Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 10 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 3, 2020 18:18 UTC |
Bender BlaiseDirector
|
GrantRestricted Stock Units · Derivative | 3,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001772093-20-000001 · primary_doc.xml · derivative · entry 3 Bender Blaise · CIK 0001772093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 Underlying: Common Stock · 3,333 shares Expires 2030-04-01 F3 · shares: Restricted stock units convertible into common stock. Vest 4/1/2022 or change of control. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:18 UTC |
Bender BlaiseDirector
|
GrantRestricted Stock Units · Derivative | 3,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001772093-20-000001 · primary_doc.xml · derivative · entry 2 Bender Blaise · CIK 0001772093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,556 Underlying: Common Stock · 3,334 shares Expires 2030-04-01 F2 · shares: Restricted stock units convertible into common stock. Vest 4/1/2021 or change of control. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:18 UTC |
Bender BlaiseDirector
|
ConversionCommon Stock | 22,222 | $1.08 | $23,999.76 |
DisclosureSEC source: 0001772093-20-000001 · primary_doc.xml · nonDerivative · entry 1 Bender Blaise · CIK 0001772093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to the conversion of restricted stock units granted to him on 4/1/2019 and vested 4/1/2020 for services on the issuer's board of directors. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 20:49 UTC |
Jewell Lowell ThomasSVP, CFO
|
Disposition to issuerCommon Stock | 11,860 | $1.74 | $20,636.40 |
DisclosureSEC source: 0001690416-20-000001 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,443 F2 · shares: The issuer repurchased the shares at the closing price on January 6, 2020 to cover payroll taxes due. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 20:49 UTC |
Jewell Lowell ThomasSVP, CFO
|
ConversionCommon Stock | 40,000 | $1.74 | $69,600.00 |
DisclosureSEC source: 0001690416-20-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to a conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2020 for services as the Issuer's CFO Read SEC document |
| May 01, 2019 Filed May 2, 2019 22:41 UTC |
Rollins BradDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 22,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001706146-19-000003 · wf-form4_155683686076597.xml · derivative · entry 2 Rollins Brad · CIK 0001706146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Common Stock · 22,222 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting owner converted 22,222 restricted stock units granted to him on May 5, 2017 for services on the Board of Directors of the Issuer, and such units vested on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 2, 2019 22:41 UTC |
Rollins BradDirector
|
Exercise / conversionCommon Stock | 22,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001706146-19-000003 · wf-form4_155683686076597.xml · nonDerivative · entry 1 Rollins Brad · CIK 0001706146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting owner converted 22,222 restricted stock units granted to him on May 5, 2017 for services on the Board of Directors of the Issuer, and such units vested on May 1, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:31 UTC |
Huffman SteveDirector
|
SaleCommon Stock | 17,186 | $2.75 | $47,192.76 |
DisclosureSEC source: 0001690226-19-000003 · wf-form4_155131029008768.xml · nonDerivative · entry 1 Huffman Steve · CIK 0001690226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,481 F1 · acquired: Mr. Huffman's shares were pledged against a loan. The sale of the shares was initiated by the bank. Read SEC document |
| January 06, 2019 Filed Jan 10, 2019 19:32 UTC |
Jewell Lowell ThomasSVP, CFO
|
Disposition to issuerCommon Stock | 11,860 | $1.84 | $21,822.40 |
DisclosureSEC source: 0001690416-19-000002 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,303 F2 · shares: The issuer repurchased the shares at the closing price on January 6, 2019 to cover payroll taxes due. Read SEC document |
| January 06, 2019 Filed Jan 10, 2019 19:32 UTC |
Jewell Lowell ThomasSVP, CFO
|
ConversionCommon Stock | 40,000 | $1.84 | $73,600.00 |
DisclosureSEC source: 0001690416-19-000002 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2019 for services as the Issuer's CFO. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 18:38 UTC |
Huffman SteveDirector
|
ConversionCommon Stock | 22,222 | $1.66 | $36,888.52 |
DisclosureSEC source: 0001690226-19-000001 · primary_doc.xml · nonDerivative · entry 1 Huffman Steve · CIK 0001690226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him June 1, 2016 and vested January 1, 2019 for services on the issuer's board of directors. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 16:41 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 5,469 | $1.63 | $8,914.47 |
DisclosureSEC source: 0001089352-18-000013 · wf-form4_153445206050847.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,196,782 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 16:41 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 4,716 | $1.89 | $8,913.24 |
DisclosureSEC source: 0001089352-18-000013 · wf-form4_153445206050847.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,202,251 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 16:16 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 8,100 | $1.90 | $15,390.00 |
DisclosureSEC source: 0001089352-18-000012 · wf-form4_153427776704392.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,967 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 16:16 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 3,800 | $1.94 | $7,372.00 |
