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Frost Houston Korth

Disclosed activity across 1 company

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19643
SEC CIK
0001627479

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Usio, Inc.USIO · Entity 2166SVP, Chief Product OfficerJuly 01, 2026August 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Usio, Inc.

Report date July 01, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect785,120 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 5,642 · Balance 785,120

F1: The reported shares were purchased pursuant to an employee stock purchase program at a purchase price of $0.986 per share.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares were purchased pursuant to an employee stock purchase program at a purchase price of $0.986 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 25, 2026 19:38 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 6,000 $2.81 Strike: $0.00 $16,860.00
Disclosure

SEC source: 0001096906-26-001294 · form4.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Restricted Stock Units · 6,000 shares

Expires 2035-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026.

F1 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 19:38 UTC Usio, Inc. USIO · Entity 2166 Tax withholdingCommon Stock 1,630 $2.81 $4,580.30
Disclosure

SEC source: 0001096906-26-001294 · form4.xml · nonDerivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,478

F2 · shares: The reporting person returned 1,630 shares to the issuer at the closing price of 2.81 on August 21, 2026, to cover taxes due.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 19:38 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 6,000 $2.81 $16,860.00
Disclosure

SEC source: 0001096906-26-001294 · form4.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on August 21, 2025, and vested on August 21, 2026.

Read SEC document
July 01, 2026 Filed Aug 26, 2026 13:23 UTC Usio, Inc. USIO · Entity 2166 GrantCommon Stock 5,642 $0.99 $5,563.01
Disclosure

SEC source: 0001096906-26-001306 · form4.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,120

F1 · shares: The reported shares were purchased pursuant to an employee stock purchase program at a purchase price of $0.986 per share.

Read SEC document
June 21, 2026 Filed Jun 22, 2026 21:56 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 4,000 $1.82 Strike: $0.00 $7,280.00
Disclosure

SEC source: 0001096906-26-000981 · form4.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Shares · 4,000 shares

Expires 2034-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024 and vested 06/21/2026.

Read SEC document
June 21, 2026 Filed Jun 22, 2026 21:56 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 4,000 $1.82 $7,280.00
Disclosure

SEC source: 0001096906-26-000981 · form4.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024 and vested 06/21/2026.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 23:54 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 5,000 $1.71 Strike: $0.00 $8,550.00
Disclosure

SEC source: 0001096906-26-000957 · form4.xml · derivative · entry 4

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Shares · 5,000 shares

Expires 2036-06-11

F3 · shares: Restricted Stock Units vests on 06/11/2029.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 23:54 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 5,000 $1.71 Strike: $0.00 $8,550.00
Disclosure

SEC source: 0001096906-26-000957 · form4.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Shares · 5,000 shares

Expires 2036-06-11

F2 · shares: Restricted Stock Units vests on 06/11/2028.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 23:54 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 5,000 $1.71 Strike: $0.00 $8,550.00
Disclosure

SEC source: 0001096906-26-000957 · form4.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Shares · 5,000 shares

Expires 2036-06-11

F1 · shares: Restricted Stock Units vests on 06/11/2027.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 23:54 UTC Usio, Inc. USIO · Entity 2166 GrantCommon Stock 50,000 $1.71 $85,500.00
Disclosure

SEC source: 0001096906-26-000957 · form4.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,108

F4 · shares: Vests 06/11/2036 or change of control or per terms of employment agreement.

Read SEC document
February 21, 2026 Filed Mar 9, 2026 20:53 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 4,000 $1.34 Strike: $0.00 $5,360.00
Disclosure

SEC source: 0001096906-26-000288 · form4.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Restricted Stock Units · 4,000 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on February 21, 2023, and vested on February 21, 2026.

Read SEC document
February 21, 2026 Filed Mar 9, 2026 20:53 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 4,000 $1.34 $5,360.00
Disclosure

SEC source: 0001096906-26-000288 · form4.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on February 21, 2023, and vested on February 21, 2026.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 21:27 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-25-000003 · primary_doc.xml · derivative · entry 4

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 6,000 shares

Expires 2035-08-21

F4 · shares: Restricted Stock Units vests on 08/21/2028 or on change in control.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 21:27 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-25-000003 · primary_doc.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 6,000 shares

Expires 2035-08-21

F3 · shares: Restricted Stock Units vests on 08/21/2027 or on change in control.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 21:27 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-25-000003 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 6,000 shares

Expires 2035-08-21

F2 · shares: Restricted Stock Units vests on 08/21/2026 or on change in control.

Read SEC document
August 21, 2025 Filed Aug 25, 2025 21:27 UTC Usio, Inc. USIO · Entity 2166 GrantCommon Stock 50,000 $1.44 $72,000.00
Disclosure

SEC source: 0001627479-25-000003 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 717,108

F1 · shares: Vests on 8/21/2035 or on change of control.

Read SEC document
June 21, 2025 Filed Jun 24, 2025 20:46 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestriced Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001096906-25-001027 · form4.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 6/21/2024 and vested 6/21/2025.

