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NYSE · USD

UTI

UNIVERSAL TECHNICAL INSTITUTE INC

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Tapewire entity
4868
SEC CIK
0001261654
Parsed reports
521

Last 12 months

Inside the activity.

12 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202600
Feb 202602
Mar 202606
Apr 202600
May 202601
Jun 202605
Jul 202600
Aug 202640
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2025 Filed May 30, 2025 21:00 UTC
Lorenz Tracy KayUTI Division President
Tax withholdingCommon Stock, $0.0001 par value 2,218 $34.99 $77,607.82
Disclosure

SEC source: 0000950170-25-079827 · ownership.xml · nonDerivative · entry 1

Lorenz Tracy Kay · CIK 0001973341 · UTI Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,110

Read SEC document
May 27, 2025 Filed May 29, 2025 20:30 UTC
Gray AdamDirector
SaleCommon Stock, par value $0.0001 ("Common Stock") 500,000 $35.00 $17,500,000.00
Disclosure

SEC source: 0000950170-25-079021 · ownership.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director

Shackelton Christopher S · CIK 0001430708 · Director

Coliseum Capital, LLC · CIK 0001409585 · Director

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director

Gray Adam · CIK 0001454123 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,716,267

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F3 · ownership.nature: Following the transactions reported herein, CCP holds 2,251,855 shares of Common Stock and the Separate Account holds 464,412 shares of Common Stock.

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May 15, 2025 Filed May 16, 2025 23:17 UTC SaleCommon Stock, $0.0001 par value 500 $33.80 $16,899.00
Disclosure

SEC source: 0000950170-25-073829 · ownership.xml · nonDerivative · entry 2

Hitchcock Todd A · CIK 0001799015 · EVP/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,521

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.79 to $33.80. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within range set forth herein.

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May 15, 2025 Filed May 16, 2025 23:17 UTC SaleCommon Stock, $0.0001 par value 27,000 $33.35 $900,571.50
Disclosure

SEC source: 0000950170-25-073829 · ownership.xml · nonDerivative · entry 1

Hitchcock Todd A · CIK 0001799015 · EVP/COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,021

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $32.77 to $33.76. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within range set forth herein.

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May 13, 2025 Filed May 15, 2025 22:20 UTC SaleCommon Stock, $0.0001 par value 6,000 $31.84 $191,040.00
Disclosure

SEC source: 0000950170-25-072946 · ownership.xml · nonDerivative · entry 1

Brochick George W. · CIK 0001807493 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Brochick Family Trust

Disclosed balance after: 32,516

Read SEC document
May 12, 2025 Filed May 14, 2025 17:00 UTC
Kevane Christopher E.EVP and Chief Legal Officer
SaleCommon Stock, $0.0001 par value 100 $35.45 $3,545.00
Disclosure

SEC source: 0000950170-25-071585 · ownership.xml · nonDerivative · entry 2

Kevane Christopher E. · CIK 0001486632 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,677

Read SEC document
May 12, 2025 Filed May 14, 2025 17:00 UTC
Kevane Christopher E.EVP and Chief Legal Officer
SaleCommon Stock, $0.0001 par value 29,300 $34.12 $999,716.00
Disclosure

SEC source: 0000950170-25-071585 · ownership.xml · nonDerivative · entry 1

Kevane Christopher E. · CIK 0001486632 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,777

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.00 to $34.69. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within range set forth herein.

Read SEC document
May 12, 2025 Filed May 14, 2025 20:57 UTC
Gray AdamDirector
SaleCommon Stock, par value $0.0001 ("Common Stock") 1,929,488 $32.95 $63,576,629.60
Disclosure

SEC source: 0000950170-25-071576 · ownership.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director

Shackelton Christopher S · CIK 0001430708 · Director

Coliseum Capital, LLC · CIK 0001409585 · Director

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director

Gray Adam · CIK 0001454123 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,216,267

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F3 · ownership.nature: Following the transactions reported herein, CCP holds 2,666,368 shares of Common Stock and the Separate Account holds 549,899 shares of Common Stock.

