,561 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.