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US BANCORP DE

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2923
SEC CIK
0000036104
Parsed reports
819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2016 Filed Jan 3, 2017 21:09 UTC GrantDeferred Compensation Plan Participation · Derivative 146 $51.30 $7,489.80
Disclosure

SEC source: 0001225208-17-000070 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,482

Underlying: Common Stock, $0.01 par value · 146 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 29, 2016 Filed Jan 23, 2017 21:25 UTC GiftCommon Stock, $0.01 par value 19,013 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001462 · doc4.xml · nonDerivative · entry 1

OMALEY DAVID B · CIK 0001105801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,089

Read SEC document
December 22, 2016 Filed Jan 23, 2017 21:25 UTC GiftCommon Stock, $0.01 par value 3,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001464 · doc4.xml · nonDerivative · entry 1

SCHNUCK CRAIG D · CIK 0001185505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:10 UTC
Kedia GunjanVice Chairman
GrantCommon Stock, $0.01 par value 27,142 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043177 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,142

F1 · shares: The restricted stock units vest in four equal annual installments beginning on December 12, 2017.

Read SEC document
November 29, 2016 Filed Jan 27, 2017 21:19 UTC
Elmore John R.Vice Chairman
GiftCommon Stock, $0.01 par value 4,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001874 · doc4.xml · nonDerivative · entry 1

Elmore John R. · CIK 0001569387 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,723

Read SEC document
November 18, 2016 Filed Oct 20, 2023 23:40 UTC PurchaseSeries H Preferred Stock Depositary Shares 81 $24.51 $1,985.23
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 4

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 81

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 18, 2016 Filed Oct 20, 2023 23:40 UTC PurchaseSeries G Preferred Stock Depositary Shares 26 $25.60 $665.60
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 3

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 26

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 18, 2016 Filed Oct 20, 2023 23:40 UTC PurchaseSeries F Preferred Stock Depositary Shares 111 $28.19 $3,129.09
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 2

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 111

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 18, 2016 Filed Oct 20, 2023 23:40 UTC PurchaseSeries B Preferred Stock Depositary Shares 105 $22.75 $2,388.75
Disclosure

SEC source: 0001225208-23-009631 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 105

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 18, 2016 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 681 $49.32 $33,583.52
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 30

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 681

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:16 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,093 $0.00 Strike: $27.94 $0.00
Disclosure

SEC source: 0001225208-16-041938 · doc4.xml · derivative · entry 7

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 29,093 shares

Expires 2020-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in four equal annual installments beginning on April 21, 2011.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:16 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,112 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001225208-16-041938 · doc4.xml · derivative · entry 6

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 26,112 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2011.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:16 UTC
DOLAN TERRANCE RVice Chairman & CFO
SaleCommon Stock, $0.01 par value 29,093 $47.66 $1,386,572.38
Disclosure

SEC source: 0001225208-16-041938 · doc4.xml · nonDerivative · entry 4

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,095

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.59 to $47.72. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:16 UTC
DOLAN TERRANCE RVice Chairman & CFO
SaleCommon Stock, $0.01 par value 26,112 $47.68 $1,245,020.16
Disclosure

SEC source: 0001225208-16-041938 · doc4.xml · nonDerivative · entry 3

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,188

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.67 to $47.69. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:16 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionCommon Stock, $0.01 par value 26,112 $23.86 $623,032.32
Disclosure

SEC source: 0001225208-16-041938 · doc4.xml · nonDerivative · entry 2

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:16 UTC
DOLAN TERRANCE RVice Chairman & CFO
Exercise / conversionCommon Stock, $0.01 par value 29,093 $27.94 $812,858.42
Disclosure

SEC source: 0001225208-16-041938 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:15 UTC Exercise / conversionNon-Employee Director Stock Option (Right to Buy) · Derivative 16,544 $0.00 Strike: $35.76 $0.00
Disclosure

SEC source: 0001225208-16-041937 · doc4.xml · derivative · entry 3

SCHNUCK CRAIG D · CIK 0001185505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 16,544 shares

Expires 2017-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 17, 2008.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:15 UTC SaleCommon Stock, $0.01 par value 16,544 $48.44 $801,391.36
Disclosure

SEC source: 0001225208-16-041937 · doc4.xml · nonDerivative · entry 2

SCHNUCK CRAIG D · CIK 0001185505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,027

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:15 UTC Exercise / conversionCommon Stock, $0.01 par value 16,544 $35.76 $591,613.44
Disclosure

