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UPWK

UPWORK, INC

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4876
SEC CIK
0001627475
Parsed reports
386

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202504
Jan 202600
Feb 202605
Mar 202605
Apr 202600
May 202604
Jun 202603
Jul 202601
Aug 202604
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
SaleCommon Stock 70,608 $15.40 $1,087,158.44
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 7

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,677

F8 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
August 09, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
SaleCommon Stock 1,517 $15.77 $23,926.88
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 3

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,454

F4 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 56,365 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 16

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 56,365

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F14 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 121,813 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 15

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 121,813

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F13 · ownership.nature: Shares are held by Robert C. Kagle.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 1,398 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 14

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,398

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F12 · ownership.nature: Shares are held by a limited partnership controlled by J. William Gurley.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 126,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 12

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 126,485

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F11 · ownership.nature: Shares are held by J. William Gurley's trust.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 120,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 10

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 120,118

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F10 · ownership.nature: Shares are held by Peter H. Fenton's trust.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 38,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 8

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,820

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 106,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 6

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 106,285

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 16,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 5

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,305

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F6 · ownership.nature: Shares are held by a limited partnership controlled by Alexandre Balkanski.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 113,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 4

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 113,272

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F5 · ownership.nature: Shares are held by Alexandre Balkanski's family trust.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 31,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 2

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,971

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F3 · ownership.nature: Shares are held by Steven M. Spurlock's family trust.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:11 UTC
KAGLE ROBERT10% owner
OtherCommon Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045435 · doc4.xml · nonDerivative · entry 1

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,852,570

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:18 UTC
LAYTON THOMASDirector · Executive Chairman
OtherCommon Stock 4,958 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016335 · doc1.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,146,806

F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the reporting person is a limited partner.

F2 · ownership.nature: Held directly by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC OtherCommon Stock 964,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 5

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Management 6, L.L.C.

Disclosed balance after: 0

F10 · kind: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

F10 · price: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC OtherCommon Stock 964,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 4

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Management 6, L.L.C.

Disclosed balance after: 964,688

F8 · kind: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F8 · price: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC OtherCommon Stock 54,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 3

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Investors 6, L.P.

Disclosed balance after: 128,726

F5 · kind: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F5 · price: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F6 · ownership.nature: These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC OtherCommon Stock 306,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 2

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Associates 6, L.P.

Disclosed balance after: 722,410

F3 · kind: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F3 · price: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F4 · ownership.nature: These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC OtherCommon Stock 3,702,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 1

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Partners 6, L.P.

Disclosed balance after: 8,939,295

F1 · kind: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F1 · price: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F2 · ownership.nature: These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 09:09 UTC OtherCommon Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045433 · doc4.xml · nonDerivative · entry 1

Benchmark Capital Management Co. V, L.L.C. · CIK 0001511025 · 10% owner

Benchmark Capital Partners V L P · CIK 0001297648 · 10% owner

BENCHMARK FOUNDERS FUND V LP · CIK 0001310196 · 10% owner

Benchmark Founders Fund V-A LP · CIK 0001310487 · 10% owner

Benchmark Founders Fund V-B LP · CIK 0001310489 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,852,570

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
August 08, 2019 Filed Aug 12, 2019 13:12 UTC
HARVEY KEVINDirector · 10% owner
OtherCommon Stock 183,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045437 · doc4.xml · nonDerivative · entry 2

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 183,925

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F3 · ownership.nature: Shares are held by Kevin R. Harvey's family trust.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 13:12 UTC
HARVEY KEVINDirector · 10% owner
OtherCommon Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045437 · doc4.xml · nonDerivative · entry 1

HARVEY KEVIN · CIK 0001190213 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,852,570

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:17 UTC
GRETSCH GREGORY C.Director · 10% owner
OtherCommon Stock 124,495 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 4

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,059

F3 · kind: Pro rata distribution from Sigma Management 6, L.L.C. (96,470 shares) and Sigma Associates 6, L.P. (28,025 shares).

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:17 UTC
GRETSCH GREGORY C.Director · 10% owner
OtherCommon Stock 3,702,440 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 3

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Partners 6, L.P.

Disclosed balance after: 8,939,295

F1 · kind: Pro rata distribution to the general and limited partners.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:17 UTC
GRETSCH GREGORY C.Director · 10% owner
OtherCommon Stock 54,364 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 2

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Investors 6, L.P.

Disclosed balance after: 128,726

F1 · kind: Pro rata distribution to the general and limited partners.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:17 UTC
GRETSCH GREGORY C.Director · 10% owner
OtherCommon Stock 306,367 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-016333 · doc1.xml · nonDerivative · entry 1

GRETSCH GREGORY C. · CIK 0001517236 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held directly by Sigma Associates 6, L.P.

Disclosed balance after: 722,410

F1 · kind: Pro rata distribution to the general and limited partners.

F2 · ownership.nature: Sigma Management 6, L.L.C. is the general partner of each of Sigma Associates 6, L.P., Sigma Investors 6, L.P., and Sigma Partners 6, L.P., (collectively, the "Sigma Entities"). Robert E. Davoli, Clifford Haas, Lawrence G. Finch, Gregory C. Gretsch (the Reporting Person and a member of the Issuer's board of directors), John Mandile, Peter Solvik, Robert Spinner, and Wade Woodson are the managing members of Sigma Management 6, L.L.C. and share voting and investment power with respect to the shares held by the Sigma Entities.

