Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | SVP Chief Information Officer | December 13, 2024 | December 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date December 13, 2024 · Filed December 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 91,219 |
Ending reported balance
After 2024-12-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-12-13 · Grant · Acquired 9,725 · Balance 93,928 F1: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award). Row 2 · 2024-12-17 · Tax withholding · Disposed 2,709 · Balance 91,219 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2024 Filed Dec 18, 2024 01:25 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,709 | $25.77 | $69,810.93 |
DisclosureSEC source: 0000950170-24-137530 · ownership.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,219 Read SEC document |
| December 13, 2024 Filed Dec 18, 2024 01:25 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 9,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-137530 · ownership.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,928 F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award). Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:11 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 3,966 | $25.62 | $101,608.92 |
DisclosureSEC source: 0000950170-24-135163 · ownership.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,203 Read SEC document |
| December 08, 2024 Filed Dec 11, 2024 02:11 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 5,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-135163 · ownership.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,169 F1 · shares: The restricted stock units ("RSU") vest in three equal installments beginning on December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one share of issuer's Common Stock. F3 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 5,847 ("RSUs") received on December 9, 2024. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 5,847 newly awarded RSUs, 26,935 RSU's previously reported in Table II and 55,387 shares of common stock. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 23:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Units · Derivative | 8,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000141 · wk-form4_1702943571.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 8,419 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001 par value, 60% of which vest based on revenue for the fiscal year ending September 30, 2023 and 40% of which vest based on income (loss) from operations for the fiscal year ending September 30, 2023, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) ending on and including the grant date, and (ii) ending on and including the last day of the Performance Period. The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 23:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 2,345 | $10.94 | $25,654.30 |
DisclosureSEC source: 0001261654-23-000141 · wk-form4_1702943571.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,387 F1 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 12/10/2020. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 23:53 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 8,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000141 · wk-form4_1702943571.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 11 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 4,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F9 · derivative.exercise_date: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F9 · derivative.expiration_date: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,294 | $11.88 | $15,372.72 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 6 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,313 F4 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 5 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · derivative · entry 11 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 4,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F9 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F9 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,294 | $11.88 | $15,372.72 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · nonDerivative · entry 6 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,313 F4 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · nonDerivative · entry 5 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 17,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 10 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,790 Underlying: Common Stock, $0.0001 par value · 17,790 shares Expires not disclosed F8 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 9 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,488 Underlying: Common Stock, $0.0001 par value · 9,488 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F7 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. F7 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 6,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 8 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,749 Underlying: Common Stock, $0.0001 par value · 6,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F6 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022. F6 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 7 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,698 Underlying: Common Stock, $0.0001 par value · 4,698 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F5 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. F5 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,776 | $11.88 | $21,098.88 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 4 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,961 F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 6,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,309 | $11.88 | $15,550.92 |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,363 F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,698 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 17,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · derivative · entry 10 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,790 Underlying: Common Stock, $0.0001 par value · 17,790 shares Expires not disclosed F8 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · derivative · entry 9 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,488 Underlying: Common Stock, $0.0001 par value · 9,488 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F7 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. F7 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 6,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · derivative · entry 8 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,109 Underlying: Common Stock, $0.0001 par value · 6,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F6 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2022. F6 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2022. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · derivative · entry 7 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,698 Underlying: Common Stock, $0.0001 par value · 4,698 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F5 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2021. F5 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,776 | $11.88 | $21,098.88 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · nonDerivative · entry 4 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,961 F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 6,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · nonDerivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,309 | $11.88 | $15,550.92 |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,363 F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 14:04 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,698 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001261654-23-000123 · wk-form4_1702476238.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 3,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F4 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,276 | $6.71 | $8,561.96 |
DisclosureSEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,974 F3 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 07, 2023 Filed Jan 11, 2023 00:28 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000017 · wf-form4_167339686819292.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,646 Underlying: Common Stock, $0.0001 par value · 4,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,327 | $7.15 | $9,488.05 |
DisclosureSEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,401 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:46 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000165 · wf-form4_167096439438400.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 22:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantRestricted Stock Units · Derivative | 19,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000131 · wf-form4_167088580923467.xml · derivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,668 Underlying: Common Stock, $0.0001 par value · 19,131 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 22:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 26,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000131 · wf-form4_167088580923467.xml · derivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,690 Underlying: Common Stock, $0.0001 par value · 26,129 shares Expires not disclosed F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000116 · wf-form4_167088219680547.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,396 Underlying: Common Stock, $0.0001 par value · 4,698 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,342 | $7.19 | $9,648.98 |
DisclosureSEC source: 0001261654-22-000116 · wf-form4_167088219680547.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,082 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000116 · wf-form4_167088219680547.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 08, 2022 Filed Jan 11, 2023 00:29 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000022 · wf-form4a_167339696498141.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,396 Underlying: Common Stock, $0.0001 par value · 4,698 shares Expires 2024-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2022. Read SEC document |
| December 08, 2022 Filed Jan 11, 2023 00:29 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,342 | $7.19 | $9,648.98 |
DisclosureSEC source: 0001261654-23-000022 · wf-form4a_167339696498141.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,082 F3 · shares: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Read SEC document |
| December 08, 2022 Filed Jan 11, 2023 00:29 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000022 · wf-form4a_167339696498141.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 21:56 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 337 | $7.75 | $2,611.75 |
DisclosureSEC source: 0001261654-22-000038 · wf-form4_164306134791223.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,726 F1 · shares: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Units · Derivative | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000018 · wf-form4_164254853566820.xml · derivative · entry 3 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. F1 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 23:29 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000018 · wf-form4_164254853566820.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's Common Stock, $0.0001, 60% of which vested based on revenue and 40% of which vested based on income from operations for the fiscal year ended September 30, 2021, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier. For purposes of determining the TSR, the change in the price of the Company's common stock was based upon the 30-trading day average closing stock price (i) ending on and including the grant date of January 7, 2020, and (ii) ending on and including the last day of the Performance Period, or January 6, 2022. The number of shares delivered is equal to 8.6% performance achievement pursuant to the terms of the award and was approved by the Compensation Committee of the Board of Directors on January 13, 2022 per the terms of the award. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:40 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 3,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000008 · wf-form4_164194081715442.xml · derivative · entry 4 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 Underlying: Common Stock, $0.0001 par value · 3,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:40 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 1,303 | $7.75 | $10,098.25 |
DisclosureSEC source: 0001261654-22-000008 · wf-form4_164194081715442.xml · nonDerivative · entry 2 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,070 Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 22:40 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 3,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000008 · wf-form4_164194081715442.xml · nonDerivative · entry 1 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:57 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionRestricted Stock Units · Derivative | 4,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-21-000107 · wf-form4_163978183972748.xml · derivative · entry 4 Smith Lori B · CIK 0001799017 · SVP Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,292 Underlying: Common Stock, $0.0001 par value · 4,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on 12/10/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.