DisclosureSEC source: 0001089352-18-000012 · wf-form4_153427776704392.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,215,067 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 16:07 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 6,306 | $1.92 | $12,107.52 |
DisclosureSEC source: 0001089352-18-000011 · wf-form4_153393162831221.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,218,867 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:07 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 4,800 | $1.90 | $9,120.00 |
DisclosureSEC source: 0001089352-18-000011 · wf-form4_153393162831221.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,225,173 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 16:12 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 7,000 | $1.85 | $12,950.00 |
DisclosureSEC source: 0001089352-18-000010 · wf-form4_153375911533469.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,229,973 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 16:12 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 5,000 | $1.85 | $9,250.00 |
DisclosureSEC source: 0001089352-18-000010 · wf-form4_153375911533469.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,236,973 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 17:27 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 5,700 | $1.80 | $10,260.00 |
DisclosureSEC source: 0001089352-18-000009 · wf-form4_153359081550399.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,241,973 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 17:27 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 3,800 | $1.80 | $6,840.00 |
DisclosureSEC source: 0001089352-18-000009 · wf-form4_153359081550399.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247,673 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 18:16 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 3,100 | $1.74 | $5,394.00 |
DisclosureSEC source: 0001089352-18-000008 · wf-form4_153324818975443.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,251,473 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 18:16 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 13,410 | $1.70 | $22,797.00 |
DisclosureSEC source: 0001089352-18-000008 · wf-form4_153324818975443.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254,573 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 17:37 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 8,400 | $1.72 | $14,448.00 |
DisclosureSEC source: 0001089352-18-000007 · wf-form4_153307302627791.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,267,983 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 17:37 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 5,200 | $1.70 | $8,840.00 |
DisclosureSEC source: 0001089352-18-000007 · wf-form4_153307302627791.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,276,383 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 18:29 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 2,300 | $1.74 | $3,991.19 |
DisclosureSEC source: 0001089352-18-000006 · wf-form4_153273053418526.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281,583 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 18:29 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 5,200 | $1.74 | $9,068.80 |
DisclosureSEC source: 0001089352-18-000006 · wf-form4_153273053418526.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283,883 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 16:42 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 30,859 | $1.76 | $54,271.72 |
DisclosureSEC source: 0001089352-18-000005 · wf-form4_153255132351790.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,289,083 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 16:42 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 3,800 | $1.76 | $6,702.06 |
DisclosureSEC source: 0001089352-18-000005 · wf-form4_153255132351790.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,319,942 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 20, 2018 Filed Jul 23, 2018 20:27 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 2,850 | $1.73 | $4,921.38 |
DisclosureSEC source: 0001089352-18-000004 · wf-form4_153239203985259.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,323,742 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 20, 2018 Filed Feb 7, 2019 17:59 UTC Amendment |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 4,700 | $1.74 | $8,193.04 |
DisclosureSEC source: 0001089352-19-000005 · wf-form4a_154958034460565.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354,075 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 18:42 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 11,490 | $1.75 | $20,156.91 |
DisclosureSEC source: 0001089352-18-000003 · wf-form4_153212650561708.xml · nonDerivative · entry 2 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,334,785 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 17, 2018 Filed Jul 20, 2018 18:42 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 8,193 | $1.74 | $14,282.04 |
DisclosureSEC source: 0001089352-18-000003 · wf-form4_153212650561708.xml · nonDerivative · entry 3 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,326,592 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| July 17, 2018 Filed Jul 20, 2018 18:42 UTC |
LONG MICHAEL RDirector · 10% owner
|
SaleCommon Stock | 12,500 | $1.80 | $22,481.25 |
DisclosureSEC source: 0001089352-18-000003 · wf-form4_153212650561708.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346,275 F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan dated June 9, 2018. Read SEC document |
| May 01, 2018 Filed Jan 23, 2019 20:42 UTC |
Rollins BradDirector
|
ConversionCommon Stock | 22,223 | $1.63 | $36,223.49 |
