Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1stdibs.com, Inc.DIBS · Entity 6526 | 10% owner | June 14, 2021 | June 16, 2021 |
| Asana, Inc.ASAN · Entity 4425 | 10% owner | December 11, 2020 | December 15, 2020 |
| CONCENTRIX SERVICESOURCE INC.SREV · Entity 125270 | Director | August 16, 2018 | August 17, 2018 |
| Cyngn Inc.CYN · Entity 9075 | 10% owner | October 22, 2021 | October 22, 2021 |
| Nextdoor Holdings, Inc.KIND · Entity 5074 | 10% owner | November 05, 2021 | November 09, 2021 |
| Uber Technologies, IncUBER · Entity 2867 | 10% owner | May 14, 2019 | May 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1stdibs.com, Inc.
Report date June 14, 2021 · Filed June 16, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, KAGLE ROBERT, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 7,220,666 |
Reported balance
After 2021-06-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-14 · Conversion · Acquired 7,220,666 · Balance 7,220,666 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 87,166 |
Reported balance
After 2021-06-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-06-14 · Conversion · Acquired 87,166 · Balance 87,166 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-14 · Conversion · Disposed 7,220,666 · Balance 0 F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO"). F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-06-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-06-14 · Conversion · Disposed 87,166 · Balance 0 F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO. F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities. F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer's Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering (the "IPO").
F2: The shares are held directly by (i) Benchmark Capital Partners V, L.P. ("BCP V") for itself and as nominee for Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related individuals and (ii) Benchmark Capital Partners VII, L.P. ("BCP VII") for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, and Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner for BCP VII, BFF VII and BFF VII-B may be deemed to have sole voting and dispositive power over the securities.
F3: (Continued from Footnote 2) Alexandre Balkanski, Robert C. Kagle, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC V, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Matthew R. Cohler, a member of the Issuer's board of directors, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F4: Consists of 3,610,333 shares held of record by BCP V and 3,610,333 shares held of record by BCP VII.
F5: The Issuer's Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's IPO.
F6: Consists of 43,583 shares held of record by BCP V and 43,583 shares held of record by BCP VII.
Asana, Inc.
Report date December 11, 2020 · Filed December 15, 2020
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 645,265 |
Reported balance
After 2020-12-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-11 · Other · Disposed 2,800,000 · Balance 645,265 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 223,818 |
Reported balance
After 2020-12-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-12-11 · Other · Acquired 111,914 · Balance 223,818 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F3: Shares owned directly by entities controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 295,604 |
Reported balance
After 2020-12-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-12-11 · Other · Acquired 147,808 · Balance 295,604 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F4: Shares owned directly by entities controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 28,716 |
Reported balance
After 2020-12-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-12-11 · Other · Acquired 14,358 · Balance 28,716 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F5: Shares owned directly by entities controlled by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 483,519 |
Reported balance
After 2020-12-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-12-11 · Other · Acquired 241,769 · Balance 483,519 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F9: Shares owned directly by entities controlled by Kevin R. Harvey. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 72,646 |
Reported balance
After 2020-12-11 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2020-12-11 · Other · Acquired 37,235 · Balance 72,646 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 71,544 |
Reported balance
After 2020-12-11 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2020-12-11 · Sale · Disposed 1,102 · Balance 71,544 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 70,826 |
Reported balance
After 2020-12-11 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2020-12-11 · Sale · Disposed 718 · Balance 70,826 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F10: Shares owned directly by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,066 |
Reported balance
After 2020-12-11 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2020-12-11 · Other · Acquired 65,572 · Balance 125,066 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 121,390 |
Reported balance
After 2020-12-11 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2020-12-11 · Sale · Disposed 3,676 · Balance 121,390 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 118,999 |
Reported balance
After 2020-12-11 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2020-12-11 · Sale · Disposed 2,391 · Balance 118,999 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F12: Shares owned directly by Peter H. Fenton's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 232,258 |
Reported balance
After 2020-12-11 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2020-12-11 · Other · Acquired 116,139 · Balance 232,258 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F14: Shares owned directly by Mitchell H. Lasky's family trust |
| Class A Common StockSEC Table I · non-derivative | Direct | 221,406 |
Reported balance
After 2020-12-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-12-11 · Other · Acquired 113,746 · Balance 221,406 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 217,730 |
Reported balance
After 2020-12-11 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-12-11 · Sale · Disposed 3,676 · Balance 217,730 F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 215,339 |
Reported balance
After 2020-12-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-12-11 · Sale · Disposed 2,391 · Balance 215,339 F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. F6: Shares owned directly by William Gurley. |
| Class A Common StockSEC Table I · non-derivative | Direct | 178,067 |
Reported balance
After 2020-12-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2020-12-11 · Other · Acquired 89,039 · Balance 178,067 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F11: Shares owned directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | Direct | 11,964 |
Reported balance
After 2020-12-11 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2020-12-11 · Other · Acquired 5,982 · Balance 11,964 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F13: Shares owned directly by Peter H. Fenton |
| Class A Common StockSEC Table I · non-derivative | Direct | 23,930 |
Reported balance
After 2020-12-11 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2020-12-11 · Other · Acquired 11,965 · Balance 23,930 F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees. F15: Shares owned directly by Mitchell H. Lasky. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assignees.
F3: Shares owned directly by entities controlled by Alexandre Balkanski.
F4: Shares owned directly by entities controlled by Bruce W. Dunlevie.
F5: Shares owned directly by entities controlled by J. William Gurley.
F6: Shares owned directly by William Gurley.
