Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Usio, Inc.USIO · Entity 2166 | SVP, CFO | November 18, 2023 | November 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Usio, Inc.
Report date November 18, 2023 · Filed November 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 771,898 |
Ending reported balance
After 2023-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-18 · Exercise / conversion · Acquired 7,000 · Balance 774,517 F1: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 Row 2 · 2023-11-18 · Tax withholding · Disposed 2,619 · Balance 771,898 F2: The reporting person returned 2,619 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2031-11-18 | Direct | 32,381 |
Reported balance
After 2023-11-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-18 · Exercise / conversion · Disposed 7,000 · Balance 32,381 F1: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023
F2: The reporting person returned 2,619 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2023 Filed Nov 20, 2023 21:26 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 7,000 | $1.70 Strike: $0.00 | $11,899.30 |
DisclosureSEC source: 0001690416-23-000002 · primary_doc.xml · derivative · entry 3 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,381 Underlying: Common Stock · 7,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 Read SEC document |
| November 18, 2023 Filed Nov 20, 2023 21:26 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 2,619 | $1.70 | $4,452.04 |
DisclosureSEC source: 0001690416-23-000002 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 771,898 F2 · shares: The reporting person returned 2,619 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due. Read SEC document |
| November 18, 2023 Filed Nov 20, 2023 21:26 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 7,000 | $1.70 | $11,899.30 |
DisclosureSEC source: 0001690416-23-000002 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 774,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023 Read SEC document |
| February 21, 2023 Filed Feb 21, 2023 22:12 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-23-000001 · primary_doc.xml · derivative · entry 4 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 7,000 shares Expires 2033-02-21 F4 · shares: Restricted stock units vests 02/21/2026. Read SEC document |
| February 21, 2023 Filed Feb 21, 2023 22:12 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-23-000001 · primary_doc.xml · derivative · entry 3 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 7,000 shares Expires 2033-02-21 F3 · shares: Restricted stock units vests 02/21/2025. Read SEC document |
| February 21, 2023 Filed Feb 21, 2023 22:12 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-23-000001 · primary_doc.xml · derivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 7,000 shares Expires 2033-02-21 F2 · shares: Restricted stock units vests 02/21/2024. Read SEC document |
| February 21, 2023 Filed Feb 21, 2023 22:12 UTC | Usio, Inc. USIO · Entity 2166 | GrantCommon Stock | 200,000 | $1.75 | $350,000.00 |
DisclosureSEC source: 0001690416-23-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,517 F1 · shares: Vests 02/21/2033 or change of control. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:51 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-22-000002 · primary_doc.xml · derivative · entry 3 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires 2031-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:51 UTC | Usio, Inc. USIO · Entity 2166 | Tax withholdingCommon Stock | 1,705 | $2.35 | $4,006.75 |
DisclosureSEC source: 0001690416-22-000002 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,517 F2 · shares: The reporting person returned 1,705 shares to the issuer at the closing price on 11/18/2022 of $2.35 to cover taxes due. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 19:51 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 7,000 | $2.35 | $16,450.00 |
DisclosureSEC source: 0001690416-22-000002 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2022 Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:07 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionRestricted Stock Units · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-22-000001 · primary_doc.xml · derivative · entry 3 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 40,000 shares Expires 2027-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:07 UTC | Usio, Inc. USIO · Entity 2166 | Disposition to issuerCommon Stock | 11,361 | $4.21 | $47,829.81 |
DisclosureSEC source: 0001690416-22-000001 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,222 F2 · shares: The issuer repurchased the shares at the closing price on January 6, 2022 to cover payroll taxes due. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:07 UTC | Usio, Inc. USIO · Entity 2166 | Exercise / conversionCommon Stock | 40,000 | $4.21 | $168,400.00 |
