Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | Director | March 06, 2026 | March 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 19,808 |
Reported balance
After 2026-03-06 transaction · row 1
1 source rowRow 1 · 2026-03-06 · Sale · Disposed 10,000 · Balance 19,808 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.54 to $35.3456. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.54 to $35.3456. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HAWAIIAN HOLDINGS INC
Report date September 18, 2024 · Filed September 19, 2024
Section 16 reporting ended · disclosed 2024-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-09-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-09-18 · Grant · Acquired 92,989 · Balance 251,387 F1: Represents the acquisition of shares at the closing of the Merger (as defined below) pertaining to (i) performance-based restricted stock units ("PRSUs") granted on February 23, 2022, and tied to the achievement of an adjusted EBITDA target in fiscal year 2024, (ii) PRSUs granted on April 6, 2023, and tied to the achievement of an adjusted EBITDAR target in fiscal year 2025, and (iii) PRSUs granted on April 6, 2023, and tied to the achievement of a total shareholder return ("TSR") or relative TSR target over the performance period. Row 2 · 2024-09-18 · Other · Disposed 4,730 · Balance 246,657 F2: The Compensation Committee of the Board of Directors determined that the TSR performance target for the PRSUs granted on February 23, 2022, was not achieved in full; therefore 4,730 shares subject to such grant were forfeited. The acquisition of shares pursuant to the PRSUs granted on February 23, 2022, and tied to the TSR performance target was previously reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 25, 2022. This disposition is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-3 promulgated under the Act. Row 3 · 2024-09-18 · Disposition to issuer · Disposed 246,657 · Balance 0 F3: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). Pursuant to the Agreement and Plan of Merger dated December 2, 2023, by and among Hawaiian Holdings, Inc. (the "Company"), Alaska Air Group, Inc., a Delaware corporation ("Parent"), and Marlin Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on September 18, 2024, Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, each issued and outstanding vested and unvested RSU was cancelled and converted into the right to receive an amount equal to $18.00 in cash (the "Merger Consideration"). F4: In connection with the Merger, each issued and outstanding share of the Company's Common Stock was cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the acquisition of shares at the closing of the Merger (as defined below) pertaining to (i) performance-based restricted stock units ("PRSUs") granted on February 23, 2022, and tied to the achievement of an adjusted EBITDA target in fiscal year 2024, (ii) PRSUs granted on April 6, 2023, and tied to the achievement of an adjusted EBITDAR target in fiscal year 2025, and (iii) PRSUs granted on April 6, 2023, and tied to the achievement of a total shareholder return ("TSR") or relative TSR target over the performance period.
F2: The Compensation Committee of the Board of Directors determined that the TSR performance target for the PRSUs granted on February 23, 2022, was not achieved in full; therefore 4,730 shares subject to such grant were forfeited. The acquisition of shares pursuant to the PRSUs granted on February 23, 2022, and tied to the TSR performance target was previously reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 25, 2022. This disposition is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-3 promulgated under the Act.
F3: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). Pursuant to the Agreement and Plan of Merger dated December 2, 2023, by and among Hawaiian Holdings, Inc. (the "Company"), Alaska Air Group, Inc., a Delaware corporation ("Parent"), and Marlin Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on September 18, 2024, Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, each issued and outstanding vested and unvested RSU was cancelled and converted into the right to receive an amount equal to $18.00 in cash (the "Merger Consideration").
F4: In connection with the Merger, each issued and outstanding share of the Company's Common Stock was cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2026 Filed Mar 10, 2026 01:21 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 10,000 | $34.74 | $347,414.00 |
DisclosureSEC source: 0001193125-26-099155 · ownership.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,808 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.54 to $35.3456. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 05, 2026 Filed Mar 7, 2026 00:11 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 3,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-097120 · ownership.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,808 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by UTI's Board of Directors on March 5, 2026. Read SEC document |
| June 05, 2025 Filed Jun 7, 2025 01:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083401 · ownership.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,243 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by UTI's Board of Directors on June 5, 2025. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 22:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 3,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-030979 · ownership.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,529 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 15:53 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Disposition to issuerCommon Stock | 246,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-023690 · form4-09192024_070903.xml · nonDerivative · entry 3 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO AND TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). Pursuant to the Agreement and Plan of Merger dated December 2, 2023, by and among Hawaiian Holdings, Inc. (the "Company"), Alaska Air Group, Inc., a Delaware corporation ("Parent"), and Marlin Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on September 18, 2024, Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, each issued and outstanding vested and unvested RSU was cancelled and converted into the right to receive an amount equal to $18.00 in cash (the "Merger Consideration"). F4 · price: In connection with the Merger, each issued and outstanding share of the Company's Common Stock was cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 15:53 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | OtherCommon Stock | 4,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023690 · form4-09192024_070903.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO AND TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,657 F2 · kind: The Compensation Committee of the Board of Directors determined that the TSR performance target for the PRSUs granted on February 23, 2022, was not achieved in full; therefore 4,730 shares subject to such grant were forfeited. The acquisition of shares pursuant to the PRSUs granted on February 23, 2022, and tied to the TSR performance target was previously reported on a Form 4 filed with the U.S. Securities and Exchange Commission on February 25, 2022. This disposition is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-3 promulgated under the Act. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 15:53 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 92,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023690 · form4-09192024_070903.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO AND TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,387 F1 · shares: Represents the acquisition of shares at the closing of the Merger (as defined below) pertaining to (i) performance-based restricted stock units ("PRSUs") granted on February 23, 2022, and tied to the achievement of an adjusted EBITDA target in fiscal year 2024, (ii) PRSUs granted on April 6, 2023, and tied to the achievement of an adjusted EBITDAR target in fiscal year 2025, and (iii) PRSUs granted on April 6, 2023, and tied to the achievement of a total shareholder return ("TSR") or relative TSR target over the performance period. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 20:33 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000028 · wk-form4_1709325229.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,930 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 19:00 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | OtherCommon Stock | 17,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003436 · form4-02132024_120223.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO AND TREASURER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,398 F1 · kind: On February 8, 2024, the Compensation Committee of the Board of Directors determined that the applicable performance targets for the performance-based restricted stock units granted on February 2, 2021 were not achieved; therefore all 17,423 shares subject to such grant were forfeited. This disposition is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-3 promulgated under the Act. Read SEC document |
