Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 10 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2023 Filed Feb 21, 2023 22:22 UTC |
Carter Greg MEVP Payment Acceptance
|
GrantCommon Stock | 100,000 | $1.75 | $175,000.00 |
DisclosureSEC source: 0001812744-23-000001 · primary_doc.xml · nonDerivative · entry 1 Carter Greg M · CIK 0001812744 · EVP Payment Acceptance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,000 F1 · shares: Vests 02/21/2033 or change of control. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:44 UTC |
Frost Houston KorthSenior Vice President
|
GrantRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001627479-23-000002 · primary_doc.xml · derivative · entry 4 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 4,000 shares Expires 2033-02-21 F4 · shares: Restricted stock units vest on 2/21/2026 or on change of control. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:44 UTC |
Frost Houston KorthSenior Vice President
|
GrantRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001627479-23-000002 · primary_doc.xml · derivative · entry 3 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 4,000 shares Expires 2033-02-21 F3 · shares: Restricted stock units vest on 2/21/2025 or on change of control. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:44 UTC |
Frost Houston KorthSenior Vice President
|
GrantRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001627479-23-000002 · primary_doc.xml · derivative · entry 2 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 4,000 shares Expires 2033-02-21 F2 · shares: Restricted stock units vest on 2/21/2024 or on change of control. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:44 UTC |
Frost Houston KorthSenior Vice President
|
GrantCommon Stock | 100,000 | $1.75 | $175,000.00 |
DisclosureSEC source: 0001627479-23-000002 · primary_doc.xml · nonDerivative · entry 1 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,527 F1 · shares: Shares vest on 2/21/2033 or on change of control. Read SEC document |
| February 08, 2023 Filed Feb 22, 2023 16:11 UTC |
Frost Houston KorthSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001627479-23-000001 · primary_doc.xml · derivative · entry 2 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 500 shares Expires 2032-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2023. Read SEC document |
| February 08, 2023 Filed Feb 22, 2023 16:11 UTC |
Frost Houston KorthSenior Vice President
|
Exercise / conversionCommon Stock | 500 | $2.05 | $1,025.00 |
DisclosureSEC source: 0001627479-23-000001 · primary_doc.xml · nonDerivative · entry 1 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2023. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:40 UTC |
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001089351-22-000002 · primary_doc.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:40 UTC |
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
|
Tax withholdingCommon Stock | 3,935 | $2.35 | $9,247.25 |
DisclosureSEC source: 0001089351-22-000002 · primary_doc.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690,656 F2 · shares: The reporting person returned 3,935 shares to the issuer at the closing price on 11/18/2022 of $2.35 to cover taxes due. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:40 UTC |
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 10,000 | $2.35 | $23,500.00 |
DisclosureSEC source: 0001089351-22-000002 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,694,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 22:50 UTC |
Frost Houston KorthSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001627479-22-000003 · primary_doc.xml · derivative · entry 2 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2022. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 22:50 UTC |
Frost Houston KorthSenior Vice President
|
Exercise / conversionCommon Stock | 2,000 | $2.35 | $4,700.00 |
DisclosureSEC source: 0001627479-22-000003 · primary_doc.xml · nonDerivative · entry 1 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2022. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:39 UTC |
Carter Greg MEVP Payment Acceptance
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001812744-22-000001 · primary_doc.xml · derivative · entry 2 Carter Greg M · CIK 0001812744 · EVP Payment Acceptance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:39 UTC |
Carter Greg MEVP Payment Acceptance
|
Exercise / conversionCommon Stock | 3,000 | $2.35 | $7,050.00 |
DisclosureSEC source: 0001812744-22-000001 · primary_doc.xml · nonDerivative · entry 1 Carter Greg M · CIK 0001812744 · EVP Payment Acceptance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:51 UTC |
Jewell Lowell ThomasSVP, CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-22-000002 · primary_doc.xml · derivative · entry 3 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:51 UTC |
Jewell Lowell ThomasSVP, CFO
|
Tax withholdingCommon Stock | 1,705 | $2.35 | $4,006.75 |
DisclosureSEC source: 0001690416-22-000002 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,517 F2 · shares: The reporting person returned 1,705 shares to the issuer at the closing price on 11/18/2022 of $2.35 to cover taxes due. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:51 UTC |
Jewell Lowell ThomasSVP, CFO
|
Exercise / conversionCommon Stock | 7,000 | $2.35 | $16,450.00 |
DisclosureSEC source: 0001690416-22-000002 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 28, 2022 21:56 UTC |
Rollins BradDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001706146-22-000002 · primary_doc.xml · derivative · entry 2 Rollins Brad · CIK 0001706146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 4,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 28, 2022 21:56 UTC |
Rollins BradDirector
|
Exercise / conversionCommon Stock | 4,000 | $2.35 | $9,400.00 |
