USIO

SEC source: 0001089352-21-000005 · primary_doc.xml · nonDerivative · entry 1

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084,955

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000004 · primary_doc.xml · nonDerivative · entry 3

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086,955

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000016 · primary_doc.xml · nonDerivative · entry 2

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086,475

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000004 · primary_doc.xml · nonDerivative · entry 2

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,455

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000016 · primary_doc.xml · nonDerivative · entry 1

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,475

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000004 · primary_doc.xml · nonDerivative · entry 1

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090,275

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000003 · primary_doc.xml · nonDerivative · entry 2

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,092,275

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000015 · primary_doc.xml · nonDerivative · entry 1

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,092,475

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000003 · primary_doc.xml · nonDerivative · entry 1

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094,475

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000002 · primary_doc.xml · nonDerivative · entry 2

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,096,475

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001089352-21-000002 · primary_doc.xml · nonDerivative · entry 1

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098,475

F1 · shares: This sale was effected pursuant to a Rule 10(b)5-1 trading plan.

SEC source: 0001627479-21-000003 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,027

SEC source: 0001627479-21-000002 · primary_doc.xml · nonDerivative · entry 4

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,027

SEC source: 0001627479-21-000002 · primary_doc.xml · nonDerivative · entry 3

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,027

SEC source: 0001627479-21-000002 · primary_doc.xml · nonDerivative · entry 2

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,027

SEC source: 0001627479-21-000002 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,527

SEC source: 0001772093-21-000001 · primary_doc.xml · derivative · entry 4

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 22,222 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001772093-21-000001 · primary_doc.xml · derivative · entry 3

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 3,334 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001772093-21-000001 · primary_doc.xml · nonDerivative · entry 2

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person received these shares of common stock due to the conversion of restricted stock units granted to him on 4/1/2019 and vested 4/1/2021 for services on the issuer's board of directors.

SEC source: 0001772093-21-000001 · primary_doc.xml · nonDerivative · entry 1

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the conversion of restricted stock units granted to him on 4/1/2020 and vested 4/1/2021 for services on the issuer's board of directors.

SEC source: 0001706146-21-000001 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001706146-21-000001 · primary_doc.xml · nonDerivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to the conversion of restricted stock units granted to him on 4/1/2020 and vested 4/1/2021 for services on the issuer's board of directors.

SEC source: 0001690416-21-000001 · primary_doc.xml · nonDerivative · entry 2

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,583

F2 · shares: The issuer repurchased the shares at the closing price on January 6, 2021 to cover payroll taxes due.

SEC source: 0001690416-21-000001 · primary_doc.xml · nonDerivative · entry 1

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person received these shares of common stock due to a conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2021 for services as the Issuer's CFO

SEC source: 0001089352-20-000001 · primary_doc.xml · nonDerivative · entry 1

LONG MICHAEL R · CIK 0001089352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100,475

F1 · price: Non-market, private sale to an affiliate and 10% holder of the Issuer's common stock

SEC source: 0001754074-20-000008 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475,000

SEC source: 0001792549-20-000007 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 3,475,000

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

SEC source: 0001792549-20-000006 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 3,375,000

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

SEC source: 0001754074-20-000007 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375,000

SEC source: 0001792549-20-000006 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 3,366,407

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

SEC source: 0001754074-20-000007 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366,407

SEC source: 0001792549-20-000006 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 3,258,186

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

SEC source: 0001754074-20-000007 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258,186

SEC source: 0001792549-20-000005 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 3,104,611

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 3 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 3 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

SEC source: 0001754074-20-000006 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104,611

SEC source: 0001089351-20-000003 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612,825

F1 · shares: This transaction represents a transfer of shares for the purposes of estate planning, and not a purchase or sale, of securities by the Reporting Person to the Irrevocable Trust of Carmela Hoch, an irrevocable trust established for the benefit of the Reporting Persons minor child. An independent third-party is the trustee of the Irrevocable Trust of Carmela Hoch. The Reporting Person disclaims beneficial ownership of the securities.

SEC source: 0001089351-20-000002 · primary_doc.xml · nonDerivative · entry 2

HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674,913

F2 · shares: The issuer repurchased the shares at the closing price on October 15, 2020 to cover payroll taxes due.

SEC source: 0001089351-20-000002 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729,669

F1 · shares: Stock grant priced as of the closing price on 10/15/2020 and granted on 11/1/2020 per terms of the executive's employment agreement.

SEC source: 0001823064-20-000002 · primary_doc.xml · nonDerivative · entry 1

Beyer del la Garza Ernesto R · CIK 0001823064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,889

F1 · kind: The reporting person returned 7,334 shares to the issuer at the closing price on 8/28/2020 of $2.45 to cover taxes due.

SEC source: 0001089351-20-000001 · primary_doc.xml · nonDerivative · entry 1

HOCH LOUIS A · CIK 0001089351 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592,778

F1 · shares: Vests 04/01/2030 or change of control or per terms in the executive's employment agreement.

SEC source: 0001706146-20-000001 · primary_doc.xml · derivative · entry 3

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,222

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

F3 · shares: Restricted stock units convertible to common stock. Vests 04/01/2023 or change of control.

SEC source: 0001706146-20-000001 · primary_doc.xml · derivative · entry 2

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,222

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

F2 · shares: Restricted stock units convertible to common stock. Vests 04/01/2022 or change of control.

SEC source: 0001706146-20-000001 · primary_doc.xml · derivative · entry 1

Rollins Brad · CIK 0001706146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,222

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

F1 · shares: Restricted stock units convertible to common stock. Vest 04/01/2021 or change of control.

SEC source: 0001640015-20-000001 · primary_doc.xml · derivative · entry 3

Chapa Miguel A · CIK 0001640015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

F3 · shares: Restricted stock units convertible into common stock - vests 04/01/2023

SEC source: 0001640015-20-000001 · primary_doc.xml · derivative · entry 2

Chapa Miguel A · CIK 0001640015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

F2 · shares: Restricted stock units convertible into common stock - vests 04/01/2022

SEC source: 0001640015-20-000001 · primary_doc.xml · derivative · entry 1

Chapa Miguel A · CIK 0001640015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-01

F1 · shares: Restricted stock units convertible into common stock - vests 04/01/2021

SEC source: 0001715762-20-000001 · primary_doc.xml · nonDerivative · entry 1

LANDERS VADEN CECIL · CIK 0001715762 · EVP, CRO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965,152

F1 · shares: Stock grant. Vests 04/01/2030 or change of control

SEC source: 0001690416-20-000003 · primary_doc.xml · nonDerivative · entry 1

Jewell Lowell Thomas · CIK 0001690416 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,443

F1 · shares: Stock grant. Vests 4/1/2030 or change of control.

SEC source: 0001627479-20-000001 · primary_doc.xml · nonDerivative · entry 1

Frost Houston Korth · CIK 0001627479 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,027

F1 · shares: Shares vest on 4/1/2030 or on change of control.

SEC source: 0001772093-20-000001 · primary_doc.xml · derivative · entry 4

Bender Blaise · CIK 0001772093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,222

Underlying: Common Stock · 3,333 shares

Expires 2030-04-01

F4 · shares: Restricted stock units convertible into common stock. Vest 4/1/2023 or change of control.