| December 22, 2023 Filed Dec 26, 2023 20:35 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 10,024 | $14.29 | $143,242.96 |
DisclosureSEC source: 0001209191-23-059725 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,821 F1 · shares: Represents shares that have been withheld by HA to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:40 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 57,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023951 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,845 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in approximately three equal annual installments following the date of grant. F2 · balance_after: The number of shares beneficially owned has been adjusted pursuant to an internal review of the Reporting Person's holdings. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 18:43 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 9,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000051 · wf-form4_167717776848597.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,141 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 22, 2023. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 21:52 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 2,682 | $11.66 | $31,272.12 |
DisclosureSEC source: 0001209191-23-008222 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,432 F1 · shares: Represents shares that have been withheld by HA to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:52 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 5,220 | $11.23 | $58,620.60 |
DisclosureSEC source: 0001209191-23-008222 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,114 F1 · shares: Represents shares that have been withheld by HA to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 19:01 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 3,522 | $9.90 | $34,867.80 |
DisclosureSEC source: 0001209191-23-002104 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,334 F1 · shares: Represents shares that have been withheld by HA to satisfy tax withholding and remittance obligations in connection with the net settlement of performance-based RSUs. F2 · balance_after: The number of shares beneficially owned has been adjusted following an internal review of the Reporting Person's holdings and reflects the full number of shares of common stock issued pursuant to the November 14, 2022 certification by the Board of Directors of applicable performance metrics achieved and related to performance-based RSUs granted on December 9, 2020. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 17:44 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 3,167 | $14.98 | $47,441.66 |
DisclosureSEC source: 0001209191-22-057360 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,154 F2 · shares: Represents shares that have been withheld by HA to satisfy tax withholding and remittance obligations in connection with the net settlement of performance-based RSUs. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 17:44 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 6,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057360 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,321 F1 · shares: Represents shares of common stock issued upon the vesting of performance-based RSUs granted on December 9, 2020. On November 14, 2022, the compensation committee of the Board of Directors certified the applicable performance metrics achieved. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:12 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 5,246 | $8.07 | $42,335.22 |
DisclosureSEC source: 0001261654-22-000073 · wf-form4_164746154010393.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,246 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on March 14, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 20:42 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 6,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013406 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,618 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock if earned at target. The shares will vest, after certification at an Issuer compensation committee meeting in 2025, to the extent earned based on the Issuer annualized stock price growth through 2024 with a target of 100% of the listed number and a maximum of 150% of the listed number. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:21 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 8,561 | $19.34 | $165,569.74 |
DisclosureSEC source: 0001209191-22-008643 · doc4.xml · nonDerivative · entry 3 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,861 F3 · shares: Represents shares that have been withheld by HA to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:21 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 3,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008643 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,422 F2 · shares: Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 5, 2019. On February 8, 2022, the compensation committee of the Board of Directors certified the applicable performance metrics achieved. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:21 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 16,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008643 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,186 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in approximately three equal annual installments following the date of grant. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 19:39 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | SaleCommon Stock | 2,500 | $30.00 | $75,000.00 |
DisclosureSEC source: 0001209191-21-040045 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,784 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 18:38 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | SaleCommon Stock | 5,000 | $26.00 | $130,000.00 |
DisclosureSEC source: 0001209191-21-013964 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,284 Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 20:06 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 3,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007912 · doc4.xml · nonDerivative · entry 3 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,284 F3 · balance_after: Represents a reduction of 15,065 shares to correct for overstatement of the holdings of Reporting Person due to reporting of performance awards not achieved and duplication of previously reported awards between 2019 and 2020. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 20:06 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 17,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007912 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,920 F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock if earned at target. The shares will vest, after certification at an Issuer compensation committee meeting in 2024, to the extent earned based on the Issuer annualized stock price growth through 2023 with a target of 100% of the listed number and a maximum of 150% of the listed number. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 20:06 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 19,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007912 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,497 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in approximately three equal annual installments following the date of grant. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 20:19 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007339 · doc4.xml · nonDerivative · entry 5 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,021 Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 20:19 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 5,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007339 · doc4.xml · nonDerivative · entry 4 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,722 F3 · shares: Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 5, 2019. The compensation committee of the Board of Directors certified the applicable performance metrics achieved on February 5, 2020. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 20:19 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 3,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007339 · doc4.xml · nonDerivative · entry 3 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,447 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 20:19 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 11,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007339 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,322 F2 · shares: Represents shares of common stock issued upon the vesting of performance based RSUs granted on March 30, 2017 and January 30, 2018. The compensation committee of the Board of Directors certified the applicable performance metrics achieved on February 4, 2020. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 20:19 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 12,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007339 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,704 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in approximately three equal annual installments following the date of grant. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 20:53 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 4,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008342 · doc4.xml · nonDerivative · entry 4 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,764 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 20:53 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 6,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008342 · doc4.xml · nonDerivative · entry 3 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,356 F3 · shares: Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 3, 2016. The compensation committee of the Board of Directors certified the applicable performance metrics achieved on February 5, 2019. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 20:53 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 5,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008342 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,640 F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Vesting will be determined based on the company's stock price performance from January 1, 2019 through December 31, 2021, as compared to a group of peer companies. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 20:53 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 12,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008342 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,247 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in approximately three equal annual installments following the date of grant. Read SEC document |
| May 21, 2018 Filed May 23, 2018 17:08 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 6,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032669 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,781 Read SEC document |
| May 21, 2018 Filed May 23, 2018 17:08 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 12,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032669 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,586 F1 · shares: Represents shares of common stock issued upon the vesting of performance based RSUs granted on May 21, 2015. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:23 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 5,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006625 · doc4.xml · nonDerivative · entry 4 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,240 Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:23 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 11,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006625 · doc4.xml · nonDerivative · entry 3 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,014 F3 · shares: Represents shares of HA common stock issued upon the vesting of performance based RSUs granted on February 3, 2015. The Compensation Committee of the Board of Directors certified the applicable Performance Milestones were achieved on January 30, 2018. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:23 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 5,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006625 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,902 F2 · shares: Each RSU represents a contingent right to receive one share of HA common stock. The RSUs were originally granted on March 30, 2017, but were not eligible to vest unless the company achieved certain performance milestones (the "Performance Milestones"). Subject to the achievement of the Performance Milestones, the RSUs vest in three equal annual installments beginning on January 30, 2018. The Compensation Committee of the Board of Directors certified the applicable Performance Milestones were achieved on January 30, 2018. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:23 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 7,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006625 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,486 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in three equal annual installments beginning on January 30, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:52 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035088 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,712 F1 · shares: Represents shares of common stock retained by the Issuer for tax withholding purposes in connection with the distribution of shares of common stock pursuant to vesting of RSUs granted on May 22, 2015. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:01 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | SaleCommon Stock | 100 | $21.80 | $2,180.00 |
DisclosureSEC source: 0001209191-17-033907 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,738 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:01 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | SaleCommon Stock | 2,400 | $21.26 | $51,030.00 |
DisclosureSEC source: 0001209191-17-033907 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,838 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $50.80 to $51.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2017 Filed May 24, 2017 17:51 UTC Amendment | HAWAIIAN HOLDINGS INC HA · Entity 87386 | SaleCommon Stock | 100 | $51.80 | $5,180.00 |
DisclosureSEC source: 0001209191-17-035087 · doc4a.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,738 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This Amendment to Form 4 is being filed to correct the price of the shares sold. Read SEC document |
| May 18, 2017 Filed May 24, 2017 17:51 UTC Amendment | HAWAIIAN HOLDINGS INC HA · Entity 87386 | SaleCommon Stock | 2,400 | $51.26 | $123,030.00 |
DisclosureSEC source: 0001209191-17-035087 · doc4a.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,838 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $50.80 to $51.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · price: This Amendment to Form 4 is being filed to correct the price of the shares sold. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 17:15 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Disposition to issuerCommon Stock | 3,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009643 · doc4.xml · nonDerivative · entry 3 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,238 F2 · kind: Represents shares of common stock settled in cash in connection with the distribution of shares of common stock pursuant to the vesting of RSUs granted on February 4, 2014 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 17:15 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | Tax withholdingCommon Stock | 3,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009643 · doc4.xml · nonDerivative · entry 2 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,536 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 17:15 UTC | HAWAIIAN HOLDINGS INC HA · Entity 87386 | GrantCommon Stock | 13,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009643 · doc4.xml · nonDerivative · entry 1 Okinaka Shannon Lei · CIK 0001631318 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,024 F1 · kind: Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 4, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.