Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TENNECO INCTEN · Entity 11746 | Executive Vice President | August 10, 2020 | August 12, 2020 |
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | Director | March 05, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TENNECO INC
Report date August 10, 2020 · Filed August 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 295,846 |
Reported balance
After 2020-08-10 transaction · row 1
1 source rowRow 1 · 2020-08-10 · Exercise / conversion · Acquired 141,243 · Balance 295,846 F1: Reflects stock acquired upon the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-08-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-10 · Exercise / conversion · Disposed 141,243 · Balance 0 F3: Reflects vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Each restricted stock unit converts into one share of Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 3,997 |
Reported balance
Holding disclosure · report date 2020-08-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,997 F2: Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects stock acquired upon the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3.
F2: Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
F3: Reflects vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Each restricted stock unit converts into one share of Class A Common Stock.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 136,083 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 3,565 · Balance 136,083 F1: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by UTI's Board of Directors on March 5, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by UTI's Board of Directors on March 5, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Red Lion Hotels CORP
Report date March 17, 2021 · Filed March 19, 2021
Section 16 reporting ended · disclosed 2021-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-17 transaction · row 1
1 source rowRow 1 · 2021-03-17 · Disposition to issuer · Disposed 18,672 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 6, 2026 23:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 3,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-097025 · ownership.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,083 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by UTI's Board of Directors on March 5, 2026. Read SEC document |
| June 05, 2025 Filed Jun 7, 2025 01:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083403 · ownership.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,518 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by UTI's Board of Directors on June 5, 2025. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 22:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 3,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-030978 · ownership.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,804 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:08 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0000950170-24-131927 · ownership.xml · derivative · entry 3 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:08 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 30,000 | $25.92 | $777,453.00 |
DisclosureSEC source: 0000950170-24-131927 · ownership.xml · nonDerivative · entry 2 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,205 F1 · price: The prices reported in Column 4 reflect a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.59 to $26.16. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:08 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 30,000 | $3.14 | $94,200.00 |
DisclosureSEC source: 0000950170-24-131927 · ownership.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 19:51 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-24-000024 · wk-form4_1709322689.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,205 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2024. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 18:42 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 9,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-23-000049 · wf-form4_167717773167783.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,416 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 22, 2023. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 8,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001261654-22-000055 · wf-form4_164608876992918.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,521 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 24, 2022. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 15:26 UTC | Red Lion Hotels CORP RLH · Entity 141073 | Disposition to issuerCommon Stock | 18,672 | $3.50 | $65,352.00 |
DisclosureSEC source: 0001209191-21-022032 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:22 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 11,905 | $6.30 | $75,001.50 |
DisclosureSEC source: 0001261654-21-000031 · wf-form4_161437811619001.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,749 F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 24, 2021. Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 17:45 UTC | Red Lion Hotels CORP RLH · Entity 141073 | GrantCommon Stock | 5,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-002301 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,672 F1 · shares: Represents the portion of the first quarter of 2021 director fees paid to the recipient in stock; based on the closing price of RLH common stock on January 4, 2021 of $3.41. F2 · price: Not applicable. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 17:42 UTC | Red Lion Hotels CORP RLH · Entity 141073 | GrantCommon Stock | 8,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-054178 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,541 F1 · shares: Represents the portion of fourth quarter 2020 director fees paid to the recipient in stock. Based on the closing price of our common stock on October 1, 2020 of $2.18. F2 · price: Not applicable. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 19:17 UTC | TENNECO INC TEN · Entity 11746 | Exercise / conversionRestricted Stock Units · Derivative | 141,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-046471 · doc4.xml · derivative · entry 3 TRAMMELL KENNETH R · CIK 0001239782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 141,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Reflects vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Each restricted stock unit converts into one share of Class A Common Stock. F3 · derivative.exercise_date: Reflects vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Each restricted stock unit converts into one share of Class A Common Stock. F3 · derivative.expiration_date: Reflects vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Each restricted stock unit converts into one share of Class A Common Stock. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 19:17 UTC | TENNECO INC TEN · Entity 11746 | Exercise / conversionClass A Common Stock | 141,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-046471 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects stock acquired upon the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 14:00 UTC | Red Lion Hotels CORP RLH · Entity 141073 | GrantCommon Stock | 5,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-042134 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,514 F1 · shares: Represents the portion of third quarter 2020 director fees paid to the recipient in stock. Based on the closing price of our common stock on July 1, 2020 of $2.38. F2 · price: Not applicable. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:47 UTC | TENNECO INC TEN · Entity 11746 | GrantRestricted Stock Units · Derivative | 141,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023209 · doc4.xml · derivative · entry 3 TRAMMELL KENNETH R · CIK 0001239782 · Interim EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,243 Underlying: Class A Common Stock · 141,243 shares Expires not disclosed F2 · derivative.exercise_price: Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3 as a material inducement to the Reporting Person's commencement of employment with the Issuer, all of which vest on August 14, 2020, or, if earlier, the date on which the Issuer appoints a new Chief Financial Officer, subject to the Reporting Person's continued employment through the date of such appointment. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3 as a material inducement to the Reporting Person's commencement of employment with the Issuer, all of which vest on August 14, 2020, or, if earlier, the date on which the Issuer appoints a new Chief Financial Officer, subject to the Reporting Person's continued employment through the date of such appointment. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock. F2 · derivative.expiration_date: Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3 as a material inducement to the Reporting Person's commencement of employment with the Issuer, all of which vest on August 14, 2020, or, if earlier, the date on which the Issuer appoints a new Chief Financial Officer, subject to the Reporting Person's continued employment through the date of such appointment. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:17 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 10,739 | $7.45 | $80,005.55 |
