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Nasdaq · USD

USIO

Usio, Inc.

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2166
SEC CIK
0001088034
Parsed reports
272

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026010
Feb 202600
Mar 202606
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2023 Filed Nov 20, 2023 21:26 UTC Exercise / conversionRestricted Stock Units · Derivative 7,000 $1.70 Strike: $0.00 $11,899.30
Disclosure

SEC source: 0001690416-23-000002 · primary_doc.xml · derivative · entry 3

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,381

Underlying: Common Stock · 7,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:26 UTC Tax withholdingCommon Stock 2,619 $1.70 $4,452.04
Disclosure

SEC source: 0001690416-23-000002 · primary_doc.xml · nonDerivative · entry 2

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,898

F2 · shares: The reporting person returned 2,619 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due.

Read SEC document
November 18, 2023 Filed Nov 20, 2023 21:26 UTC Exercise / conversionCommon Stock 7,000 $1.70 $11,899.30
Disclosure

SEC source: 0001690416-23-000002 · primary_doc.xml · nonDerivative · entry 1

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023

Read SEC document
November 18, 2023 Filed Nov 21, 2023 16:47 UTC
Frost Houston KorthSVP, Card Issuing
GrantUSIO 2,000 $1.70 $3,400.00
Disclosure

SEC source: 0001627479-23-000003 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,527

Read SEC document
November 18, 2023 Filed Dec 7, 2023 16:27 UTC Amendment
Frost Houston KorthSVP, Card Issuing
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001627479-23-000004 · primary_doc.xml · derivative · entry 2

Frost Houston Korth · CIK 0001627479 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 2,000 shares

Expires 2031-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2023.

Read SEC document
November 18, 2023 Filed Dec 7, 2023 16:27 UTC Amendment
Frost Houston KorthSVP, Card Issuing
Exercise / conversionUSIO 2,000 $1.70 $3,400.00
Disclosure

SEC source: 0001627479-23-000004 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · SVP, Card Issuing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2023.

Read SEC document
August 22, 2023 Filed Mar 20, 2024 15:45 UTC Exercise / conversionCommon Stock 22,223 $1.79 $39,779.17
Disclosure

SEC source: 0001823064-24-000002 · primary_doc.xml · nonDerivative · entry 1

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/22/2022 and vested 06/22/2023

Read SEC document
June 23, 2023 Filed Mar 20, 2024 15:45 UTC Exercise / conversionRestricted Stock Units · Derivative 22,223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-24-000002 · primary_doc.xml · derivative · entry 4

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,444

Underlying: Common Stock · 22,223 shares

Expires 2032-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/22/2022 and vested 06/22/2023

Read SEC document
June 20, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 9,000 $1.96 $17,640.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 14

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,845,069

Read SEC document
June 16, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 772 $1.90 $1,466.80
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 13

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,836,069

Read SEC document
June 07, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 9,000 $2.06 $18,540.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 12

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,835,297

Read SEC document
June 06, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 27,881 $2.06 $57,434.86
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 11

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,826,297

Read SEC document
June 05, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 16,141 $2.07 $33,411.87
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 10

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,798,416

Read SEC document
June 01, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 18,000 $2.06 $37,080.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 9

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,782,275

Read SEC document
May 31, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 27,200 $2.07 $56,304.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 8

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,764,275

Read SEC document
May 30, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 18,000 $2.09 $37,620.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 7

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,737,075

Read SEC document
May 26, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 9,000 $2.10 $18,900.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 6

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,719,075

Read SEC document
May 25, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 18,000 $2.09 $37,620.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 5

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,710,075

Read SEC document
May 24, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 9,000 $2.12 $19,080.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 4

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,692,075

Read SEC document
May 23, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 18,000 $2.10 $37,800.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 3

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,683,075

Read SEC document
May 18, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 9,000 $2.12 $19,080.00
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 2

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,665,075

Read SEC document
May 17, 2023 Filed Dec 29, 2025 11:08 UTC PurchaseCommon Stock 9,238 $2.12 $19,584.56
Disclosure

SEC source: 0001213900-25-125589 · ownership.xml · nonDerivative · entry 1

National Services, Inc · CIK 0001671550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,656,075

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:53 UTC Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-23-000002 · primary_doc.xml · derivative · entry 3

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 3,333 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The reporting person received these restricted stock units granted to him on 4/1/2020 and vested 4/1/2023 for services on the issuer's board of directors.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:53 UTC Tax withholdingCommon Stock 1,000 $1.74 $1,740.00
Disclosure

SEC source: 0001772093-23-000002 · primary_doc.xml · nonDerivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,477

F2 · shares: Shares returned to issuer to pay the reporting person's taxes.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:53 UTC Exercise / conversionCommon Stock 3,333 $1.74 $5,799.42
Disclosure

SEC source: 0001772093-23-000002 · primary_doc.xml · nonDerivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the conversion of restricted stock units granted to him on 4/1/2020 and vested 4/1/2023 for services on the issuer's board of directors.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:45 UTC
Rollins BradDirector
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-23-000002 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 16:45 UTC
Rollins BradDirector
Exercise / conversionCommon Stock 10,000 $1.74 $17,400.00
Disclosure

