Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Usio, Inc.USIO · Entity 2166 | Director · Chairman, President and CEO · 10% owner | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Usio, Inc.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,510,579 |
Ending reported balance
After 2026-08-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-21 · Exercise / conversion · Acquired 7,000 · Balance 3,513,334 F1: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026. Row 2 · 2026-08-21 · Tax withholding · Disposed 2,755 · Balance 3,510,579 F2: The reporting person returned 2,755 shares to the issuer at the closing price of 2.81 on August 21, 2026, to cover taxes due. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2035-08-21 | Direct | 42,000 |
Reported balance
After 2026-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-21 · Exercise / conversion · Disposed 7,000 · Balance 42,000 F1: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026.
F2: The reporting person returned 2,755 shares to the issuer at the closing price of 2.81 on August 21, 2026, to cover taxes due.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 25, 2026 20:36 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 7,000 | $2.81 Strike: $0.00 | $19,670.00 |
DisclosureSEC source: 0001096906-26-001296 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,000 Underlying: Restricted Stock Units · 7,000 shares Expires 2035-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026. F1 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:36 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 2,755 | $2.81 | $7,741.55 |
DisclosureSEC source: 0001096906-26-001296 · form4.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,510,579 F2 · shares: The reporting person returned 2,755 shares to the issuer at the closing price of 2.81 on August 21, 2026, to cover taxes due. Read SEC document |
| August 21, 2026 Filed Aug 25, 2026 20:36 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 7,000 | $2.81 | $19,670.00 |
DisclosureSEC source: 0001096906-26-001296 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,513,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026. Read SEC document |
| June 21, 2026 Filed Jun 22, 2026 21:44 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 7,000 | $1.82 Strike: $0.00 | $12,740.00 |
DisclosureSEC source: 0001096906-26-000978 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Shares · 7,000 shares Expires 2034-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024 and vested 06/21/2026. Read SEC document |
| June 21, 2026 Filed Jun 22, 2026 21:44 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 2,755 | $1.82 | $5,014.10 |
DisclosureSEC source: 0001096906-26-000978 · form4.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,506,334 F2 · shares: The reporting person returned 2,755 shares to the issuer at the closing price of 1.82 on 06/21/2026 to cover taxes due. Read SEC document |
| June 21, 2026 Filed Jun 22, 2026 21:44 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 7,000 | $1.82 | $12,740.00 |
DisclosureSEC source: 0001096906-26-000978 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,509,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024 and vested 06/21/2026. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 23:31 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $1.71 Strike: $0.00 | $11,970.00 |
DisclosureSEC source: 0001096906-26-000955 · form4.xml · derivative · entry 4 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Shares · 7,000 shares Expires 2036-06-11 F3 · shares: Restricted Stock Units vests on 06/11/2029. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 23:31 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $1.71 Strike: $0.00 | $11,970.00 |
DisclosureSEC source: 0001096906-26-000955 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Shares · 7,000 shares Expires 2036-06-11 F2 · shares: Restricted Stock Units vests on 06/11/2028. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 23:31 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $1.71 Strike: $0.00 | $11,970.00 |
DisclosureSEC source: 0001096906-26-000955 · form4.xml · derivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Shares · 7,000 shares Expires 2036-06-11 F1 · shares: Restricted Stock Units vests on 06/11/2027. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 23:31 UTC | Usio, Inc. USIO · Entity 2166 | GrantCommon Stock | 300,000 | $1.71 | $513,000.00 |
DisclosureSEC source: 0001096906-26-000955 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,502,089 F4 · shares: Vests 06/11/2036 or change of control or per terms of employment agreement. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 20:51 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $1.34 Strike: $0.00 | $14,740.00 |
DisclosureSEC source: 0001096906-26-000259 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 11,000 shares Expires 2033-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 20:51 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 4,912 | $1.34 | $6,582.08 |
DisclosureSEC source: 0001096906-26-000259 · form4.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,202,089 F1 · shares: The reporting person returned 4,912 shares to the issuer at the closing price on 02/20/2026 of 1.34 to cover taxes due. Read SEC document |
| February 21, 2026 Filed Feb 24, 2026 20:51 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 11,000 | $1.34 | $14,740.00 |
DisclosureSEC source: 0001096906-26-000259 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,207,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 02/21/2023 and vested 02/21/2026. Read SEC document |
| December 08, 2025 Filed Dec 9, 2025 14:04 UTC | Usio, Inc. USIO · Entity 2166 | GiftCommon Stock | 35,433 | $1.42 | $50,314.86 |
DisclosureSEC source: 0001096906-25-001992 · form4.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,196,001 F1 · shares: This transaction represents a transfer of shares as a charitable gift, and not a purchase or sale, of securities by the Reporting Person to the charitable organization known as Lutheran High School of San Antonio, Texas for their baseball and capital improvement fund. Read SEC document |
| December 08, 2025 Filed Dec 9, 2025 14:04 UTC | Usio, Inc. USIO · Entity 2166 | GiftCommon Stock | 5,000 | $1.42 | $7,100.00 |