F7: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $27.3875 to a high of $28.375, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F8: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 11, 2020. The actual sale prices ranged from a low of $28.39 to a high of $28.73, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Asana, Inc. or any security holder of Asana, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
F9: Shares owned directly by entities controlled by Kevin R. Harvey.
F10: Shares owned directly by Steven M. Spurlock's family trust.
F11: Shares owned directly by Robert C. Kagle.
F12: Shares owned directly by Peter H. Fenton's family trust.
F13: Shares owned directly by Peter H. Fenton
F14: Shares owned directly by Mitchell H. Lasky's family trust
F15: Shares owned directly by Mitchell H. Lasky.
CONCENTRIX SERVICESOURCE INC.
Report date August 16, 2018 · Filed August 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 335,619 |
Reported balance
After 2018-08-16 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2018-08-16 · Purchase · Acquired 16,094 · Balance 335,619 F1: The shares were purchased in multiple trades during the day at prices ranging from $3.09 to $3.18, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. F2: Shares are owned directly by Bruce W. Dunlevie's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 68,627 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 68,627 F3: Shares are owned directly by a limited liability company controlled by Bruce W. Dunlevie. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,476,535 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,476,535 F4: Shares are owned directly by Benchmark Capital Partners V, L.P. ("BCP V"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 545,811 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 545,811 F5: Shares are owned directly by Benchmark Founders' Fund V, L.P. ("BFF V"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 104,503 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 104,503 F6: Shares are owned directly by Benchmark Founders' Fund V-A L.P. ("BFF V-A"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 82,232 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 82,232 F7: Shares are owned directly by Benchmark Founders' Fund V-B, L.P. ("BFF V-B"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 5,850,740 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 5,850,740 F8: Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over these shares. BCMC V and each of its managing members disclaim beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that BCMC V and it managing members are the beneficial owner of these shares for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 141,182 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 141,182 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were purchased in multiple trades during the day at prices ranging from $3.09 to $3.18, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
F2: Shares are owned directly by Bruce W. Dunlevie's family trust.
F3: Shares are owned directly by a limited liability company controlled by Bruce W. Dunlevie.
F4: Shares are owned directly by Benchmark Capital Partners V, L.P. ("BCP V").
F5: Shares are owned directly by Benchmark Founders' Fund V, L.P. ("BFF V").
F6: Shares are owned directly by Benchmark Founders' Fund V-A L.P. ("BFF V-A").
F7: Shares are owned directly by Benchmark Founders' Fund V-B, L.P. ("BFF V-B").
F8: Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over these shares. BCMC V and each of its managing members disclaim beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that BCMC V and it managing members are the beneficial owner of these shares for purposes of Section 16 or any other purpose.
Cyngn Inc.
Report date October 22, 2021 · Filed October 22, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, Cohler Matt
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,038,585 |
Reported balance
After 2021-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-22 · Conversion · Acquired 8,038,585 · Balance 8,038,585 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,731,003 |
Reported balance
After 2021-10-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-22 · Conversion · Acquired 692,418 · Balance 8,731,003 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,948,625 |
Reported balance
After 2021-10-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-10-22 · Conversion · Acquired 217,622 · Balance 8,948,625 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 290,162 |
Reported balance
After 2021-10-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-10-22 · Conversion · Acquired 290,162 · Balance 290,162 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-22 · Conversion · Disposed 8,038,585 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-22 · Conversion · Disposed 692,418 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-22 · Conversion · Disposed 217,622 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2021-10-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-10-22 · Conversion · Disposed 290,162 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Nextdoor Holdings, Inc.
Report date November 05, 2021 · Filed November 09, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, Cohler Matt, FENTON PETER H, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-11-05 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1. F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions). F3: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI") and Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky, and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities. F4: Each such person and entity disclaims the existence of a "group," as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at the election of the holder any time; provided; however, that each share of Class B Common Stock shall automatically be converted into Class A Common Stock on a one for one basis on the earlier of the: (i) tenth anniversary of completion of the Business Combination or (ii) date specified by the affirmative vote of the holders of two thirds of the Class B Common Stock then outstanding. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions).
F2: Represents shares of Class B Common Stock of the Company received pursuant to a business combination (the "Business Combination") which was effectuated in accordance with the terms of an Agreement and Plan of Merger dated as of July 6, 2021, entered into by and among: (i) Khosla Ventures Acquisition Co. II (the "Issuer"), a Delaware corporation; (ii) Lorelei Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of the Issuer; and (iii) Nextdoor, Inc. ("Original Nextdoor"), a Delaware corporation. As a result of the Business Combination, Original Nextdoor became a wholly owned subsidiary of the Issuer and the Issuer was renamed "Nextdoor Holdings, Inc." Upon completion of the Business Combination, the reporting person's shares of the stock of Original Nextdoor were exchanged for shares of Class B Common Stock of the Issuer based on an exchange ratio of approximately 3.1057 to 1.
F3: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI") and Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. J. William Gurley, a member of the Issuer's board of directors, Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky, and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the shares beneficially held by such entities.
F4: Each such person and entity disclaims the existence of a "group," as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Uber Technologies, Inc
Report date May 14, 2019 · Filed May 15, 2019
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 126,216,840 |
Reported balance
After 2019-05-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-14 · Conversion · Acquired 126,216,840 · Balance 126,216,840 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 133,269,520 |
Reported balance
After 2019-05-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-05-14 · Conversion · Acquired 7,052,680 · Balance 133,269,520 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 146,480,723 |
Reported balance
After 2019-05-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-05-14 · Conversion · Acquired 13,211,203 · Balance 146,480,723 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 3,598,034 |
Reported balance
After 2019-05-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-05-14 · Conversion · Acquired 3,598,034 · Balance 3,598,034 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-14 · Conversion · Disposed 126,216,840 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-05-14 · Conversion · Disposed 7,052,680 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-05-14 · Conversion · Disposed 13,211,203 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-05-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-14 · Conversion · Disposed 3,598,034 · Balance 0 F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities.
