TapewireFind a company

organization · Reporting owner

SIGMA PARTNERS 6 LP

Disclosed activity across 1 company

Tapewire entity
153885
SEC CIK
0001141280

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

UPWORK, INC

Report date November 07, 2019 · Filed November 12, 2019

Jointly reported with Sigma Associates 6, L.P., SIGMA INVESTORS 6 LP

Section 16 reporting ended · disclosed 2019-11-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSigma Partners 6, L.P.6,594,415 Reported balance After 2019-11-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-11-07 · Other · Disposed 2,344,880 · Balance 6,594,415

F1: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F2: These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Common StockSEC Table I · non-derivativeIndirectSigma Associates 6, L.P.528,378 Reported balance After 2019-11-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-11-07 · Other · Disposed 194,032 · Balance 528,378

F3: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F4: These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Common StockSEC Table I · non-derivativeIndirectSigma Investors 6, L.P.94,296 Reported balance After 2019-11-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-11-07 · Other · Disposed 34,430 · Balance 94,296

F5: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F6: These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Common StockSEC Table I · non-derivativeIndirectSigma Management 6, L.L.C.0 Last balance in matching sequence After 2019-11-07 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2019-11-07 · Other · Acquired 610,965 · Balance 610,965

F8: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F7: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Row 5 · 2019-11-07 · Other · Disposed 610,965 · Balance 0

F10: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

F7: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F2: These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F3: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F4: These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F5: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F6: These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F8: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F9: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

F10: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2019 Filed Nov 12, 2019 14:10 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 610,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 5

SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder

Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder

SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Management 6, L.L.C.

Disclosed balance after: 0

F10 · kind: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

F10 · price: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 14:10 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 610,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 4

SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder

Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder

SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Management 6, L.L.C.

Disclosed balance after: 610,965

F8 · kind: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F8 · price: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 14:10 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 34,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 3

SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder

Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder

SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Investors 6, L.P.

Disclosed balance after: 94,296

F5 · kind: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F5 · price: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F6 · ownership.nature: These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 14:10 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 194,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 2

SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder

Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder

SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Associates 6, L.P.

Disclosed balance after: 528,378

F3 · kind: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F3 · price: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F4 · ownership.nature: These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 14:10 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 2,344,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-062479 · a4.xml · nonDerivative · entry 1

SIGMA PARTNERS 6 LP · CIK 0001141280 · Former 10% holder

Sigma Associates 6, L.P. · CIK 0001408169 · Former 10% holder

SIGMA INVESTORS 6 LP · CIK 0001162426 · Former 10% holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Partners 6, L.P.

Disclosed balance after: 6,594,415

F1 · kind: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F1 · price: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F2 · ownership.nature: These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 964,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 5

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Management 6, L.L.C.

Disclosed balance after: 0

F10 · kind: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

F10 · price: Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 964,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 4

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Management 6, L.L.C.

Disclosed balance after: 964,688

F8 · kind: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F8 · price: Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

F9 · ownership.nature: These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 54,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 3

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Investors 6, L.P.

Disclosed balance after: 128,726

F5 · kind: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F5 · price: Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.

F6 · ownership.nature: These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 306,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 2

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Associates 6, L.P.

Disclosed balance after: 722,410

F3 · kind: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F3 · price: Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.

F4 · ownership.nature: These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 14:26 UTC UPWORK, INC UPWK · Entity 4876 OtherCommon Stock 3,702,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-045268 · a4.xml · nonDerivative · entry 1

SIGMA PARTNERS 6 LP · CIK 0001141280 · 10% owner

Sigma Associates 6, L.P. · CIK 0001408169 · 10% owner

SIGMA INVESTORS 6 LP · CIK 0001162426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sigma Partners 6, L.P.

Disclosed balance after: 8,939,295

F1 · kind: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F1 · price: Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.

F2 · ownership.nature: These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.

F7 · ownership.nature: Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.