DisclosureSEC source: 0001096906-25-001992 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,231,434 F2 · shares: This transaction represents a transfer of shares for the purposes of estate planning, and not a purchase or sale, of securities by the Reporting Person to the Irrevocable Trust of Sydney Hoch, an irrevocable trust established for the benefit of the Reporting Persons child. An independent third-party is the trustee of the Irrevocable Trust of Sydney Hoch. The Reporting Person disclaims beneficial ownership of the securities. Read SEC document |
| August 22, 2025 Filed Aug 22, 2025 15:16 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestriced Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-001391 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Shares · 7,000 shares Expires 2035-08-21 F3 · shares: Restricted Stock Units vests on 08/21/2027 or upon terms of the reporting persons employment agreement. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 15:25 UTC Amendment | Usio, Inc. USIO · Entity 2166 | GrantRestriced Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-001394 · form4.xml · derivative · entry 4 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Shares · 7,000 shares Expires 2035-08-21 F3 · shares: Restricted Stock Units vests on 08/21/2028 or upon terms of the reporting persons employment agreement. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 15:25 UTC Amendment | Usio, Inc. USIO · Entity 2166 | GrantRestriced Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-001394 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Shares · 7,000 shares Expires 2035-08-21 F2 · shares: Restricted Stock Units vests on 08/21/2027 or upon terms of the reporting persons employment agreement. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 15:25 UTC Amendment | Usio, Inc. USIO · Entity 2166 | GrantRestriced Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-001394 · form4.xml · derivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Shares · 7,000 shares Expires 2035-08-21 F4 · shares: Restricted Stock Units vests on 08/21/2026 or upon terms of the reporting persons employment agreement. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 15:25 UTC Amendment | Usio, Inc. USIO · Entity 2166 | GrantCommon Stock | 300,000 | $1.44 | $432,000.00 |
DisclosureSEC source: 0001096906-25-001394 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,236,434 F1 · shares: Vests 08/21/2035 or change of control or per terms of employment agreement. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 15:16 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestriced Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-001391 · form4.xml · derivative · entry 4 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Shares · 7,000 shares Expires 2035-08-21 F2 · shares: Restricted Stock Units vests on 08/21/2028 or upon terms of the reporting persons employment agreement. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 15:16 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestriced Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-001391 · form4.xml · derivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Shares · 7,000 shares Expires 2035-08-21 F1 · shares: Restricted Stock Units vests on 08/21/2026 or upon terms of the reporting persons employment agreement. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 15:16 UTC | Usio, Inc. USIO · Entity 2166 | GrantCommon Stock | 300,000 | $1.47 | $441,000.00 |
DisclosureSEC source: 0001096906-25-001391 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,236,434 F4 · shares: Vests 08/21/2035 or change of control or per terms of employment agreement. Read SEC document |
| June 21, 2025 Filed Jun 24, 2025 17:01 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestriced Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-001020 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Shares · 7,000 shares Expires 2034-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 6/21/2024 and vested 6/21/2025. Read SEC document |
| June 21, 2025 Filed Jun 24, 2025 17:01 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 2,755 | $1.44 | $3,967.20 |
DisclosureSEC source: 0001096906-25-001020 · form4.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,936,434 F1 · shares: The reporting person returned 2,755 shares to the issuer at the closing price on 06/21/2025 of $1.44 to cover taxes due. Read SEC document |
| June 21, 2025 Filed Jun 24, 2025 17:01 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 7,000 | $1.44 | $10,080.00 |
DisclosureSEC source: 0001096906-25-001020 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,939,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 6/21/2024 and vested 6/21/2025. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:41 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestriced Stock Units · Derivative | 11,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001096906-25-000189 · form4.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Shares · 11,000 shares Expires 2033-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 02/21/2023 and vested 02/21/2025. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:41 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 4,912 | $1.71 | $8,399.52 |
DisclosureSEC source: 0001096906-25-000189 · form4.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,932,189 F2 · shares: The reporting person returned 4,912 shares to the issuer at the closing price on 2/21/2025 of $1.71 to cover taxes due. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:41 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 11,000 | $1.71 | $18,810.00 |
DisclosureSEC source: 0001096906-25-000189 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,937,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 02/21/2023 and vested 02/21/2025. Read SEC document |
| December 29, 2024 Filed Jan 2, 2025 17:44 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 208,615 | $1.45 | $302,491.75 |
DisclosureSEC source: 0001096906-25-000001 · form4.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,926,101 F1 · shares: The reporting person returned 208,615 shares to the issuer at the closing price on 12/27/2024 of $1.45 to cover payroll taxes due from the vesting of the restricted share grant issued on 12/29/2014. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 22:11 UTC Amendment | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001089351-24-000009 · primary_doc.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 10,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 22:11 UTC Amendment | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 3,935 | $1.47 | $5,784.45 |