DisclosureSEC source: 0001209191-20-013802 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,844 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 22:43 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 14,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014646 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,105 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2019. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 22:17 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantDirector Stock Option (Right To Buy) · Derivative | 30,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001209191-18-061546 · doc4.xml · derivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2025-12-05 F1 · derivative.exercise_date: 100% of the shares subject to the option shall immediately vest and become exercisable. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 23:33 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018282 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,819 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on March 7, 2018. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:04 UTC | TENNECO INC TEN · Entity 11746 | GrantRestricted Stock Units · Derivative | 12,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008916 · doc4.xml · derivative · entry 4 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,717 Underlying: Common Stock · 12,717 shares Expires not disclosed F3 · derivative.exercise_price: Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which vest on each of the first three anniversaries of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock. F3 · derivative.exercise_date: Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which vest on each of the first three anniversaries of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock. F3 · derivative.expiration_date: Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which vest on each of the first three anniversaries of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 15:20 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 5,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007815 · doc4.xml · nonDerivative · entry 4 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,710 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 15:20 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 5,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007815 · doc4.xml · nonDerivative · entry 3 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,050 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. Read SEC document |
| February 03, 2018 Filed Feb 6, 2018 15:20 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 6,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007815 · doc4.xml · nonDerivative · entry 2 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,931 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| February 03, 2018 Filed Feb 6, 2018 15:20 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 6,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007815 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,829 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 16:21 UTC | TENNECO INC TEN · Entity 11746 | PurchaseCommon Stock | 15 | $62.25 | $933.75 |
DisclosureSEC source: 0001209191-17-022947 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 3,817 F1 · balance_after: Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:44 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 14,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016826 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,022 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2017. UTI's Board of Directors approved the award on March 1, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | Exercise / conversionEmployee Stock Options (Right to Acquire) · Derivative | 22,496 | Not disclosed Strike: $29.83 | Not disclosed |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · derivative · entry 10 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,496 shares Expires 2019-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. F7 · price: Reflects stock options granted pursuant to Rule 16b-3. F8 · derivative.exercise_date: The stock options exercised by the Reporting Person vested in three equal installments on January 18, 2013, January 18, 2014 and January 18, 2015. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | Exercise / conversionEmployee Stock Options (Right to Acquire) · Derivative | 12,966 | Not disclosed Strike: $45.42 | Not disclosed |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · derivative · entry 9 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,966 shares Expires 2018-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. F7 · price: Reflects stock options granted pursuant to Rule 16b-3. F6 · derivative.exercise_date: The stock options exercised by the Reporting Person vested in three equal installments on January 19, 2012, January 19, 2013 and January 19, 2014. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | SaleCommon Stock | 22,396 | $66.26 | $1,483,958.96 |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · nonDerivative · entry 6 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,960 F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. F3 · price: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $66.11 and $66.46 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | Exercise / conversionCommon Stock | 22,396 | $29.83 | $668,072.68 |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · nonDerivative · entry 5 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | SaleCommon Stock | 100 | $67.02 | $6,702.00 |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · nonDerivative · entry 4 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,960 F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | Exercise / conversionCommon Stock | 100 | $29.83 | $2,983.00 |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · nonDerivative · entry 3 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | SaleCommon Stock | 12,966 | $66.24 | $858,867.84 |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · nonDerivative · entry 2 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,960 F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. F2 · price: The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $66.12 and $66.32 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 11:07 UTC | TENNECO INC TEN · Entity 11746 | Exercise / conversionCommon Stock | 12,966 | $45.42 | $588,915.72 |
DisclosureSEC source: 0001209191-17-010946 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 16:31 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 5,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008355 · doc4.xml · nonDerivative · entry 4 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,800 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 16:31 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 5,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008355 · doc4.xml · nonDerivative · entry 3 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,960 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 16:31 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008355 · doc4.xml · nonDerivative · entry 2 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,021 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 16:31 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008355 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,739 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 14:58 UTC | TENNECO INC TEN · Entity 11746 | Tax withholdingCommon Stock | 6,431 | $68.08 | $437,822.48 |
DisclosureSEC source: 0001209191-17-007532 · doc4.xml · nonDerivative · entry 2 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,400 F3 · kind: Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the granting of restricted stock. F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 14:58 UTC | TENNECO INC TEN · Entity 11746 | GrantCommon Stock | 13,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007532 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,831 F1 · kind: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3, one third of which vest on each of the first three anniversaries of the grant date, except that shares to be disposed to the Issuer in the form of share withholding to satisfy tax obligations in connection with the granting of restricted stock will be accelerated to vest on the grant date. The restricted stock reflected above becomes vested in installments of 2,417 shares on February 1, 2019 and 4,424 shares on February 1, 2020. F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 16:39 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 2,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004158 · doc4.xml · nonDerivative · entry 2 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,559 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. F2 · balance_after: Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 16:39 UTC | TENNECO INC TEN · Entity 11746 | OtherCommon Stock | 2,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004158 · doc4.xml · nonDerivative · entry 1 TRAMMELL KENNETH R · CIK 0001239782 · Exec. Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,360 F1 · kind: Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.