Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Director | February 28, 2020 | March 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date February 28, 2020 · Filed March 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 341,567 |
Reported balance
After 2020-02-28 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2020-02-28 · Exercise / conversion · Acquired 60,000 · Balance 341,567 |
| Common StockSEC Table I · non-derivative | Direct | 281,567 |
Reported balance
After 2020-02-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2020-02-28 · Sale · Disposed 60,000 · Balance 281,567 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $8.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Direct | 295,285 |
Reported balance
After 2020-02-29 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2020-02-29 · Exercise / conversion · Acquired 13,718 · Balance 295,285 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 281,567 |
Reported balance
After 2020-03-02 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2020-03-02 · Sale · Disposed 13,718 · Balance 281,567 F4: A portion of the shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This portion of the sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Direct | 18,152 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 18,152 F6: Held directly by the Reporting Person as custodian for his children. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.04 · Expires 2022-06-24 | Direct | 217,289 |
Reported balance
After 2020-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-28 · Exercise / conversion · Disposed 60,000 · Balance 217,289 F7: The stock option is fully vested and immediately exercisable. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 13,718 |
Reported balance
After 2020-02-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-02-29 · Grant · Acquired 13,718 · Balance 13,718 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8: The RSU vested 100% on the date of grant. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-02-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-02-29 · Exercise / conversion · Disposed 13,718 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8: The RSU vested 100% on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $8.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F4: A portion of the shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This portion of the sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: Held directly by the Reporting Person as custodian for his children.
F7: The stock option is fully vested and immediately exercisable.
F8: The RSU vested 100% on the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 4, 2020 01:33 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 13,718 | $8.43 | $115,637.25 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 4 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 F4 · kind: A portion of the shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This portion of the sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:33 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 13,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · derivative · entry 8 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSU vested 100% on the date of grant. F8 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:33 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 13,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · derivative · entry 7 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,718 Underlying: Common Stock · 13,718 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSU vested 100% on the date of grant. F8 · derivative.expiration_date: The RSU vested 100% on the date of grant. Read SEC document |
| February 29, 2020 Filed Mar 4, 2020 01:33 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 13,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 3 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:33 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · derivative · entry 6 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,289 Underlying: Common Stock · 60,000 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:33 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 60,000 | $8.72 | $523,230.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $8.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:33 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 60,000 | $3.04 | $182,400.00 |
DisclosureSEC source: 0001209191-20-015814 · doc4.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 02:48 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · derivative · entry 6 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,289 Underlying: Common Stock · 60,000 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 02:48 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 60,000 | $10.57 | $634,446.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · nonDerivative · entry 3 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.675 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 02:48 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 60,000 | $3.04 | $182,400.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 02:48 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 76,386 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · derivative · entry 5 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,779 Underlying: Common Stock · 76,386 shares Expires 2024-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 02:48 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 76,386 | $2.76 | $210,825.36 |
DisclosureSEC source: 0001567619-19-023292 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:39 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001567619-19-022040 · doc1.xml · derivative · entry 4 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,289 Underlying: Common Stock · 60,000 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:39 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 60,000 | $11.70 | $702,294.00 |
DisclosureSEC source: 0001567619-19-022040 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,181 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.51 to $11.86 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:39 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 60,000 | $3.04 | $182,400.00 |
DisclosureSEC source: 0001567619-19-022040 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · balance_after: Includes 275 shares acquired under the Issuer's employee stock purchase plan on November 14, 2019. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 23:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001567619-19-018559 · doc1.xml · derivative · entry 4 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,289 Underlying: Common Stock · 120,000 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 23:58 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 120,000 | $14.61 | $1,753,308.00 |
DisclosureSEC source: 0001567619-19-018559 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,906 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.42 to $15.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 23:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 120,000 | $3.04 | $364,800.00 |
DisclosureSEC source: 0001567619-19-018559 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:53 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 78,143 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001567619-19-017495 · doc1.xml · derivative · entry 8 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,289 Underlying: Common Stock · 78,143 shares Expires 2022-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:53 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 831 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-017495 · doc1.xml · derivative · entry 7 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 831 shares Expires 2024-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:53 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 41,026 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-017495 · doc1.xml · derivative · entry 6 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,940 Underlying: Common Stock · 41,026 shares Expires 2024-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:53 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 120,000 | $14.59 | $1,750,380.00 |
DisclosureSEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 4 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,906 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.32 to $14.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:53 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 78,143 | $3.04 | $237,554.72 |
DisclosureSEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 3 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:53 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 831 | $2.76 | $2,293.56 |
DisclosureSEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 22:53 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 41,026 | $2.76 | $113,231.76 |
DisclosureSEC source: 0001567619-19-017495 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 01:36 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-013794 · doc1.xml · derivative · entry 7 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,966 Underlying: Common Stock · 60,000 shares Expires 2024-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 01:36 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 60,000 | $16.00 | $960,000.00 |
DisclosureSEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 4 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,906 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 01:36 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 60,000 | $2.76 | $165,600.00 |
DisclosureSEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 3 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 01:36 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-013794 · doc1.xml · derivative · entry 6 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,966 Underlying: Common Stock · 60,000 shares Expires 2024-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 01:36 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 60,000 | $15.17 | $910,464.00 |
DisclosureSEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,906 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.025 to $15.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 18, 2019 Filed Jun 21, 2019 01:36 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 60,000 | $2.76 | $165,600.00 |
DisclosureSEC source: 0001567619-19-013794 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · balance_after: Includes 3,058 shares acquired under the Issuer's employee stock purchase plan on May 14, 2019. Read SEC document |
| May 10, 2019 Filed May 15, 2019 00:51 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 270,775 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-010913 · doc1.xml · derivative · entry 6 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,966 Underlying: Common Stock · 270,775 shares Expires 2024-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| May 10, 2019 Filed May 15, 2019 00:51 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,225 | $0.00 Strike: $2.76 | $0.00 |
DisclosureSEC source: 0001567619-19-010913 · doc1.xml · derivative · entry 5 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,225 Underlying: Common Stock · 9,225 shares Expires 2024-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| May 10, 2019 Filed May 15, 2019 00:51 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 70,137 | $16.78 | $1,177,235.52 |
DisclosureSEC source: 0001567619-19-010913 · doc1.xml · nonDerivative · entry 3 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,848 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $16.69 to $16.89 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 10, 2019 Filed May 15, 2019 00:51 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 209,863 | $16.20 | $3,399,759.61 |
DisclosureSEC source: 0001567619-19-010913 · doc1.xml · nonDerivative · entry 2 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,985 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $15.68 to $16.65 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 10, 2019 Filed May 15, 2019 00:51 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 280,000 | $2.76 | $772,800.00 |
DisclosureSEC source: 0001567619-19-010913 · doc1.xml · nonDerivative · entry 1 Kasriel Stephane · CIK 0001753417 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.