SEC source: 0001225208-16-041937 · doc4.xml · nonDerivative · entry 1

SCHNUCK CRAIG D · CIK 0001185505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:35 UTC
CARLSON JENNIE PEVP, Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,000 $0.00 Strike: $13.10 $0.00
Disclosure

SEC source: 0001225208-16-041853 · doc4.xml · derivative · entry 6

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,741

Underlying: Common Stock, $0.01 par value · 37,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on March 2, 2010.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:35 UTC
CARLSON JENNIE PEVP, Human Resources
SaleCommon Stock, $0.01 par value 37,000 $48.45 $1,792,650.00
Disclosure

SEC source: 0001225208-16-041853 · doc4.xml · nonDerivative · entry 2

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,371

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:35 UTC
CARLSON JENNIE PEVP, Human Resources
Exercise / conversionCommon Stock, $0.01 par value 37,000 $13.10 $484,700.00
Disclosure

SEC source: 0001225208-16-041853 · doc4.xml · nonDerivative · entry 1

CARLSON JENNIE P · CIK 0001183880 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:32 UTC
Stone Kent V.Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,798 $0.00 Strike: $32.70 $0.00
Disclosure

SEC source: 0001225208-16-041677 · doc4.xml · derivative · entry 8

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 26,798 shares

Expires 2018-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 12, 2009.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:32 UTC
Stone Kent V.Vice Chairman
SaleCommon Stock, $0.01 par value 26,798 $47.34 $1,268,617.32
Disclosure

SEC source: 0001225208-16-041677 · doc4.xml · nonDerivative · entry 4

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,742

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.34 to $47.36. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:32 UTC
Stone Kent V.Vice Chairman
Exercise / conversionCommon Stock, $0.01 par value 26,798 $32.70 $876,294.60
Disclosure

SEC source: 0001225208-16-041677 · doc4.xml · nonDerivative · entry 3

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:27 UTC
DAVIS RICHARD KDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 750,000 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001225208-16-041802 · doc4.xml · derivative · entry 6

DAVIS RICHARD K · CIK 0001185480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,726

Underlying: Common Stock, $0.01 par value · 750,000 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:27 UTC
DAVIS RICHARD KDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 750,000 $47.60 $35,700,000.00
Disclosure

SEC source: 0001225208-16-041802 · doc4.xml · nonDerivative · entry 3

DAVIS RICHARD K · CIK 0001185480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,730

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.25 to $47.79. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 21:27 UTC
DAVIS RICHARD KDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 750,000 $31.04 $23,280,000.00
Disclosure

SEC source: 0001225208-16-041802 · doc4.xml · nonDerivative · entry 2

DAVIS RICHARD K · CIK 0001185480 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:32 UTC SaleCommon Stock, $0.01 par value 20,000 $46.63 $932,600.00
Disclosure

SEC source: 0001225208-16-041673 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,340

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $46.61 to $46.67. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:32 UTC
Stone Kent V.Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $32.70 $0.00
Disclosure

SEC source: 0001225208-16-041677 · doc4.xml · derivative · entry 7

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,798

Underlying: Common Stock, $0.01 par value · 25,000 shares

Expires 2018-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 12, 2009.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:32 UTC
Stone Kent V.Vice Chairman
SaleCommon Stock, $0.01 par value 25,000 $45.99 $1,149,750.00
Disclosure

SEC source: 0001225208-16-041677 · doc4.xml · nonDerivative · entry 2

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,742

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.95 to $46.02. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:32 UTC
Stone Kent V.Vice Chairman
Exercise / conversionCommon Stock, $0.01 par value 25,000 $32.70 $817,500.00
Disclosure

SEC source: 0001225208-16-041677 · doc4.xml · nonDerivative · entry 1

Stone Kent V. · CIK 0001569388 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:16 UTC
Gifford Craig EEVP and Controller
SaleCommon Stock, $0.01 par value 500 $44.97 $22,485.00
Disclosure

SEC source: 0001225208-16-041412 · doc4.xml · nonDerivative · entry 1

Gifford Craig E · CIK 0001417036 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,381

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:16 UTC
DOLAN TERRANCE RVice Chairman & CFO
SaleCommon Stock, $0.01 par value 2,700 $44.20 $119,340.00
Disclosure

SEC source: 0001225208-16-041195 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,095