Past disclosures · reporting ended (7)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
1Life Healthcare Inc
Report date February 22, 2023 · Filed February 24, 2023
Section 16 reporting ended · disclosed 2023-02-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 1
1 source rowRow 1 · 2023-02-22 · Disposition to issuer · Disposed 12,586 · Balance 0 F1: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2023-02-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-02-22 · Disposition to issuer · Disposed 665,257 · Balance 0 F1: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration"). F2: Shares owned directly by entities controlled by Reporting Person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.00 · Expires 2030-05-13 | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-22 · Disposition to issuer · Disposed 5,294 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4: The shares subject to the option are fully vested and immediately exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.55 · Expires 2030-07-14 | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-22 · Disposition to issuer · Disposed 498 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4: The shares subject to the option are fully vested and immediately exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.48 · Expires 2030-10-14 | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-22 · Disposition to issuer · Disposed 1,014 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4: The shares subject to the option are fully vested and immediately exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.68 · Expires 2031-01-14 | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-02-22 · Disposition to issuer · Disposed 725 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4: The shares subject to the option are fully vested and immediately exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.70 · Expires 2031-04-14 | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-22 · Disposition to issuer · Disposed 718 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4: The shares subject to the option are fully vested and immediately exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-22 · Disposition to issuer · Disposed 20,728 · Balance 0 F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis. F6: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration").
F2: Shares owned directly by entities controlled by Reporting Person.
F3: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.
F4: The shares subject to the option are fully vested and immediately exercisable.
F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis.
F6: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration.
Elastic N.V.
Report date June 12, 2019 · Filed June 14, 2019
Jointly reported with Benchmark Capital Management Co. VII, L.L.C., Benchmark Capital Partners VII, L.P., Benchmark Founders' Fund VII, L.P., Benchmark Founders' Fund VII-B, L.P., Benchmark Capital Partners VII - Annex, L.P., Cohler Matt, GURLEY J WILLIAM, HARVEY KEVIN, LASKY MITCHELL
Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 5,555,117 |
Reported balance
After 2019-06-12 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-06-12 · Other · Disposed 2,786,133 · Balance 5,555,117 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 86,784 |
Reported balance
After 2019-06-12 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2019-06-12 · Other · Acquired 245 · Balance 86,784 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F4: Shares are held by Matthew R. Cohler's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 120,205 |
Reported balance
After 2019-06-12 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2019-06-12 · Other · Acquired 120,205 · Balance 120,205 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 133,644 |
Reported balance
After 2019-06-12 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2019-06-12 · Other · Acquired 133,644 · Balance 133,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 125,223 |
Reported balance
After 2019-06-13 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2019-06-13 · Sale · Disposed 8,421 · Balance 125,223 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 71,552 |
Reported balance
After 2019-06-13 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2019-06-13 · Sale · Disposed 53,671 · Balance 71,552 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 66,822 |
Reported balance
After 2019-06-13 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2019-06-13 · Sale · Disposed 4,730 · Balance 66,822 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 2,021 |
Reported balance
After 2019-06-14 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2019-06-14 · Sale · Disposed 64,801 · Balance 2,021 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2019-06-14 · Sale · Disposed 2,021 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: Shares are held by Bruce W. Dunlevie's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 31,644 |
Reported balance
After 2019-06-12 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2019-06-12 · Other · Acquired 31,644 · Balance 31,644 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 29,649 |
Reported balance
After 2019-06-13 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2019-06-13 · Sale · Disposed 1,995 · Balance 29,649 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 16,933 |
Reported balance
After 2019-06-13 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2019-06-13 · Sale · Disposed 12,716 · Balance 16,933 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,812 |
Reported balance
After 2019-06-13 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2019-06-13 · Sale · Disposed 1,121 · Balance 15,812 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 459 |
Reported balance
After 2019-06-14 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2019-06-14 · Sale · Disposed 15,353 · Balance 459 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-06-14 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2019-06-14 · Sale · Disposed 479 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 15,834 |
Reported balance
After 2019-06-12 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2019-06-12 · Other · Acquired 15,834 · Balance 15,834 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by limited partnerships controlled by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,767 |
Reported balance
After 2019-06-12 transaction · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · 2019-06-12 · Other · Acquired 116,767 · Balance 116,767 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 116,152 |
Reported balance
After 2019-06-13 transaction · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · 2019-06-13 · Sale · Disposed 615 · Balance 116,152 F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 111,076 |
Reported balance
After 2019-06-13 transaction · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · 2019-06-13 · Sale · Disposed 5,076 · Balance 111,076 F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-13 transaction · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · 2019-06-13 · Sale · Disposed 3,819 · Balance 107,257 F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Shares are held directly by J. William Gurley. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 67,428 |
Reported balance
After 2019-06-12 transaction · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · 2019-06-12 · Other · Acquired 58,052 · Balance 67,428 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by a limited partnership controlled by Kevin R. Harvey. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 207,858 |
Reported balance
After 2019-06-12 transaction · row 23
Holding and transaction disclosures are not merged.
