Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,644 |
Reported balance
After 2026-06-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 6,207 · Balance 24,644 F1: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. F2: Reflects a gift of 21,365 shares by the Reporting Person to a trust for the benefit of the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 31,416 |
Reported balance
After 2026-06-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-04 · Grant · Acquired 6,772 · Balance 31,416 F1: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. |
| Common StockSEC Table I · non-derivative | Direct | 52,296 |
Reported balance
After 2026-06-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-06-04 · Grant · Acquired 20,880 · Balance 52,296 F3: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,639,134 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,639,134 F2: Reflects a gift of 21,365 shares by the Reporting Person to a trust for the benefit of the Reporting Person. F4: Shares are held by a trust for the benefit of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date.
F2: Reflects a gift of 21,365 shares by the Reporting Person to a trust for the benefit of the Reporting Person.
F3: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.
F4: Shares are held by a trust for the benefit of the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2026 Filed Jun 8, 2026 20:58 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 20,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001079457-26-000002 · primarydocument.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,296 F3 · shares: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:58 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 6,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001079457-26-000002 · primarydocument.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,416 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:58 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 6,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001079457-26-000002 · primarydocument.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,644 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2026), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 30, 2027, in each case subject to the continuing service of the Reporting Person through such date. F2 · balance_after: Reflects a gift of 21,365 shares by the Reporting Person to a trust for the benefit of the Reporting Person. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 23:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 3,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004671 · primarydocument.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,802 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2025), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2026 annual meeting of stockholders and (b) June 30, 2026, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 23:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004671 · primarydocument.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,115 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2025), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2026 annual meeting of stockholders and (b) June 30, 2026, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 23:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 11,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004671 · primarydocument.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,735 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2026 annual meeting of stockholders and (b) June 5, 2026, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| May 14, 2025 Filed May 15, 2025 23:03 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 250,000 | $17.52 | $4,379,850.00 |
DisclosureSEC source: 0001562180-25-003911 · primarydocument.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,617,769 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.744 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares are held by a trust for the benefit of the Reporting Person. Read SEC document |
| May 13, 2025 Filed May 15, 2025 23:03 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 250,000 | $17.47 | $4,366,600.00 |
DisclosureSEC source: 0001562180-25-003911 · primarydocument.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,867,769 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.295 to $17.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Reflects the gifts of 25,909 and 5,065 shares by the Reporting Person to a trust for the benefit of the Reporting Person. F3 · ownership.nature: Shares are held by a trust for the benefit of the Reporting Person. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 5,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004978 · primarydocument.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,339 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 4,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004978 · primarydocument.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,053 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2024), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 23:05 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 16,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004978 · primarydocument.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,208 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2025 annual meeting of stockholders and (b) June 7, 2025, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 22:25 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 7,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036858 · doc4.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,469 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 22:25 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036858 · doc4.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,197 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2023), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 22:25 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 22,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036858 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,531 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2024 annual meeting of stockholders and (b) June 9, 2024, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 3,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034736 · doc4.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,107 F3 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034736 · doc4.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,802 F3 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2022), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 00:18 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 10,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034736 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,772 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2023 annual meeting of stockholders and (b) June 2, 2023, in each case subject to the continuing service of the Reporting Person through such date. F2 · balance_after: This number reflects the forfeiture by the Reporting Person to the Issuer of an aggregate of 568 shares of Common Stock. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 00:19 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 8,252 | $45.49 | $375,366.15 |
DisclosureSEC source: 0001209191-21-065292 · doc4.xml · nonDerivative · entry 4 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,971,975 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 00:19 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 13,432 | $45.29 | $608,321.85 |
DisclosureSEC source: 0001209191-21-065292 · doc4.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,980,227 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:19 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 13,219 | $47.17 | $623,508.50 |
DisclosureSEC source: 0001209191-21-065292 · doc4.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,993,659 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.82 to $47.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:19 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 55,630 | $46.17 | $2,568,164.51 |
DisclosureSEC source: 0001209191-21-065292 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,006,878 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.82 to $46.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount of securities reflects the acquisition and immediate transfer without consideration by the Reporting Person to Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended (the "Trust"), of 15,895 shares of the Issuer's Common Stock on November 5, 2021, which voluntary transaction was not reported on the Form 4 filed on November 8, 2021 due to an administrative error. The 15,895 transferred shares were sold by the Trust instead of by the Reporting Person on November 5, 2021, as was reported on the Form 4 filed on November 8, 2021. F4 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 02:40 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 6,270 | $50.13 | $314,314.47 |
DisclosureSEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 4 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,062,508 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 02:40 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 15,895 | $50.32 | $799,895.21 |
DisclosureSEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,148 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 02:40 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 6,566 | $50.07 | $328,765.53 |
DisclosureSEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,068,778 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.82 to $50.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 02:40 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 99,220 | $50.27 | $4,987,829.09 |