DisclosureSEC source: 0001706146-22-000002 · primary_doc.xml · nonDerivative · entry 1 Rollins Brad · CIK 0001706146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 28, 2022 21:49 UTC |
Beyer del la Garza Ernesto RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001823064-22-000003 · primary_doc.xml · derivative · entry 2 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022. Read SEC document |
| November 18, 2022 Filed Nov 28, 2022 21:49 UTC |
Beyer del la Garza Ernesto RDirector
|
Exercise / conversionCommon Stock | 4,000 | $2.35 | $9,400.00 |
DisclosureSEC source: 0001823064-22-000003 · primary_doc.xml · nonDerivative · entry 1 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022. Read SEC document |
| November 18, 2022 Filed Nov 28, 2022 21:41 UTC |
Bender BlaiseDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001772093-22-000002 · primary_doc.xml · derivative · entry 3 Bender Blaise · CIK 0001772093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,333 Underlying: Common Stock · 4,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 28, 2022 21:41 UTC |
Bender BlaiseDirector
|
Tax withholdingCommon Stock | 1,200 | $2.35 | $2,820.00 |
DisclosureSEC source: 0001772093-22-000002 · primary_doc.xml · nonDerivative · entry 2 Bender Blaise · CIK 0001772093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,134 F2 · shares: The reporting person returned 1,200 shares to the issuer at the closing price on 11/18/2022 of $2.35 to cover taxes due. Read SEC document |
| November 18, 2022 Filed Nov 28, 2022 21:41 UTC |
Bender BlaiseDirector
|
Exercise / conversionCommon Stock | 4,000 | $2.35 | $9,400.00 |
DisclosureSEC source: 0001772093-22-000002 · primary_doc.xml · nonDerivative · entry 1 Bender Blaise · CIK 0001772093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 23:34 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
SaleCommon Stock | 357,529 | $2.06 | $736,509.74 |
DisclosureSEC source: 0001792549-22-000005 · primary_doc.xml · nonDerivative · entry 3 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 2,427,912 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser (TCM), and (ii) Collin McBirney, TCMs managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10 percent of the issuers outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the Fund). As a greater than 10 percent beneficial owner, the Fund is separately reporting its holdings in the issuers securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:39 UTC |
Topline Capital Partners, LP10% owner
|
SaleCommon Stock | 357,529 | $2.06 | $736,509.74 |
DisclosureSEC source: 0001754074-22-000004 · primary_doc.xml · nonDerivative · entry 3 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427,912 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:34 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
SaleCommon Stock | 39,994 | $1.93 | $77,188.42 |
DisclosureSEC source: 0001792549-22-000005 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 2,785,441 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser (TCM), and (ii) Collin McBirney, TCMs managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10 percent of the issuers outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the Fund). As a greater than 10 percent beneficial owner, the Fund is separately reporting its holdings in the issuers securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:39 UTC |
Topline Capital Partners, LP10% owner
|
SaleCommon Stock | 39,994 | $1.93 | $77,188.42 |
DisclosureSEC source: 0001754074-22-000004 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,785,441 Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:34 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
SaleCommon Stock | 112,508 | $2.11 | $237,391.88 |
DisclosureSEC source: 0001792549-22-000005 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 2,825,435 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser (TCM), and (ii) Collin McBirney, TCMs managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10 percent of the issuers outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the Fund). As a greater than 10 percent beneficial owner, the Fund is separately reporting its holdings in the issuers securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 22:39 UTC |
Topline Capital Partners, LP10% owner
|
SaleCommon Stock | 112,508 | $2.11 | $237,391.88 |
DisclosureSEC source: 0001754074-22-000004 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,825,435 Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:15 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
SaleCommon Stock | 47,974 | $2.13 | $102,184.62 |
DisclosureSEC source: 0001792549-22-000004 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 2,937,943 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser (TCM), and (ii) Collin McBirney, TCMs managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the Fund). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuers securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:08 UTC |
Topline Capital Partners, LP10% owner
|
SaleCommon Stock | 47,974 | $2.13 | $102,184.62 |
DisclosureSEC source: 0001754074-22-000003 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,937,943 Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 20:48 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
SaleCommon Stock | 11,771 | $1.68 | $19,775.28 |
DisclosureSEC source: 0001792549-22-000003 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 2,985,917 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCMs managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the Fund). As a greater than 10 percent beneficial owner, the Fund is separately reporting its holdings in the issuers securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 20:35 UTC |
Topline Capital Partners, LP10% owner
|
SaleCommon Stock | 11,771 | $1.68 | $19,775.28 |
DisclosureSEC source: 0001792549-22-000002 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,985,917 Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 20:48 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