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May 12, 2025 Filed May 14, 2025 21:00 UTC
Grant Jerome AlanDirector · Chief Executive Officer
SaleCommon Stock, $0.0001 par value 56,492 $33.80 $1,909,429.60
Disclosure

SEC source: 0000950170-25-071581 · ownership.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,624

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.27 to $34.185. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within range set forth herein.

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May 12, 2025 Filed Mar 6, 2026 23:00 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 50,000 $33.84 $1,691,885.00
Disclosure

SEC source: 0001193125-26-097033 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 41,219

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.50 to $34.19. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 22:15 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 97 $28.05 $2,721.05
Disclosure

SEC source: 0000950170-25-055645 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $28.00 to $28.14. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 23:07 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 208 $28.05 $5,835.23
Disclosure

SEC source: 0000950170-25-053416 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,228

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $28.00 to $28.28. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:01 UTC GrantCommon Stock, $0.0001 par value 21,242 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-049683 · ownership.xml · nonDerivative · entry 1

DeTray Adrienne Dawn · CIK 0002063737 · SVP and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,242

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. The restricted stock units vest in three equal installments beginning on December 15, 2025.

Read SEC document
March 27, 2025 Filed Mar 28, 2025 21:20 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock, par value $0.0001 ("Common Stock") 1,000,000 $25.35 $25,350,000.00
Disclosure

SEC source: 0000950170-25-046949 · ownership.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,145,755

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F3 · ownership.nature: Following the transactions reported herein, CCP holds 4,265,963 shares of Common Stock and the Separate Account holds 879,792 shares of Common Stock.

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March 21, 2025 Filed Mar 25, 2025 21:32 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 21 $27.51 $577.71
Disclosure

SEC source: 0000950170-25-044577 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:32 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 9,979 $26.95 $268,887.15
Disclosure

SEC source: 0000950170-25-044577 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $26.51 to $27.509. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 22:30 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 10,249 $27.86 $285,500.24
Disclosure

SEC source: 0000950170-25-043398 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,663

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $27.60 to $28.28. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 22:30 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 36,646 $27.94 $1,023,874.58
Disclosure

SEC source: 0000950170-25-043398 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,912

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.12 to $27.105, inclusive (weighted average of $26.6775) and $27.12 to $28.08, inclusive (weighted average of $27.9396), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 22:30 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 2,800 $26.68 $74,697.00
Disclosure

SEC source: 0000950170-25-043398 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,558

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.12 to $27.105, inclusive (weighted average of $26.6775) and $27.12 to $28.08, inclusive (weighted average of $27.9396), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 18, 2025 Filed Mar 19, 2025 22:56 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 500 $27.27 $13,634.00
Disclosure

SEC source: 0000950170-25-042249 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,358

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F3 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. The reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 18, 2025 Filed Mar 19, 2025 22:56 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 9,500 $26.71 $253,751.65
Disclosure

SEC source: 0000950170-25-042249 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,858

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F3 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. The reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 18, 2025 Filed Apr 1, 2025 23:56 UTC Amendment
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 500 $27.27 $13,634.00
Disclosure

SEC source: 0000950170-25-048795 · ownership.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F4 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 18, 2025 Filed Apr 1, 2025 23:56 UTC Amendment
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 9,500 $26.71 $253,751.65
Disclosure

SEC source: 0000950170-25-048795 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,631

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F4 · price: The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:56 UTC
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 36,773 $26.68 $981,254.41
Disclosure

SEC source: 0000950170-25-042249 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,358

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $26.26 to $27.04, inclusive. The reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 22:54 UTC
Schuman BruceChief Financial Officer
GrantCommon Stock, $0.0001 par value 23,526 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042247 · ownership.xml · nonDerivative · entry 1

Schuman Bruce · CIK 0001911459 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,526

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. The restricted stock units vest in three equal installments beginning on December 15, 2025.

Read SEC document
March 17, 2025 Filed Apr 1, 2025 23:56 UTC Amendment
Smith SherrellEVP, Chief Academic Officer
SaleCommon Stock, $0.0001 par value 60,000 $26.84 $1,610,280.00
Disclosure

SEC source: 0000950170-25-048795 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.