DisclosureSEC source: 0001209191-21-063516 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,075,344 F1 · kind: The reported sales transaction was executed by the Reporting Person in connection with a negotiation of separation of assets in anticipation of a potential divorce settlement agreement. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037965 · doc4.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,043 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037965 · doc4.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,086 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2021), subject to the continuing service of the Reporting Person on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:02 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 4,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037965 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairperson 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,770 F1 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2022 annual meeting of stockholders and (b) June 1, 2022, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| December 23, 2020 Filed Feb 11, 2021 23:24 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009826 · doc5.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 135,911 F2 · shares: Represents shares of the Issuer's common stock that the Reporting Person gifted. F3 · ownership.nature: Held by Thomas Layton, Trustee of the Thomas H Layton Separate Property Revocable Trust dtd 11/29/99. Read SEC document |
| June 09, 2020 Filed Feb 11, 2021 23:24 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 22,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009826 · doc5.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,174,564 F1 · ownership.nature: Held by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| June 09, 2020 Filed Feb 11, 2021 23:24 UTC | UPWORK, INC UPWK · Entity 4876 | GiftCommon Stock | 22,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009826 · doc5.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,701 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:02 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 1,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033450 · doc4.xml · nonDerivative · entry 4 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,488 F4 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2020), subject to the continuing service of the Reporting Holder on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2021 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Holder through such date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:02 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 3,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033450 · doc4.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,761 F4 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2020), subject to the continuing service of the Reporting Holder on each vesting date; provided, however, that the final quarterly installment shall fully vest on the earlier of (a) the date immediately prior to the Issuer's 2021 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Holder through such date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:02 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 12,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033450 · doc4.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,739 F3 · shares: Represents an award of RSUs. The RSUs vest 100% on the earlier of (a) the date immediately prior to the Issuer's 2021 annual meeting of stockholders and (b) June 1, 2021, in each case subject to the continuing service of the Reporting Holder through such date. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 20:02 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 6,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033450 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 137,099 F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the Reporting Person is a limited partner. F2 · ownership.nature: Held by Thomas Layton, Trustee of the Thomas H Layton Separate Property Revocable Trust dtd 11/29/99. Read SEC document |
| May 19, 2020 Filed May 22, 2020 21:39 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031849 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 130,703 F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the Reporting Person is a limited partner. F2 · ownership.nature: Held by Thomas Layton, Trustee of the Thomas H Layton Separate Property Revocable Trust dtd 11/29/99. Read SEC document |
| March 05, 2020 Filed Mar 5, 2020 22:51 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 25,000 | $7.99 | $199,700.00 |
DisclosureSEC source: 0001209191-20-016719 · doc4.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 125,000 F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.98 to $7.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by Thomas Layton, Trustee of the Thomas H Layton Separate Property Revocable Trust dtd 11/29/99. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:51 UTC | UPWORK, INC UPWK · Entity 4876 | PurchaseCommon Stock | 100,000 | $8.11 | $811,260.00 |
DisclosureSEC source: 0001209191-20-016719 · doc4.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.97 to $8.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by Thomas Layton, Trustee of the Thomas H Layton Separate Property Revocable Trust dtd 11/29/99. Read SEC document |
| September 05, 2019 Filed Sep 10, 2019 00:11 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 4,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018080 · doc1.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,716 F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the reporting person is a limited partner. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 20:18 UTC | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016335 · doc1.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,146,806 F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the reporting person is a limited partner. F2 · ownership.nature: Held directly by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| August 08, 2019 Filed Sep 10, 2019 00:12 UTC Amendment | UPWORK, INC UPWK · Entity 4876 | OtherCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018081 · doc1.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,745 F1 · kind: Pro rata distribution from Benchmark Founders' Fund V, L.P. of which the reporting person is a limited partner. F2 · balance_after: This amended Form 4 is being filed solely to report that the shares are held directly by the Reporting Person rather than indirectly as previously reported. Read SEC document |
| June 05, 2019 Filed Jun 8, 2019 00:01 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 1,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013111 · doc1.xml · nonDerivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,787 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 05, 2019 Filed Jun 8, 2019 00:01 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013111 · doc1.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,564 F2 · shares: Represents an award of RSUs. The RSUs vest quarterly over four quarters (with the first such vesting date occurring on September 30, 2019), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| June 05, 2019 Filed Jun 8, 2019 00:01 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 9,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-013111 · doc1.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,424 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest on the earlier of (a) the date of the Issuer's 2020 annual meeting of stockholders and (b) June 5, 2020, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| October 05, 2018 Filed Oct 6, 2018 00:14 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries B-1 Preferred Stock · Derivative | 191,695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003831 · doc1.xml · derivative · entry 5 LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 191,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Held directly by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| October 05, 2018 Filed Oct 6, 2018 00:14 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-2 Preferred Stock · Derivative | 297,536 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003831 · doc1.xml · derivative · entry 4 LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 297,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Held directly by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| October 05, 2018 Filed Oct 6, 2018 00:14 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionSeries A-1 Preferred Stock · Derivative | 89,628 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003831 · doc1.xml · derivative · entry 3 LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 89,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Held directly by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| October 05, 2018 Filed Oct 6, 2018 00:14 UTC | UPWORK, INC UPWK · Entity 4876 | ConversionCommon Stock | 578,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003831 · doc1.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,141,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the consummation of the Issuer's initial public offering on October 5, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Held directly by Thomas H. Layton or Gabrielle M. Layton, or their successors, as trustees of the Layton Community Property Trust dated November 29, 1999, as amended. Read SEC document |
| October 03, 2018 Filed Oct 6, 2018 00:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003821 · doc1.xml · nonDerivative · entry 2 LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250 F2 · shares: Represents an award of RSUs. The RSUs vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) July 3, 2019, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
| October 03, 2018 Filed Oct 6, 2018 00:03 UTC | UPWORK, INC UPWK · Entity 4876 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003821 · doc1.xml · nonDerivative · entry 1 LAYTON THOMAS · CIK 0001079457 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest quarterly, over three quarters (with the first such vesting date occurring on December 31, 2018), subject to the continuing service of the Reporting Person on each vesting date. The final quarterly installment shall fully vest on the earlier of (a) the date of the first annual meeting of the Issuer's stockholders and (b) the date that is the last day of the last full quarter of the vesting of such award, in each case subject to the continuing service of the Reporting Person through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.