Read SEC document
August 08, 2019 Filed Sep 10, 2019 00:12 UTC Amendment
LAYTON THOMASDirector · Chairman
OtherCommon Stock 4,958 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018081 · doc1.xml · nonDerivative · entry 1

LAYTON THOMAS · CIK 0001079457 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,745

F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the reporting person is a limited partner.

F2 · balance_after: This amended Form 4 is being filed solely to report that the shares are held directly by the Reporting Person rather than indirectly as previously reported.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 56,365 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 16

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 56,365

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F14 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 121,813 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 15

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 121,813

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F13 · ownership.nature: Shares are held by Robert C. Kagle.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 1,398 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 14

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,398

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F12 · ownership.nature: Shares are held by a limited partnership controlled by J. William Gurley.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 126,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 12

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 126,485

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F11 · ownership.nature: Shares are held by J. William Gurley's trust.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 120,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 10

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 120,118

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F10 · ownership.nature: Shares are held by Peter H. Fenton's trust.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 38,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 8

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,820

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F9 · ownership.nature: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 106,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 6

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 106,285

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F7 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 16,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 5

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,305

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F6 · ownership.nature: Shares are held by a limited partnership controlled by Alexandre Balkanski.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 113,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 4

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 113,272

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F5 · ownership.nature: Shares are held by Alexandre Balkanski's family trust.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 31,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 2

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,971

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F3 · ownership.nature: Shares are held by Steven M. Spurlock's family trust.

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:22 UTC Amendment
KAGLE ROBERT10% owner
OtherCommon Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049836 · doc4a.xml · nonDerivative · entry 1

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,852,570

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
August 08, 2019 Filed Sep 17, 2019 16:21 UTC Amendment OtherCommon Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049835 · doc4a.xml · nonDerivative · entry 1

Benchmark Capital Management Co. V, L.L.C. · CIK 0001511025 · 10% owner

Benchmark Capital Partners V L P · CIK 0001297648 · 10% owner

BENCHMARK FOUNDERS FUND V LP · CIK 0001310196 · 10% owner

Benchmark Founders Fund V-A LP · CIK 0001310487 · 10% owner

Benchmark Founders Fund V-B LP · CIK 0001310489 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,852,570

F1 · kind: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).

Read SEC document
July 09, 2019 Filed Jul 12, 2019 00:08 UTC GrantCommon Stock 9,689 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014688 · doc1.xml · nonDerivative · entry 2

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,068

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F3 · shares: The RSUs shall fully vest on the earlier of (a) the date immediately prior to the Issuer's next annual meeting of stockholders and (b) the date that is one year following the award grant date, subject to continued service through such vesting date.

Read SEC document
July 09, 2019 Filed Jul 12, 2019 00:08 UTC GrantCommon Stock 19,379 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014688 · doc1.xml · nonDerivative · entry 1

Srinivasan Leela · CIK 0001780545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,379

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.

F2 · shares: The RSUs vest as to 1/3 of the total number of shares on July 9, 2020 and then 1/3 of the total number of shares vest on July 9th of each successive year thereafter, subject to continued service through each vesting date; provided, however, that the final annual installment of the award shall fully vest on the earlier of (a) the date immediately prior to the Issuer's annual meeting of stockholders in the last full year of the vesting of the award and (b) the date that is the last day of the last full year of the vesting of the award, in each case, subject to continued service through each vesting date.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 01:36 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001567619-19-013794 · doc1.xml · derivative · entry 7

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,966

Underlying: Common Stock · 60,000 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 01:36 UTC
Kasriel StephaneDirector · President & CEO
SaleCommon Stock 60,000 $16.00 $960,000.00
Disclosure

SEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 4

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,906

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 01:36 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionCommon Stock 60,000 $2.76 $165,600.00
Disclosure

SEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 3

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 19:28 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001567619-19-013720 · doc1.xml · derivative · entry 6

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 50,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 19:28 UTC
Yuan Han-ShenSVP, Engineering
SaleCommon Stock 50,000 $15.17 $758,705.00
Disclosure

SEC source: 0001567619-19-013720 · doc1.xml · nonDerivative · entry 4

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,266

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.025 to $15.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 19:28 UTC
Yuan Han-ShenSVP, Engineering
Exercise / conversionCommon Stock 50,000 $3.18 $159,000.00
Disclosure

SEC source: 0001567619-19-013720 · doc1.xml · nonDerivative · entry 3

Yuan Han-Shen · CIK 0001753419 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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June 18, 2019 Filed Jun 21, 2019 01:36 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001567619-19-013794 · doc1.xml · derivative · entry 6

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,966

Underlying: Common Stock · 60,000 shares

Expires 2024-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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June 18, 2019 Filed Jun 21, 2019 01:36 UTC
Kasriel StephaneDirector · President & CEO
SaleCommon Stock 60,000 $15.17 $910,464.00
Disclosure

SEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 2

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,906

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.025 to $15.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 18, 2019 Filed Jun 21, 2019 01:36 UTC
Kasriel StephaneDirector · President & CEO
Exercise / conversionCommon Stock 60,000 $2.76 $165,600.00
Disclosure

SEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 1

Kasriel Stephane · CIK 0001753417 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · balance_after: Includes 3,058 shares acquired under the Issuer's employee stock purchase plan on May 14, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.