1 source rowRow 23 · 2019-06-12 · Other · Acquired 80,444 · Balance 207,858 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by Kevin R. Harvey's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 10,555 |
Reported balance
After 2019-06-12 transaction · row 24
Holding and transaction disclosures are not merged.
1 source rowRow 24 · 2019-06-12 · Other · Acquired 10,555 · Balance 10,555 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 107,257 |
Reported balance
After 2019-06-12 transaction · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · 2019-06-12 · Other · Acquired 107,257 · Balance 107,257 F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 92,257 |
Reported balance
After 2019-06-14 transaction · row 26
Holding and transaction disclosures are not merged.
1 source rowRow 26 · 2019-06-14 · Gift · Disposed 15,000 · Balance 92,257 F21: Shares are held by Mitchell H. Lasky's family trust. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 53,282 |
Reported balance
Holding disclosure · report date 2019-06-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,282 F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: The shares are held by Benchmark Capital Partners VII - Annex, L.P. ("BCP - Annex"). BCMC VII, the general partner of BCP - Annex, may be deemed to have sole voting and investment power over such shares. Messrs. Cohler, Dunlevie, Fenton, Gurley, Harvey, Lasky, Spurlock and Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by BCP - Annex. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F4: Shares are held by Matthew R. Cohler's family trust.
F5: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F6: Shares are held by Bruce W. Dunlevie's family trust.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.38 to $75.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F13: Shares are held by limited partnerships controlled by J. William Gurley.
F14: Shares are held directly by J. William Gurley.
F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.78 to $75.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.78 to $76.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.78 to $77.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: Shares are held by a limited partnership controlled by Kevin R. Harvey.
F19: Shares are held by Kevin R. Harvey's family trust.
F20: Shares are held by a limited partnership controlled by Mitchell H. Lasky.
F21: Shares are held by Mitchell H. Lasky's family trust.
MARIN SOFTWARE INC
Report date February 13, 2017 · Filed March 14, 2017
Section 16 reporting ended · disclosed 2017-03-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Stitch Fix, Inc.
Report date June 22, 2021 · Filed June 24, 2021
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, Cohler Matt, FENTON PETER H, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL, Vishria Eric
Section 16 reporting ended · disclosed 2021-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,816,532 |
Reported balance
After 2021-06-22 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-06-22 · Conversion · Acquired 1,816,532 · Balance 1,816,532 F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 283,468 |
Reported balance
After 2021-06-22 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-06-22 · Conversion · Acquired 283,468 · Balance 283,468 F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2021-06-22 · Other · Disposed 1,816,532 · Balance 0 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-06-22 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2021-06-22 · Other · Disposed 283,468 · Balance 0 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 27,882 |
Reported balance
After 2021-06-22 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2021-06-22 · Other · Acquired 27,882 · Balance 27,882 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,597 |
Reported balance
After 2021-06-22 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2021-06-22 · Other · Acquired 18,597 · Balance 18,597 F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by limited partnerships controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,722 |
Reported balance
After 2021-06-22 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2021-06-22 · Other · Acquired 6,722 · Balance 6,722 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Alexandre Balkanski's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,782 |
Reported balance
After 2021-06-22 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2021-06-22 · Other · Acquired 10,782 · Balance 10,782 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by Matthew R. Cohler's trust entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 78,885 |
Reported balance
After 2021-06-22 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2021-06-22 · Other · Acquired 78,885 · Balance 78,885 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited liability company controlled by Matthew R. Cohler. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 25,491 |
Reported balance
After 2021-06-22 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2021-06-22 · Other · Acquired 25,491 · Balance 25,491 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by entities controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 92,574 |
Reported balance
After 2021-06-22 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2021-06-22 · Other · Acquired 92,574 · Balance 92,574 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by Bruce W. Dunlevie's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 101,658 |
Reported balance
After 2021-06-22 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2021-06-22 · Other · Acquired 56,249 · Balance 101,658 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Peter H. Fenton's trust entities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 164,978 |
Reported balance
After 2021-06-22 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2021-06-22 · Other · Acquired 44,816 · Balance 164,978 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by entities controlled by Kevin R. Harvey. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 653,484 |
Reported balance
After 2021-06-22 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2021-06-22 · Other · Acquired 62,888 · Balance 653,484 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held by Kevin R. Harvey's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,640 |
Reported balance
After 2021-06-22 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2021-06-22 · Other · Acquired 15,640 · Balance 15,640 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F17: Shares are held by a limited partnership controlled by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 86,829 |
Reported balance
After 2021-06-22 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2021-06-22 · Other · Acquired 86,829 · Balance 86,829 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18: Shares are held by Mitchell H. Lasky's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,997 |
Reported balance
After 2021-06-22 transaction · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · 2021-06-22 · Other · Acquired 1,720 · Balance 4,997 F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19: Shares are held by an entity controlled by Mitchell H. Lasky. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2021-06-22 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 1,000,000 F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class A Common StockSEC Table I · non-derivative | Direct | 40,395 |
Reported balance
After 2021-06-22 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2021-06-22 · Other · Acquired 40,395 · Balance 40,395 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F16: Shares are held directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,420 |
Reported balance
After 2021-06-22 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2021-06-22 · Other · Acquired 329 · Balance 1,420 F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20: Shares are held directly by Eric H. Vishria. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 5,468,828 |
Reported balance
After 2021-06-22 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-06-22 · Conversion · Disposed 1,816,532 · Balance 5,468,828 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 853,407 |
Reported balance
After 2021-06-22 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2021-06-22 · Conversion · Disposed 283,468 · Balance 853,407 F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24: Not applicable. F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F2: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F3: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F4: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F5: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F6: Shares are held by Steven M. Spurlock's family trust.