SaleCommon Stock | 9,717 | $1.74 | $16,907.58 |
DisclosureSEC source: 0001792549-22-000003 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 2,997,688 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCMs managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the Fund). As a greater than 10 percent beneficial owner, the Fund is separately reporting its holdings in the issuers securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 20:35 UTC |
Topline Capital Partners, LP10% owner
|
SaleCommon Stock | 9,717 | $1.74 | $16,907.58 |
DisclosureSEC source: 0001792549-22-000002 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,997,688 Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 16:36 UTC |
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
|
Tax withholdingCommon Stock | 26,234 | $1.63 | $42,761.42 |
DisclosureSEC source: 0001089351-22-000001 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,684,591 F1 · shares: Non-market transaction. Shares originally granted to employee on 10/4/2012 with a vesting date of 10/4/2022. Filer returned 26,234 shares to issuer for payment of payroll taxes due to the vesting of shares. Read SEC document |
| August 29, 2022 Filed Sep 6, 2022 19:00 UTC Amendment |
Beyer del la Garza Ernesto RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 22,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001823064-22-000002 · primary_doc.xml · derivative · entry 3 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 22,222 shares Expires 2030-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 8/29/2020 and vested 8/29/2022 for services on the issuer's board of directors. Read SEC document |
| August 29, 2022 Filed Sep 6, 2022 19:00 UTC Amendment |
Beyer del la Garza Ernesto RDirector
|
Tax withholdingCommon Stock | 4,444 | $1.52 | $6,754.88 |
DisclosureSEC source: 0001823064-22-000002 · primary_doc.xml · nonDerivative · entry 2 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,222 F2 · shares: The reporting person returned 4,444 shares to the issuer at the closing price on 8/29/2022 of $1.52 to cover taxes due. Read SEC document |
| August 29, 2022 Filed Sep 6, 2022 19:00 UTC Amendment |
Beyer del la Garza Ernesto RDirector
|
Exercise / conversionCommon Stock | 22,222 | $1.52 | $33,777.44 |
DisclosureSEC source: 0001823064-22-000002 · primary_doc.xml · nonDerivative · entry 1 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 8/29/2020 and vested 8/29/2022 for services on the issuer's board of directors. Read SEC document |
| August 29, 2022 Filed Sep 6, 2022 13:15 UTC |
Beyer del la Garza Ernesto RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 22,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001823064-22-000001 · primary_doc.xml · derivative · entry 3 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 22,222 shares Expires 2030-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2022 Filed Sep 6, 2022 13:15 UTC |
Beyer del la Garza Ernesto RDirector
|
OtherCommon Stock | 4,444 | $1.52 | $6,754.88 |
DisclosureSEC source: 0001823064-22-000001 · primary_doc.xml · nonDerivative · entry 2 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,222 F2 · shares: The reporting person returned 4,444 shares to the issuer at the closing price on 8/29/2022 of $1.52 to cover taxes due. Read SEC document |
| August 29, 2022 Filed Sep 6, 2022 13:15 UTC |
Beyer del la Garza Ernesto RDirector
|
Exercise / conversionCommon Stock | 22,222 | $1.52 | $33,777.44 |
DisclosureSEC source: 0001823064-22-000001 · primary_doc.xml · nonDerivative · entry 1 Beyer del la Garza Ernesto R · CIK 0001823064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the conversion of restricted stock units granted to him on 8/29/2020 and vested 8/29/2022 for services on the issuer's board of directors. Read SEC document |
| August 24, 2022 Filed Aug 24, 2022 21:09 UTC |
Frost Houston KorthSenior Vice President
|
PurchaseCommon Stock | 5,000 | $1.43 | $7,125.00 |
DisclosureSEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 6 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,027 Read SEC document |
| August 24, 2022 Filed Aug 24, 2022 21:09 UTC |
Frost Houston KorthSenior Vice President
|
PurchaseCommon Stock | 5,000 | $1.43 | $7,159.00 |
DisclosureSEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 5 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,027 Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 21:09 UTC |
Frost Houston KorthSenior Vice President
|
PurchaseCommon Stock | 5,000 | $1.44 | $7,198.00 |
DisclosureSEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 4 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,027 Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:09 UTC |
Frost Houston KorthSenior Vice President
|
PurchaseCommon Stock | 5,000 | $1.50 | $7,489.50 |
DisclosureSEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 3 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,027 Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:09 UTC |
Frost Houston KorthSenior Vice President
|
PurchaseCommon Stock | 2,500 | $1.51 | $3,775.00 |
DisclosureSEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 2 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,027 Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:09 UTC |
Frost Houston KorthSenior Vice President
|
PurchaseCommon Stock | 2,500 | $1.52 | $3,801.00 |
DisclosureSEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 1 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,527 Read SEC document |
| August 16, 2022 Filed Aug 16, 2022 21:12 UTC |
Topline Capital Partners, LP10% owner
|
SaleCommon Stock | 44,950 | $1.60 | $71,920.00 |
DisclosureSEC source: 0001754074-22-000001 · primary_doc.xml · nonDerivative · entry 3 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,007,405 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.