Read SEC document
October 31, 2016 Filed Nov 1, 2016 20:34 UTC
CECERE ANDREWPresident and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 83,781 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001225208-16-040930 · doc4.xml · derivative · entry 5

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,636

Underlying: Common Stock, $0.01 par value · 83,781 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 20:34 UTC
CECERE ANDREWPresident and COO
SaleCommon Stock, $0.01 par value 83,781 $44.80 $3,753,388.80
Disclosure

SEC source: 0001225208-16-040930 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,283

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.74 to $44.84. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 20:34 UTC
CECERE ANDREWPresident and COO
Exercise / conversionCommon Stock, $0.01 par value 83,781 $31.04 $2,600,562.24
Disclosure

SEC source: 0001225208-16-040930 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:42 UTC
CECERE ANDREWPresident and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 317,798 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001225208-16-040866 · doc4.xml · derivative · entry 8

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,417

Underlying: Common Stock, $0.01 par value · 317,798 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:42 UTC
CECERE ANDREWPresident and COO
SaleCommon Stock, $0.01 par value 317,798 $44.79 $14,234,172.42
Disclosure

SEC source: 0001225208-16-040866 · doc4.xml · nonDerivative · entry 4

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,283

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.74 to $44.84. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:42 UTC
CECERE ANDREWPresident and COO
Exercise / conversionCommon Stock, $0.01 par value 317,798 $31.04 $9,864,449.92
Disclosure

SEC source: 0001225208-16-040866 · doc4.xml · nonDerivative · entry 3

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 28, 2016 Filed Nov 1, 2016 20:32 UTC
Parker P.W.Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 59,129 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0001225208-16-040929 · doc4.xml · derivative · entry 6

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 59,129 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 16, 2012.

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October 28, 2016 Filed Nov 1, 2016 20:32 UTC
Parker P.W.Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 63,852 $0.00 Strike: $28.63 $0.00
Disclosure

SEC source: 0001225208-16-040929 · doc4.xml · derivative · entry 5

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 63,852 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on February 15, 2013.

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October 28, 2016 Filed Nov 1, 2016 20:32 UTC
Parker P.W.Vice Chairman
SaleCommon Stock, $0.01 par value 63,852 $44.80 $2,860,569.60
Disclosure

SEC source: 0001225208-16-040929 · doc4.xml · nonDerivative · entry 4

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,796

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.78 to $44.80. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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October 28, 2016 Filed Nov 1, 2016 20:32 UTC
Parker P.W.Vice Chairman
SaleCommon Stock, $0.01 par value 59,129 $44.77 $2,647,205.33
Disclosure

SEC source: 0001225208-16-040929 · doc4.xml · nonDerivative · entry 3

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,648

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.74 to $44.78. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:32 UTC
Parker P.W.Vice Chairman
Exercise / conversionCommon Stock, $0.01 par value 59,129 $28.70 $1,697,002.30
Disclosure

SEC source: 0001225208-16-040929 · doc4.xml · nonDerivative · entry 2

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:32 UTC
Parker P.W.Vice Chairman
Exercise / conversionCommon Stock, $0.01 par value 63,852 $28.63 $1,828,082.76
Disclosure

SEC source: 0001225208-16-040929 · doc4.xml · nonDerivative · entry 1

Parker P.W. · CIK 0001415300 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 20:42 UTC
CECERE ANDREWPresident and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 98,421 $0.00 Strike: $31.04 $0.00
Disclosure

SEC source: 0001225208-16-040866 · doc4.xml · derivative · entry 7

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,215

Underlying: Common Stock, $0.01 par value · 98,421 shares

Expires 2018-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 16, 2009.

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October 27, 2016 Filed Oct 31, 2016 20:42 UTC
CECERE ANDREWPresident and COO
SaleCommon Stock, $0.01 par value 98,421 $45.04 $4,432,881.84
Disclosure

SEC source: 0001225208-16-040866 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,283

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.01 to $45.11. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 20:42 UTC
CECERE ANDREWPresident and COO
Exercise / conversionCommon Stock, $0.01 par value 98,421 $31.04 $3,054,987.84
Disclosure

SEC source: 0001225208-16-040866 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 20:33 UTC Exercise / conversionNon-Employee Director Stock Option (Right to Buy) · Derivative 35,156 $0.00 Strike: $35.76 $0.00
Disclosure

SEC source: 0001225208-16-040862 · doc4.xml · derivative · entry 3

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 35,156 shares

Expires 2017-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on January 17, 2008.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.