F7: Shares are held by limited partnerships controlled by Alexandre Balkanski.
F8: Shares are held by Alexandre Balkanski's family trust.
F9: Shares are held by Matthew R. Cohler's trust entity.
F10: Shares are held by a limited liability company controlled by Matthew R. Cohler.
F11: Shares are held by entities controlled by Bruce W. Dunlevie.
F12: Shares are held by Bruce W. Dunlevie's family trust.
F13: Shares are held by Peter H. Fenton's trust entities.
F14: Shares are held by entities controlled by Kevin R. Harvey.
F15: Shares are held by Kevin R. Harvey's family trust.
F16: Shares are held directly by Robert C. Kagle.
F17: Shares are held by a limited partnership controlled by Robert C. Kagle.
F18: Shares are held by Mitchell H. Lasky's family trust.
F19: Shares are held by an entity controlled by Mitchell H. Lasky.
F20: Shares are held directly by Eric H. Vishria.
F21: Shares are held by Benchmark Capital Partners IX, L.P. ("BCP IX"), as nominee for BCP IX, Benchmark Founders' Fund IX, L.P. ("BFF IX"), Benchmark Founders' Fund IX-A, L.P. ("BFF IX-A"), Benchmark Founders' Fund IX-B, L.P. ("BFF IX-B") and related persons. Benchmark Capital Management Co. IX, L.L.C. ("BCMC IX"), the general partner of each of BCP IX, BFF IX, BFF IX-A and BFF IX-B, may be deemed to have sole voting and investment power over such shares. Peter H. Fenton, J. William Gurley, Chetan Puttagunta, Steven M. Spurlock, Sara E. Tavel and Eric H. Vishria, the managing members of BCMC IX, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities).
F22: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
F23: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.
F24: Not applicable.
UPWORK, INC
Report date August 08, 2019 · Filed September 17, 2019 · Amendment
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, FENTON PETER H, GURLEY J WILLIAM, KAGLE ROBERT, LASKY MITCHELL
Section 16 reporting ended · disclosed 2019-09-17. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,852,570 |
Reported balance
After 2019-08-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-08-08 · Other · Disposed 3,000,000 · Balance 9,852,570 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,971 |
Reported balance
After 2019-08-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2019-08-08 · Other · Acquired 31,971 · Balance 31,971 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 30,454 |
Reported balance
After 2019-08-09 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-08-09 · Sale · Disposed 1,517 · Balance 30,454 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 113,272 |
Reported balance
After 2019-08-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-08-08 · Other · Acquired 113,272 · Balance 113,272 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F5: Shares are held by Alexandre Balkanski's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 16,305 |
Reported balance
After 2019-08-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2019-08-08 · Other · Acquired 16,305 · Balance 16,305 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 106,285 |
Reported balance
After 2019-08-08 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2019-08-08 · Other · Acquired 106,285 · Balance 106,285 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Bruce W. Dunlevie's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,677 |
Reported balance
After 2019-08-09 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2019-08-09 · Sale · Disposed 70,608 · Balance 35,677 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7: Shares are held by Bruce W. Dunlevie's family trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 38,820 |
Reported balance
After 2019-08-08 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2019-08-08 · Other · Acquired 38,820 · Balance 38,820 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,031 |
Reported balance
After 2019-08-09 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2019-08-09 · Sale · Disposed 25,789 · Balance 13,031 F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 120,118 |
Reported balance
After 2019-08-08 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2019-08-08 · Other · Acquired 120,118 · Balance 120,118 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by Peter H. Fenton's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 114,049 |
Reported balance
After 2019-08-09 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2019-08-09 · Sale · Disposed 6,069 · Balance 114,049 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by Peter H. Fenton's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 126,485 |
Reported balance
After 2019-08-08 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2019-08-08 · Other · Acquired 126,485 · Balance 126,485 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held by J. William Gurley's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 120,416 |
Reported balance
After 2019-08-09 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2019-08-09 · Sale · Disposed 6,069 · Balance 120,416 F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held by J. William Gurley's trust. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,398 |
Reported balance
After 2019-08-08 transaction · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · 2019-08-08 · Other · Acquired 1,398 · Balance 1,398 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 121,813 |
Reported balance
After 2019-08-08 transaction · row 15
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 15 · 2019-08-08 · Other · Acquired 121,813 · Balance 121,813 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Robert C. Kagle. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 56,365 |
Reported balance
After 2019-08-08 transaction · row 16
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 16 · 2019-08-08 · Other · Acquired 56,365 · Balance 56,365 F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held by Mitchell H. Lasky's family trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns.
F2: Shares are held directly by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
F3: Shares are held by Steven M. Spurlock's family trust.
F4: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $16.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Shares are held by Alexandre Balkanski's family trust.
F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
F7: Shares are held by Bruce W. Dunlevie's family trust.
F8: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F10: Shares are held by Peter H. Fenton's trust.
F11: Shares are held by J. William Gurley's trust.
F12: Shares are held by a limited partnership controlled by J. William Gurley.
F13: Shares are held by Robert C. Kagle.
F14: Shares are held by Mitchell H. Lasky's family trust.
WeWork Inc.