Read SEC document
June 21, 2025 Filed Jun 24, 2025 20:46 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 4,000 $1.44 $5,760.00
Disclosure

SEC source: 0001096906-25-001027 · form4.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 6/21/2024 and vested 6/21/2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:03 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-25-000002 · primary_doc.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:03 UTC Usio, Inc. USIO · Entity 2166 Tax withholdingCommon Stock 1,459 $1.71 $2,494.89
Disclosure

SEC source: 0001627479-25-000002 · primary_doc.xml · nonDerivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,108

F2 · shares: The reporting person returned 1,459 shares to the issuer at the closing price on 2/21/2025 of $1.71 to cover payroll taxes due from the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:03 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 4,000 $1.71 $6,840.00
Disclosure

SEC source: 0001627479-25-000002 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 20:18 UTC Usio, Inc. USIO · Entity 2166 Tax withholdingCommon Stock 54,460 $1.88 $102,384.80
Disclosure

SEC source: 0001627479-25-000001 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,567

F1 · shares: The reporting person returned 54,460 shares to the issuer at the closing price on 1/31/2025 of $1.88 to cover payroll taxes due from the vesting of the restricted share grant issued on 12/23/2014.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:21 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000003 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 2,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2024.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 16:21 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 2,000 $1.47 $2,940.00
Disclosure

SEC source: 0001627479-24-000003 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2024.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · derivative · entry 4

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F4 · shares: Restricted stock units vest on 06/21/2027 or on change of control.

F4 · derivative.underlying_shares: Restricted stock units vest on 06/21/2027 or on change of control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F3 · shares: Restricted stock units vest on 06/21/2026 or on change of control.

F3 · derivative.underlying_shares: Restricted stock units vest on 06/21/2026 or on change of control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 4,000 shares

Expires 2034-06-21

F2 · shares: Restricted stock units vest on 06/21/2025 or on change of control.

F2 · derivative.underlying_shares: Restricted stock units vest on 06/21/2025 or on change of control.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 19:24 UTC Usio, Inc. USIO · Entity 2166 GrantCommon Stock 40,000 $1.55 $62,000.00
Disclosure

SEC source: 0001627479-24-000002 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,027

F1 · shares: Shares vest on 6/21/2034 or on change of control.

Read SEC document
February 21, 2024 Filed Mar 22, 2024 15:21 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · derivative · entry 4

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2024.

F2 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2024.

Read SEC document
February 21, 2024 Filed Mar 22, 2024 15:21 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 4,000 $1.57 $6,280.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · nonDerivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/2023 and vested on 2/21/2024.

Read SEC document
February 08, 2024 Filed Mar 22, 2024 15:21 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 500 shares

Expires 2032-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2024.

F1 · derivative.underlying_shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2024.

Read SEC document
February 08, 2024 Filed Mar 22, 2024 15:21 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 500 $1.67 $835.00
Disclosure

SEC source: 0001627479-24-000001 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2024.

Read SEC document
November 18, 2023 Filed Nov 21, 2023 16:47 UTC Usio, Inc. USIO · Entity 2166 GrantUSIO 2,000 $1.70 $3,400.00
Disclosure

SEC source: 0001627479-23-000003 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,527

Read SEC document
November 18, 2023 Filed Dec 7, 2023 16:27 UTC Amendment Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-23-000004 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 2,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2023.

Read SEC document
November 18, 2023 Filed Dec 7, 2023 16:27 UTC Amendment Usio, Inc. USIO · Entity 2166 Exercise / conversionUSIO 2,000 $1.70 $3,400.00
Disclosure

SEC source: 0001627479-23-000004 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2023.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:44 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-23-000002 · primary_doc.xml · derivative · entry 4

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

F4 · shares: Restricted stock units vest on 2/21/2026 or on change of control.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:44 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-23-000002 · primary_doc.xml · derivative · entry 3

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

F3 · shares: Restricted stock units vest on 2/21/2025 or on change of control.

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February 21, 2023 Filed Feb 22, 2023 16:44 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-23-000002 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

F2 · shares: Restricted stock units vest on 2/21/2024 or on change of control.

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February 21, 2023 Filed Feb 22, 2023 16:44 UTC Usio, Inc. USIO · Entity 2166 GrantCommon Stock 100,000 $1.75 $175,000.00
Disclosure

SEC source: 0001627479-23-000002 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,527

F1 · shares: Shares vest on 2/21/2033 or on change of control.

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February 08, 2023 Filed Feb 22, 2023 16:11 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-23-000001 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 500 shares

Expires 2032-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2023.

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February 08, 2023 Filed Feb 22, 2023 16:11 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 500 $2.05 $1,025.00
Disclosure

SEC source: 0001627479-23-000001 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/2022 and vested on 2/8/2023.

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November 18, 2022 Filed Nov 21, 2022 22:50 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-22-000003 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2022.

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November 18, 2022 Filed Nov 21, 2022 22:50 UTC Usio, Inc. USIO · Entity 2166 Exercise / conversionCommon Stock 2,000 $2.35 $4,700.00
Disclosure

SEC source: 0001627479-22-000003 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2022.

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August 24, 2022 Filed Aug 24, 2022 21:09 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 5,000 $1.43 $7,125.00
Disclosure

SEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 6

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,027

Read SEC document
August 24, 2022 Filed Aug 24, 2022 21:09 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 5,000 $1.43 $7,159.00
Disclosure

SEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 5

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,027

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:09 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 5,000 $1.44 $7,198.00
Disclosure

SEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 4

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,027

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:09 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 5,000 $1.50 $7,489.50
Disclosure

SEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 3

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,027

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:09 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 2,500 $1.51 $3,775.00
Disclosure

SEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,027

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:09 UTC Usio, Inc. USIO · Entity 2166 PurchaseCommon Stock 2,500 $1.52 $3,801.00
Disclosure

SEC source: 0001627479-22-000002 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,527

Read SEC document
February 08, 2022 Filed Feb 9, 2022 23:51 UTC Usio, Inc. USIO · Entity 2166 GrantRestricted Stock Units · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-22-000001 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 500 shares

Expires 2032-02-08

F2 · shares: Restricted stock units vest on 02/08/2024 or on change of control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.