SEC source: 0001706146-23-000002 · primary_doc.xml · nonDerivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the conversion of restricted stock units granted to him on 4/1/2020 and vested 4/1/2023 for services on the issuer's board of directors.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:55 UTC
Rollins BradDirector
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-23-000001 · primary_doc.xml · derivative · entry 3

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F3 · shares: Restricted Stock Units vest 03/16/2026 or change in control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:55 UTC
Rollins BradDirector
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-23-000001 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F2 · shares: Restricted Stock Units vest 03/16/2025 or change in control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:55 UTC
Rollins BradDirector
GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001706146-23-000001 · primary_doc.xml · derivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F1 · shares: Restricted Stock Units vest 03/16/2024 or change in control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:50 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-23-000001 · primary_doc.xml · derivative · entry 3

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,333

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F3 · shares: Restricted Stock Units vest 03/16/2026 or change in control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:50 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-23-000001 · primary_doc.xml · derivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,333

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F2 · shares: Restricted Stock Units vest 03/16/2025 or change in control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:50 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001772093-23-000001 · primary_doc.xml · derivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,333

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F1 · shares: Restricted Stock Units vest 03/16/2024 or change in control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:45 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-23-000001 · primary_doc.xml · derivative · entry 3

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F3 · shares: Restricted Stock Units vests 03/16/2026 or change of control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:45 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-23-000001 · primary_doc.xml · derivative · entry 2

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F2 · shares: Restricted Stock Units vests 03/16/2025 or change of control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:45 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001823064-23-000001 · primary_doc.xml · derivative · entry 1

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,000 shares

Expires 2033-03-16

F1 · shares: Restricted Stock Units vests 03/16/2024 or change of control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:40 UTC GrantRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937974-23-000001 · primary_doc.xml · derivative · entry 3

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,667

Underlying: Common Stock · 2,000 shares

Expires 2033-03-16

F3 · shares: Restricted stock units vests 03/16/2026 or change of control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:40 UTC GrantRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937974-23-000001 · primary_doc.xml · derivative · entry 2

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,667

Underlying: Common Stock · 2,000 shares

Expires 2033-03-16

F2 · shares: Restricted stock units vests 03/16/2025 or change of control.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:40 UTC GrantRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001937974-23-000001 · primary_doc.xml · derivative · entry 1

Miller Elizabeth Michelle · CIK 0001937974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,667

Underlying: Common Stock · 2,000 shares

Expires 2033-03-16

F1 · shares: Restricted stock units vests 03/16/2024 or change of control.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 22:12 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001690416-23-000001 · primary_doc.xml · derivative · entry 4

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 7,000 shares

Expires 2033-02-21

F4 · shares: Restricted stock units vests 02/21/2026.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 22:12 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001690416-23-000001 · primary_doc.xml · derivative · entry 3

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 7,000 shares

Expires 2033-02-21

F3 · shares: Restricted stock units vests 02/21/2025.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 22:12 UTC GrantRestricted Stock Units · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001690416-23-000001 · primary_doc.xml · derivative · entry 2

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 7,000 shares

Expires 2033-02-21

F2 · shares: Restricted stock units vests 02/21/2024.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 22:12 UTC GrantCommon Stock 200,000 $1.75 $350,000.00
Disclosure

SEC source: 0001690416-23-000001 · primary_doc.xml · nonDerivative · entry 1

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,517

F1 · shares: Vests 02/21/2033 or change of control.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 21:58 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-23-000001 · primary_doc.xml · derivative · entry 4

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 11,000 shares

Expires 2033-02-21

F4 · shares: Restricted stock units vests 02/21/2026.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 21:58 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-23-000001 · primary_doc.xml · derivative · entry 3

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 11,000 shares

Expires 2033-02-21

F3 · shares: Restricted stock units vests 02/21/2025.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 21:58 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001089351-23-000001 · primary_doc.xml · derivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 11,000 shares

Expires 2033-02-21

F2 · shares: Restricted stock units vests 02/21/2024.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 21:58 UTC
HOCH LOUIS ADirector · Chairman, President and CEO · 10% owner
GrantCommon Stock 330,000 $1.75 $577,500.00
Disclosure

SEC source: 0001089351-23-000001 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020,656

F1 · shares: Vests 02/21/2033 or change of control or per terms of employment agreement.

Read SEC document
February 21, 2023 Filed Feb 21, 2023 22:22 UTC
Carter Greg MEVP Payment Acceptance
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-23-000001 · primary_doc.xml · derivative · entry 4

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

F4 · shares: Restricted stock units vests 02/21/2026.

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February 21, 2023 Filed Feb 21, 2023 22:22 UTC
Carter Greg MEVP Payment Acceptance
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-23-000001 · primary_doc.xml · derivative · entry 3

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

F3 · shares: Restricted stock units vests 02/21/2025.

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February 21, 2023 Filed Feb 21, 2023 22:22 UTC
Carter Greg MEVP Payment Acceptance
GrantRestricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001812744-23-000001 · primary_doc.xml · derivative · entry 2

Carter Greg M · CIK 0001812744 · EVP Payment Acceptance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,000 shares

Expires 2033-02-21

F2 · shares: Restricted stock units vests 02/21/2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.