Report date August 15, 2023 · Filed August 17, 2023
Jointly reported with LASKY MITCHELL, FENTON PETER H, GURLEY J WILLIAM, HARVEY KEVIN, Cohler Matt
Section 16 reporting ended · disclosed 2023-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 14,065,009 |
Reported balance
After 2023-08-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-08-15 · Sale · Disposed 5,406,301 · Balance 14,065,009 F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,735,654 |
Reported balance
After 2023-08-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-08-16 · Sale · Disposed 4,329,355 · Balance 9,735,654 F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,000,000 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000,000 F7: Shares are held by Mr. Dunlevie's family trust entity. |
| Class A Common StockSEC Table I · non-derivative | Direct | 15,052 |
Reported balance
Holding disclosure · report date 2023-08-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,052 F6: Shares are held by Mr. Dunlevie. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties.
F5: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties.
F6: Shares are held by Mr. Dunlevie.
F7: Shares are held by Mr. Dunlevie's family trust entity.
ZUORA INC
Report date April 01, 2019 · Filed April 03, 2019
Jointly reported with SPURLOCK STEVEN M, BALKANSKI ALEXANDRE, GURLEY J WILLIAM, HARVEY KEVIN, KAGLE ROBERT, LASKY MITCHELL
Section 16 reporting ended · disclosed 2019-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,564,431 |
Reported balance
After 2019-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-04-01 · Conversion · Acquired 2,564,431 · Balance 2,564,431 F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-04-01 · Other · Disposed 2,564,431 · Balance 0 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 28,412 |
Reported balance
After 2019-04-01 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-04-01 · Other · Acquired 28,412 · Balance 28,412 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 26,073 |
Reported balance
After 2019-04-01 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-04-01 · Sale · Disposed 2,339 · Balance 26,073 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,400 |
Reported balance
After 2019-04-01 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2019-04-01 · Sale · Disposed 10,673 · Balance 15,400 F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-02 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2019-04-02 · Sale · Disposed 15,400 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Shares are held by Steven M. Spurlock's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 27,874 |
Reported balance
After 2019-04-01 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2019-04-01 · Other · Acquired 13,937 · Balance 27,874 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F6: Shares are held by a limited partnership controlled by Alexandre Balkanski. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 194,118 |
Reported balance
After 2019-04-01 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2019-04-01 · Other · Acquired 96,989 · Balance 194,118 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F7: Shares are held by Alexandre Balkanski's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 91,019 |
Reported balance
After 2019-04-01 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2019-04-01 · Other · Acquired 91,019 · Balance 91,019 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F8: Shares are held by Bruce W. Dunlevie's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-01 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2019-04-01 · Sale · Disposed 91,019 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8: Shares are held by Bruce W. Dunlevie's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 33,184 |
Reported balance
After 2019-04-01 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2019-04-01 · Other · Acquired 33,184 · Balance 33,184 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-04-01 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2019-04-01 · Sale · Disposed 33,184 · Balance 0 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 112,451 |
Reported balance
After 2019-04-01 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2019-04-01 · Other · Acquired 112,451 · Balance 112,451 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F11: Shares are held directly by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 103,097 |
Reported balance
After 2019-04-01 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2019-04-01 · Sale · Disposed 9,354 · Balance 103,097 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11: Shares are held directly by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,390 |
Reported balance
After 2019-04-01 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2019-04-01 · Other · Acquired 1,195 · Balance 2,390 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F12: Shares are held by a limited partnership controlled by J. William Gurley. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 314,910 |
Reported balance
After 2019-04-01 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2019-04-01 · Other · Acquired 157,386 · Balance 314,910 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F13: Shares are held by Kevin R. Harvey's family trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 104,292 |
Reported balance
After 2019-04-01 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2019-04-01 · Other · Acquired 104,292 · Balance 104,292 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F14: Shares are held directly by Robert C. Kagle. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 48,263 |
Reported balance
After 2019-04-01 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2019-04-01 · Other · Acquired 48,263 · Balance 48,263 F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns. F15: Shares are held directly by Mitchell H. Lasky. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 5,128,862 |
Reported balance
After 2019-04-01 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2019-04-01 · Conversion · Disposed 2,564,431 · Balance 5,128,862 F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F17: Not applicable. F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
F2: Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns.
F3: Shares are held by Steven M. Spurlock's family trust.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: Shares are held by a limited partnership controlled by Alexandre Balkanski.
F7: Shares are held by Alexandre Balkanski's family trust.
F8: Shares are held by Bruce W. Dunlevie's family trust.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
F11: Shares are held directly by J. William Gurley.
F12: Shares are held by a limited partnership controlled by J. William Gurley.
F13: Shares are held by Kevin R. Harvey's family trust.
F14: Shares are held directly by Robert C. Kagle.
F15: Shares are held directly by Mitchell H. Lasky.