F2 · shares: This Form 4/A is being filed to correct the reported number of shares sold on March 17, 2025 under the 10b5-1 Plan, as reported on March 19, 2025 (the "Original Form 4"). The Original Form 4 reported that the Reporting Person sold 36,773 shares on March 17, 2025, resulting in the reporting of 227,358 securities beneficially owned in column 5 of the Original Form 4. This Form 4/A corrects the number of shares sold on March 17, 2025 (60,000 shares sold), and the resulting number of securities beneficially owned following such sale (204,131 securities beneficially owned).

F3 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $26.26 to $27.12, inclusive. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.

F2 · balance_after: This Form 4/A is being filed to correct the reported number of shares sold on March 17, 2025 under the 10b5-1 Plan, as reported on March 19, 2025 (the "Original Form 4"). The Original Form 4 reported that the Reporting Person sold 36,773 shares on March 17, 2025, resulting in the reporting of 227,358 securities beneficially owned in column 5 of the Original Form 4. This Form 4/A corrects the number of shares sold on March 17, 2025 (60,000 shares sold), and the resulting number of securities beneficially owned following such sale (204,131 securities beneficially owned).

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February 27, 2025 Filed Mar 3, 2025 17:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030985 · ownership.xml · nonDerivative · entry 1

Sanchez Loretta Lydia · CIK 0001860681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,311

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030984 · ownership.xml · nonDerivative · entry 1

Brochick George W. · CIK 0001807493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,516

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030982 · ownership.xml · nonDerivative · entry 1

SRERE LINDA J · CIK 0001193863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,285

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030981 · ownership.xml · nonDerivative · entry 1

DEVINCENZI ROBERT THOMAS · CIK 0001226186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,051

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030987 · ownership.xml · nonDerivative · entry 1

Slubowski Michael A. · CIK 0001967317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,396

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

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February 27, 2025 Filed Mar 3, 2025 22:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030979 · ownership.xml · nonDerivative · entry 1

Okinaka Shannon Lei · CIK 0001631318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,529

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

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February 27, 2025 Filed Mar 3, 2025 22:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030978 · ownership.xml · nonDerivative · entry 1

TRAMMELL KENNETH R · CIK 0001239782 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,804

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

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February 27, 2025 Filed Mar 3, 2025 22:00 UTC GrantCommon Stock, $0.0001 par value 3,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030977 · ownership.xml · nonDerivative · entry 1

LENNOX WILLIAM J JR · CIK 0001597376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,889

F1 · shares: The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the Compensation Committee of UTI's Board of Directors on February 27, 2025. The shares are fully vested on the date of grant.

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February 26, 2025 Filed Feb 27, 2025 22:00 UTC SaleCommon Stock, $0.0001 par value 8,000 $27.59 $220,759.20
Disclosure

SEC source: 0000950170-25-029202 · ownership.xml · nonDerivative · entry 1

Brochick George W. · CIK 0001807493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,917

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February 10, 2025 Filed Feb 11, 2025 13:48 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
SaleCommon Stock, par value $0.0001 ("Common Stock") 704,881 $28.20 $19,877,644.20
Disclosure

SEC source: 0000950170-25-017477 · ownership.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,145,755

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser and (b) a separate account investment advisory client of CCM (the "Separate Account").

F2 · ownership.nature: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F3 · ownership.nature: Following the transactions reported herein, CCP holds 5,094,988 shares of Common Stock and the Separate Account holds 1,050,767 shares of Common Stock.

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January 16, 2025 Filed Jan 21, 2025 18:30 UTC Tax withholdingCommon Stock, $0.0001 par value 2,162 $26.00 $56,212.00
Disclosure

SEC source: 0000950170-25-007445 · ownership.xml · nonDerivative · entry 1

Frank Carolyn Ann · CIK 0002007600 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,668

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December 18, 2024 Filed Dec 19, 2024 22:52 UTC GiftCommon Stock, $0.0001 par value 3,800 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-138594 · ownership.xml · nonDerivative · entry 1

LENNOX WILLIAM J JR · CIK 0001597376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,290

F1 · shares: This transaction involved a gift of securities by the reporting person to an educational institution.