DisclosureSEC source: 0001690416-22-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to a conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2022 for services as the Issuer's CFO. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 18:48 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-21-000002 · primary_doc.xml · derivative · entry 4 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 7,000 shares Expires 2031-11-18 F4 · shares: Restricted stock units vests 11/18/2024 or change of control. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 18:48 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-21-000002 · primary_doc.xml · derivative · entry 3 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires 2031-11-18 F3 · shares: Restricted stock units vests 11/18/2023 or change of control. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 18:48 UTC | Usio, Inc. USIO · Entity 2166 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001690416-21-000002 · primary_doc.xml · derivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2031-11-18 F2 · shares: Restricted stock units vests 11/18/2022 or change of control. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 18:48 UTC | Usio, Inc. USIO · Entity 2166 | GrantCommon Stock | 50,000 | $6.39 | $319,500.00 |
DisclosureSEC source: 0001690416-21-000002 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,583 F1 · shares: Vests 11/18/2031 or change of control. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 18:31 UTC | Usio, Inc. USIO · Entity 2166 | PurchaseCommon Stock | 11,860 | $3.25 | $38,545.00 |
DisclosureSEC source: 0001690416-21-000001 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,583 F2 · shares: The issuer repurchased the shares at the closing price on January 6, 2021 to cover payroll taxes due. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 18:31 UTC | Usio, Inc. USIO · Entity 2166 | ConversionCommon Stock | 40,000 | $3.25 | $130,000.00 |
DisclosureSEC source: 0001690416-21-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to a conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2021 for services as the Issuer's CFO Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 16:29 UTC | Usio, Inc. USIO · Entity 2166 | GrantCommon Stock | 200,000 | $1.08 | $216,000.00 |
DisclosureSEC source: 0001690416-20-000003 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,443 F1 · shares: Stock grant. Vests 4/1/2030 or change of control. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 20:49 UTC | Usio, Inc. USIO · Entity 2166 | Disposition to issuerCommon Stock | 11,860 | $1.74 | $20,636.40 |
DisclosureSEC source: 0001690416-20-000001 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,443 F2 · shares: The issuer repurchased the shares at the closing price on January 6, 2020 to cover payroll taxes due. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 20:49 UTC | Usio, Inc. USIO · Entity 2166 | ConversionCommon Stock | 40,000 | $1.74 | $69,600.00 |
DisclosureSEC source: 0001690416-20-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to a conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2020 for services as the Issuer's CFO Read SEC document |
| January 06, 2019 Filed Jan 10, 2019 19:32 UTC | Usio, Inc. PYDS · Entity 2166 | Disposition to issuerCommon Stock | 11,860 | $1.84 | $21,822.40 |
DisclosureSEC source: 0001690416-19-000002 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,303 F2 · shares: The issuer repurchased the shares at the closing price on January 6, 2019 to cover payroll taxes due. Read SEC document |
| January 06, 2019 Filed Jan 10, 2019 19:32 UTC | Usio, Inc. PYDS · Entity 2166 | ConversionCommon Stock | 40,000 | $1.84 | $73,600.00 |
DisclosureSEC source: 0001690416-19-000002 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2019 for services as the Issuer's CFO. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:57 UTC | Usio, Inc. PYDS · Entity 2166 | Disposition to issuerCommon Stock | 13,060 | $2.50 | $32,650.00 |
DisclosureSEC source: 0001690416-18-000001 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,163 F2 · kind: The issuer repurchased the shares at the closing price on January 8, 2016 to cover payroll taxes due. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:57 UTC | Usio, Inc. PYDS · Entity 2166 | ConversionCommon Stock | 40,000 | $2.50 | $100,000.00 |
DisclosureSEC source: 0001690416-18-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him on January 6, 2017 and vested on January 8, 2018 for services as the Issuer's CFO. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:28 UTC | Usio, Inc. PYDS · Entity 2166 | GrantCommon Stock | 150,000 | $2.21 | $331,500.00 |
DisclosureSEC source: 0001690416-17-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,223 F1 · shares: Vests 11/22/27 or change of control. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 23:50 UTC | Usio, Inc. PYDS · Entity 2166 | OtherRestricted Stock Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-17-000184 · form4jewell.xml · derivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-01-06 F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_price: The restricted stock units were granted by the Issuer in connection with Mr. Jewell's appointment as Chief Financial Officer. F2 · price: The restricted stock units were granted by the Issuer in connection with Mr. Jewell's appointment as Chief Financial Officer. F3 · derivative.exercise_date: The restricted stock units vest in five equal tranches of 40,000 per year, beginning on January 6, 2018 and becoming fully vested on January 6, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.