DisclosureSEC source: 0001089351-24-000009 · primary_doc.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,134,716 F2 · shares: The reporting person returned 3,935 shares to the issuer at the closing price on 11/18/2024 of $1.47 to cover taxes due. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 22:11 UTC Amendment | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 10,000 | $1.47 | $14,700.00 |
DisclosureSEC source: 0001089351-24-000009 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,138,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:59 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001089351-24-000008 · primary_doc.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 10,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:59 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 3,935 | $1.47 | $5,784.45 |
DisclosureSEC source: 0001089351-24-000008 · primary_doc.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,134,716 F2 · shares: The reporting person returned 3,935 shares to the issuer at the closing price on 11/18/2024 of $1.47 to cover taxes due. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:59 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 10,000 | $1.47 | $14,700.00 |
DisclosureSEC source: 0001089351-24-000008 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,138,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 11/18/2021 and vested 11/18/2024. Read SEC document |
| September 05, 2024 Filed Sep 11, 2024 21:47 UTC | Usio, Inc. USIO · Entity 2166 | GiftCommon Stock | 33,333 | $1.51 | $50,332.83 |
DisclosureSEC source: 0001089351-24-000007 · primary_doc.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,128,651 F2 · shares: This transaction represents a transfer of shares for the purposes of estate planning, and not a purchase or sale, of securities by the Reporting Person to the Irrevocable Trust of Sydney Hoch, an irrevocable trust established for the benefit of the Reporting Persons child. An independent third-party is the trustee of the Irrevocable Trust of Sydney Hoch. The Reporting Person disclaims beneficial ownership of the securities. Read SEC document |
| September 05, 2024 Filed Sep 11, 2024 21:47 UTC | Usio, Inc. USIO · Entity 2166 | GiftCommon Stock | 33,333 | $1.51 | $50,332.83 |
DisclosureSEC source: 0001089351-24-000007 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,161,984 F1 · shares: This transaction represents a transfer of shares as a charitable gift, and not a purchase or sale, of securities by the Reporting Person to the charitable organization known as Lutheran High School of San Antonio, Texas for their capital improvement fund. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 20:13 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 200 | $1.50 | $300.00 |
DisclosureSEC source: 0001089351-24-000006 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,195,317 Read SEC document |
| August 21, 2024 Filed Aug 21, 2024 20:20 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 300 | $1.50 | $450.00 |
DisclosureSEC source: 0001089351-24-000005 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,195,117 Read SEC document |
| August 20, 2024 Filed Aug 20, 2024 20:26 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 225 | $1.49 | $335.25 |
DisclosureSEC source: 0001089351-24-000004 · primary_doc.xml · nonDerivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,194,817 Read SEC document |
| August 20, 2024 Filed Aug 20, 2024 20:26 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 75 | $1.52 | $113.75 |
DisclosureSEC source: 0001089351-24-000004 · primary_doc.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,194,592 Read SEC document |
| August 20, 2024 Filed Aug 20, 2024 20:26 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 200 | $1.48 | $296.00 |
DisclosureSEC source: 0001089351-24-000004 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,194,517 Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 20:10 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 400 | $1.48 | $592.00 |
DisclosureSEC source: 0001089351-24-000003 · primary_doc.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,194,317 Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 20:10 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 1,100 | $1.47 | $1,617.00 |
DisclosureSEC source: 0001089351-24-000003 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,193,917 Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 16:08 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001089351-24-000002 · primary_doc.xml · derivative · entry 4 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 7,000 shares Expires 2034-06-21 F4 · shares: Restricted Stock Units vests on 06/21/2027 or upon terms of the reporting persons employment agreement. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 16:08 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001089351-24-000002 · primary_doc.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 7,000 shares Expires 2034-06-21 F3 · shares: Restricted Stock Units vests on 06/21/2026 or upon terms of the reporting persons employment agreement. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 16:08 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001089351-24-000002 · primary_doc.xml · derivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 7,000 shares Expires 2034-06-21 F2 · shares: Restricted Stock Units vests on 06/21/2025 or upon terms of the reporting persons employment agreement. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 16:08 UTC | Usio, Inc. USIO · Entity 2166 | GrantCommon Stock | 160,000 | $1.55 | $248,000.00 |
DisclosureSEC source: 0001089351-24-000002 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,192,817 F1 · shares: Vests 06/21/2034 or change of control or per terms of employment agreement. Read SEC document |
| February 21, 2024 Filed Mar 20, 2024 21:08 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 11,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001089351-24-000001 · primary_doc.xml · derivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 11,000 shares Expires 2033-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 02/21/2023 and vested 02/21/2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.