DisclosureSEC source: 0001706146-19-000001 · primary_doc.xml · nonDerivative · entry 1 Rollins Brad · CIK 0001706146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him May 5, 2017 and vested May 1, 2018 for services on the issuer's board of directors. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:44 UTC |
LONG MICHAEL RDirector · Chairman · 10% owner
|
Disposition to issuerCommon Stock | 158,476 | $2.40 | $380,342.40 |
DisclosureSEC source: 0001089352-18-000001 · primary_doc.xml · nonDerivative · entry 1 LONG MICHAEL R · CIK 0001089352 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,358,775 F1 · kind: The issuer repurchased the shares at the closing price on January 9, 2016 to cover payroll taxes due. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 20:37 UTC |
HOCH LOUIS ADirector · President and CEO · 10% owner
|
Disposition to issuerCommon Stock | 158,476 | $2.40 | $380,342.40 |
DisclosureSEC source: 0001089351-18-000001 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,292,778 F1 · kind: The issuer repurchased the shares at the closing price on January 9, 2016 to cover payroll taxes due. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:57 UTC |
Jewell Lowell ThomasSVP, CFO
|
Disposition to issuerCommon Stock | 13,060 | $2.50 | $32,650.00 |
DisclosureSEC source: 0001690416-18-000001 · primary_doc.xml · nonDerivative · entry 2 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,163 F2 · kind: The issuer repurchased the shares at the closing price on January 8, 2016 to cover payroll taxes due. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:57 UTC |
Jewell Lowell ThomasSVP, CFO
|
ConversionCommon Stock | 40,000 | $2.50 | $100,000.00 |
DisclosureSEC source: 0001690416-18-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him on January 6, 2017 and vested on January 8, 2018 for services as the Issuer's CFO. Read SEC document |
| January 02, 2018 Filed Jan 23, 2018 20:29 UTC Amendment |
Huffman SteveDirector
|
ConversionCommon Stock | 22,222 | $2.56 | $56,888.32 |
DisclosureSEC source: 0001690226-18-000002 · primary_doc.xml · nonDerivative · entry 1 Huffman Steve · CIK 0001690226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him on June 1, 2016 and vested on January 2, 2018 for services on the issuer's board of directors. Read SEC document |
| January 02, 2018 Filed Jan 23, 2018 20:22 UTC |
Huffman SteveDirector
|
ConversionCommon Stock | 22,222 | $2.56 | $56,888.32 |
DisclosureSEC source: 0001690226-18-000001 · primary_doc.xml · nonDerivative · entry 1 Huffman Steve · CIK 0001690226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received these shares of common stock due to conversion of restricted stock units granted to him on June 1, 2016 and vested on January 2, 2018 for services on the issuer's board of directors. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 17:53 UTC |
HOCH LOUIS ADirector · President and CEO · 10% owner
|
SaleCommon Stock | 28,718 | $2.85 | $81,860.66 |
DisclosureSEC source: 0001089351-17-000004 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451,254 Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 22:38 UTC |
HOCH LOUIS ADirector · President and CEO · 10% owner
|
SaleCommon Stock | 14,120 | $2.25 | $31,743.17 |
DisclosureSEC source: 0001089351-17-000003 · primary_doc.xml · nonDerivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479,972 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 22:38 UTC |
HOCH LOUIS ADirector · President and CEO · 10% owner
|
SaleCommon Stock | 4,521 | $2.26 | $10,224.69 |
DisclosureSEC source: 0001089351-17-000003 · primary_doc.xml · nonDerivative · entry 2 HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494,092 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:38 UTC |
HOCH LOUIS ADirector · President and CEO · 10% owner
|
SaleCommon Stock | 6,500 | $2.24 | $14,574.95 |
DisclosureSEC source: 0001089351-17-000003 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,498,613 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:39 UTC |
HOCH LOUIS ADirector · President and CEO · 10% owner
|
GrantCommon Stock | 300,000 | $2.21 | $663,000.00 |
DisclosureSEC source: 0001089351-17-000002 · primary_doc.xml · nonDerivative · entry 1 HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,505,113 F1 · shares: Vests 11/21/2027 or change of control or per terms of employment agreement Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 22:17 UTC |
Frost Houston KorthSenior Vice President
|
GrantCommon Stock | 100,000 | $2.21 | $221,000.00 |
DisclosureSEC source: 0001627479-17-000001 · primary_doc.xml · nonDerivative · entry 1 Frost Houston Korth · CIK 0001627479 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,027 F1 · shares: Shares vest on 11/22/2027 or on change of control. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:48 UTC |
Chapa Miguel ADirector
|
GrantCommon Stock | 33,334 | $2.21 | $73,668.14 |
DisclosureSEC source: 0001640015-17-000002 · primary_doc.xml · nonDerivative · entry 1 Chapa Miguel A · CIK 0001640015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,668 F1 · shares: 11,111 shares vest 11/22/2018, 11,111 shares vests 11/22/2019, 11,112 shares vests 11/22/2020, all shares vest on change of control Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:28 UTC |
Jewell Lowell ThomasSVP & CFO
|
GrantCommon Stock | 150,000 | $2.21 | $331,500.00 |
DisclosureSEC source: 0001690416-17-000001 · primary_doc.xml · nonDerivative · entry 1 Jewell Lowell Thomas · CIK 0001690416 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,223 F1 · shares: Vests 11/22/27 or change of control. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 22:02 UTC |
HOCH LOUIS ADirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,000 | $2.48 | $12,400.00 |
DisclosureSEC source: 0001089351-17-000001 · primary_doc.xml · nonDerivative · entry 3 HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205,113 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.