F16: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
F17: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2023 Filed Aug 17, 2023 17:27 UTC | WeWork Inc. WE · Entity 89201 | SaleClass A Common Stock | 4,329,355 | $0.16 | $687,068.64 |
DisclosureSEC source: 0001104659-23-093126 · tm2324072-2_4seq1.xml · nonDerivative · entry 2 DUNLEVIE BRUCE · CIK 0001190211 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,735,654 F3 · price: The shares were sold at prices ranging from $0.15 to $0.185. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4 · ownership.nature: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5 · ownership.nature: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 17:27 UTC | WeWork Inc. WE · Entity 89201 | SaleClass A Common Stock | 5,406,301 | $0.20 | $1,082,882.09 |
DisclosureSEC source: 0001104659-23-093126 · tm2324072-2_4seq1.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,065,009 F1 · price: The shares were sold at prices ranging from $0.185 to $0.23. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey and Mitchell H. Lasky, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. F4 · ownership.nature: BCP AIV, for itself and as nominee for BFF VII and BFF VII-B, are a party to that certain Amended and Restated Stockholders Agreement (the "Stockholders Agreement") dated May 5, 2023 by and among the Issuer, BCP AIV, SVF Endurance (Cayman) Limited ("SVF 1") and SVF II WW Holdings (Cayman) Limited (together with SVF 1, the "Other Parties"). The Reporting Persons are managing members of BCMC VII, the general Partner of BCP AIV. Following the transactions reported on this Form 4, BCP AIV no longer has the right to designate a nominee to the Issuer's board of directors under the Stockholders Agreement, and as such, the Reporting Persons on this Form 4 no longer may be deemed to be members of a "group", as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended, with the Other Parties. F5 · ownership.nature: The parties to the Stockholders Agreement hold, in the aggregate, more than 10% of the shares of Class A Common Stock of the Issuer. The share ownership reported for the Reporting Persons does not include any securities of the Issuer owned by the Other Parties, and each of the Reporting Persons disclaim beneficial ownership of the securities beneficially owned by the Other Parties. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerRestricted Stock Units · Derivative | 20,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · derivative · entry 8 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,728 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. RSUs convert into the issuer's common stock on a one-for-one basis. F6 · price: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration. F6 · derivative.exercise_date: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration. F6 · derivative.expiration_date: The RSUs vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. At the Effective Time, each outstanding RSU that was unvested was accelerated in full and was automatically converted in to the right to receive the Merger Consideration. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerStock Option (Right to Buy) · Derivative | 718 | Not disclosed Strike: $42.70 | Not disclosed |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · derivative · entry 7 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 718 shares Expires 2031-04-14 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerStock Option (Right to Buy) · Derivative | 725 | Not disclosed Strike: $42.68 | Not disclosed |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · derivative · entry 6 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 725 shares Expires 2031-01-14 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,014 | Not disclosed Strike: $30.48 | Not disclosed |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · derivative · entry 5 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,014 shares Expires 2030-10-14 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerStock Option (Right to Buy) · Derivative | 498 | Not disclosed Strike: $40.55 | Not disclosed |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · derivative · entry 4 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 498 shares Expires 2030-07-14 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,294 | Not disclosed Strike: $29.00 | Not disclosed |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · derivative · entry 3 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,294 shares Expires 2030-05-13 F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each Option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerCommon Stock | 665,257 | $18.00 | $11,974,626.00 |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · nonDerivative · entry 2 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration"). F2 · ownership.nature: Shares owned directly by entities controlled by Reporting Person. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 17:31 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Disposition to issuerCommon Stock | 12,586 | $18.00 | $226,548.00 |
DisclosureSEC source: 0001562180-23-001847 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Reflects disposition of Issuer common stock with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2022, by and among Issuer, Amazon.com, Inc. ("Parent") and Negroni Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on February 22, 2023. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of Issuer common stock, par value $0.001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $18.00 in cash, without interest (the "Merger Consideration"). Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 20:15 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 1,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000496 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,586 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 19:36 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007258 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 16:49 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 1,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005717 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,512 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested immediately on the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:40 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantRestricted Stock Units · Derivative | 20,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004857 · primarydocument.xml · derivative · entry 4 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,728 Underlying: Common Stock · 20,728 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:40 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Exercise / conversionRestricted Stock Units · Derivative | 4,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004857 · primarydocument.xml · derivative · entry 3 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the date of the issuer's next annual meeting of stockholders (or the date immediately prior to the next annual meeting of stockholders if the reporting person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the one-year anniversary measured from the date of grant. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:40 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | Exercise / conversionCommon Stock | 4,534 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-004857 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Restricted stock units convert into the issuer's common stock on a one-for-one basis. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 16:53 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003466 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,062 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 20:29 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000536 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,419 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 06:05 UTC | WeWork Inc. WE · Entity 89201 | GrantCommon Stock | 15,052 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-050076 · doc4.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,052 F1 · shares: Represents the award of time-based restricted stock units ("RSUs") that convert into common stock on a one-for-one basis. The RSUs vest on the day immediately prior to the Issuer's next annual shareholders meeting, subject to continued service on the Issuer's Board of Directors. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionSeries C Preferred Stock · Derivative | 290,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · derivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 290,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3 · ownership.nature: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionSeries C Preferred Stock · Derivative | 217,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · derivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 217,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionSeries B Preferred Stock · Derivative | 692,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · derivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 692,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionSeries A Preferred Stock · Derivative | 8,038,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · derivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 8,038,585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.exercise_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F1 · derivative.expiration_date: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionCommon Stock | 290,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 290,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F3 · ownership.nature: The shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person or entity's pecuniary interest in such securities. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionCommon Stock | 217,622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,948,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionCommon Stock | 692,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · nonDerivative · entry 2 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,731,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 22, 2021 Filed Oct 22, 2021 20:32 UTC | Cyngn Inc. CYN · Entity 9075 | ConversionCommon Stock | 8,038,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-054213 · ownership.xml · nonDerivative · entry 1 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner GURLEY J WILLIAM · CIK 0001190191 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,038,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All Series of convertible Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), for itself and as nominee for Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky (a member of the Issuer's board of directors) and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 19:33 UTC | WeWork Inc. WE · Entity 89201 | GrantCommon Stock | 19,471,310 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-041357 · doc4.xml · nonDerivative · entry 2 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,471,310 F3 · price: On October 20, 2021, (i) BowX Acquisition Corp. ("BowX") consummated a business combination (the "Business Combination") by and among BowX, BowX Merger Subsidiary Corp., a Delaware corporation ("Merger Sub"), BowX Merger Subsidiary II, LLC, a Delaware limited liability company ("Merger Sub II") and WeWork Inc., a Delaware corporation ("Legacy WeWork"), (ii) BowX changed its name to "WeWork Inc." and (iii) Merger Sub merged with and into Legacy WeWork (the "First Merger") and the surviving corporation of the First Merger merged with and into Merger Sub II. As part of the Business Combination, each share of Legacy WeWork common stock was exchanged for 0.82619 shares of common stock of WeWork Inc. required to respond unless the form displays a currently valid OMB Number. F2 · ownership.nature: The shares are held by Benchmark Capital Partners VII (AIV), L.P. ("BCP AIV"), as nominee for itself and Benchmark Founders' Fund VII, L.P. ("BFF VII") and Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B"). Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII") is the general partner of each of BCP AIV, BFF VII and BFF VII-B and may be deemed to have sole voting and dispositive power over such shares. Matthew R. Cohler, Bruce W. Dunlevie (a member of the Issuer's board of directors), Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VII, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 19:33 UTC | WeWork Inc. WE · Entity 89201 | GrantCommon Stock | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0000899243-21-041357 · doc4.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 F1 · ownership.nature: Shares are held by the Reporting Person's family trust entity. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 19:34 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006576 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,344 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 18:49 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | GrantCommon Stock | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004990 · primarydocument.xml · nonDerivative · entry 1 DUNLEVIE BRUCE · CIK 0001190211 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vested immediately on the date of grant. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionClass B Common Stock · Derivative | 283,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · derivative · entry 22 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 853,407 Underlying: Class A Common Stock · 283,468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F22 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24 · derivative.expiration_date: Not applicable. F2 · ownership.nature: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | ConversionClass B Common Stock · Derivative | 1,816,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · derivative · entry 21 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,468,828 Underlying: Class A Common Stock · 1,816,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F22 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F22 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F23 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F24 · derivative.expiration_date: Not applicable. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 19 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F20 · ownership.direct: Shares are held directly by Eric H. Vishria. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 1,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 18 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,997 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F19 · ownership.nature: Shares are held by an entity controlled by Mitchell H. Lasky. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 86,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 17 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,829 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F18 · ownership.nature: Shares are held by Mitchell H. Lasky's family trust. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 15,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 16 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,640 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F17 · ownership.nature: Shares are held by a limited partnership controlled by Robert C. Kagle. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 40,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 15 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,395 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F16 · ownership.direct: Shares are held directly by Robert C. Kagle. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 62,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 14 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 653,484 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F15 · ownership.nature: Shares are held by Kevin R. Harvey's family trust. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 44,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 13 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 164,978 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F14 · ownership.nature: Shares are held by entities controlled by Kevin R. Harvey. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 56,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 12 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 101,658 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F13 · ownership.nature: Shares are held by Peter H. Fenton's trust entities. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 92,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 11 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 92,574 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F12 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 25,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 10 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,491 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F11 · ownership.nature: Shares are held by entities controlled by Bruce W. Dunlevie. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 78,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 9 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,885 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F10 · ownership.nature: Shares are held by a limited liability company controlled by Matthew R. Cohler. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 10,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 8 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,782 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F9 · ownership.nature: Shares are held by Matthew R. Cohler's trust entity. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 6,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 7 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,722 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F8 · ownership.nature: Shares are held by Alexandre Balkanski's family trust. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 18,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 6 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,597 F4 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F7 · ownership.nature: Shares are held by limited partnerships controlled by Alexandre Balkanski. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 27,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 5 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,882 F5 · kind: Represents a pro-rata, in-kind distribution by BCP VI, BCP VII and their affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F6 · ownership.nature: Shares are held by Steven M. Spurlock's family trust. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 283,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 4 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · kind: Represents a pro-rata, in-kind distribution by BCP VI and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F2 · ownership.nature: Shares are held by Benchmark Capital Partners VI, L.P. ("BCP VI"), as nominee for BCP VI, Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related persons. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of each of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and investment power over such shares. Alexandre Balkanski, Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC VI, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:58 UTC | Stitch Fix, Inc. SFIX · Entity 5637 | OtherClass A Common Stock | 1,816,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085337 · tm2120562-3_4seq1.xml · nonDerivative · entry 3 SPURLOCK STEVEN M · CIK 0001190193 · 10% owner BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner Cohler Matt · CIK 0001572685 · 10% owner DUNLEVIE BRUCE · CIK 0001190211 · 10% owner FENTON PETER H · CIK 0001219230 · 10% owner HARVEY KEVIN · CIK 0001190213 · 10% owner KAGLE ROBERT · CIK 0001183234 · 10% owner LASKY MITCHELL · CIK 0001091435 · 10% owner Vishria Eric · CIK 0001617474 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by BCP VII and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. F1 · ownership.nature: Shares are held by Benchmark Capital Partners VII, L.P. ("BCP VII"), as nominee for BCP VII, Benchmark Founders' Fund VII, L.P. ("BFF VII"), Benchmark Founders' Fund VII-B, L.P. ("BFF VII-B") and related persons. Benchmark Capital Management Co. VII, L.L.C. ("BCMC VII"), the general partner of each of BCP VII, BFF VII and BFF VII-B, may be deemed to have sole voting and investment power over such shares. Matthew R. Cohler, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Mitchell H. Lasky, Steven M. Spurlock and Eric H. Vishria, the managing members of BCMC VII, may be deemed to share voting and investment power over these shares beneficially held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent such person's or entity's pecuniary interest in such securities). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.