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December 17, 2024 Filed Dec 18, 2024 02:36 UTC
Kline ChristineInterim CFO and CAO
Tax withholdingCommon Stock, $0.0001 par value 626 $25.77 $16,132.02
Disclosure

SEC source: 0000950170-24-137567 · ownership.xml · nonDerivative · entry 2

Kline Christine · CIK 0002002128 · Interim CFO and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,651

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December 17, 2024 Filed Dec 17, 2024 20:35 UTC
Kevane Christopher E.EVP and Chief Legal Officer
Tax withholdingCommon Stock, $0.0001 par value 4,759 $25.77 $122,639.43
Disclosure

SEC source: 0000950170-24-137539 · ownership.xml · nonDerivative · entry 2

Kevane Christopher E. · CIK 0001486632 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,077

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December 17, 2024 Filed Dec 18, 2024 01:30 UTC
Smith SherrellEVP, Chief Academic Officer
Tax withholdingCommon Stock, $0.0001 par value 6,314 $25.77 $162,711.78
Disclosure

SEC source: 0000950170-24-137533 · ownership.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,131

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December 17, 2024 Filed Dec 18, 2024 01:27 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 22,788 $25.77 $587,246.76
Disclosure

SEC source: 0000950170-24-137531 · ownership.xml · nonDerivative · entry 2

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,116

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December 17, 2024 Filed Dec 18, 2024 01:25 UTC
Smith Lori BSVP Chief Information Officer
Tax withholdingCommon Stock, $0.0001 par value 2,709 $25.77 $69,810.93
Disclosure

SEC source: 0000950170-24-137530 · ownership.xml · nonDerivative · entry 2

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,219

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December 17, 2024 Filed Dec 18, 2024 01:23 UTC
Hitchcock Todd AEVP Chief Strategy & Transform
Tax withholdingCommon Stock, $0.0001 par value 4,440 $25.77 $114,418.80
Disclosure

SEC source: 0000950170-24-137527 · ownership.xml · nonDerivative · entry 2

Hitchcock Todd A · CIK 0001799015 · EVP Chief Strategy & Transform

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,021

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December 13, 2024 Filed Dec 18, 2024 02:36 UTC
Kline ChristineInterim CFO and CAO
GrantCommon Stock, $0.0001 par value 2,246 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137567 · ownership.xml · nonDerivative · entry 1

Kline Christine · CIK 0002002128 · Interim CFO and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,277

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

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December 13, 2024 Filed Dec 17, 2024 20:35 UTC
Kevane Christopher E.EVP and Chief Legal Officer
GrantCommon Stock, $0.0001 par value 13,372 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137539 · ownership.xml · nonDerivative · entry 1

Kevane Christopher E. · CIK 0001486632 · EVP and Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,836

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

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December 13, 2024 Filed Dec 18, 2024 01:30 UTC
Smith SherrellEVP, Chief Academic Officer
GrantCommon Stock, $0.0001 par value 15,174 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137533 · ownership.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Chief Academic Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,445

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

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December 13, 2024 Filed Dec 18, 2024 01:27 UTC
Grant Jerome AlanDirector · Chief Executive Officer
GrantCommon Stock, $0.0001 par value 55,110 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137531 · ownership.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,904

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

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December 13, 2024 Filed Dec 18, 2024 01:25 UTC
Smith Lori BSVP Chief Information Officer
GrantCommon Stock, $0.0001 par value 9,725 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137530 · ownership.xml · nonDerivative · entry 1

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,928

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

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December 13, 2024 Filed Dec 18, 2024 01:23 UTC
Hitchcock Todd AEVP Chief Strategy & Transform
GrantCommon Stock, $0.0001 par value 13,615 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137527 · ownership.xml · nonDerivative · entry 1

Hitchcock Todd A · CIK 0001799015 · EVP Chief Strategy & Transform

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,461

F1 · shares: Shares underlying a performance-based restricted stock unit award that was earned on the basis of the issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.