Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2020 Filed Oct 2, 2020 20:04 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 27,180 | $38.07 | $1,034,840.45 |
DisclosureSEC source: 0001094792-20-000012 · wf-form4_160166903737258.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,657,037 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.82 to $38.115, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:56 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 700 | $38.42 | $26,894.00 |
DisclosureSEC source: 0001094792-20-000010 · wf-form4_160046255254358.xml · nonDerivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,684,217 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.34 to $38.61, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:56 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 3,204 | $37.73 | $120,890.12 |
DisclosureSEC source: 0001094792-20-000010 · wf-form4_160046255254358.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,684,917 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.34 to $38.32, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:56 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 9,880 | $36.76 | $363,169.04 |
DisclosureSEC source: 0001094792-20-000010 · wf-form4_160046255254358.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688,121 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.34 to $37.32, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 21:01 UTC |
Hill Michael DouglassCFO &Treasurer
|
SaleCommon Stock | 200 | $38.62 | $7,723.00 |
DisclosureSEC source: 0001289889-20-000010 · wf-form4_160046290300637.xml · nonDerivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,431 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.61 to $38.62, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 21:01 UTC |
Hill Michael DouglassCFO &Treasurer
|
SaleCommon Stock | 2,300 | $37.93 | $87,245.90 |
DisclosureSEC source: 0001289889-20-000010 · wf-form4_160046290300637.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,631 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.46, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 21:01 UTC |
Hill Michael DouglassCFO &Treasurer
|
SaleCommon Stock | 4,646 | $36.98 | $171,818.37 |
DisclosureSEC source: 0001289889-20-000010 · wf-form4_160046290300637.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,931 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.48 to $37.47, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:58 UTC |
Mattox Timothyco-President & COO
|
SaleCommon Stock | 700 | $38.46 | $26,921.30 |
DisclosureSEC source: 0001624067-20-000010 · wf-form4_160046267321499.xml · nonDerivative · entry 3 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,972 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.38 to $38.62, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:58 UTC |
Mattox Timothyco-President & COO
|
SaleCommon Stock | 3,231 | $37.74 | $121,950.86 |
DisclosureSEC source: 0001624067-20-000010 · wf-form4_160046267321499.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,672 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.37 to $38.34, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2020 Filed Sep 18, 2020 20:58 UTC |
Mattox Timothyco-President & COO
|
SaleCommon Stock | 9,187 | $36.82 | $338,256.15 |
DisclosureSEC source: 0001624067-20-000010 · wf-form4_160046267321499.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,903 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock and restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.36 to $37.35, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 09:06 UTC |
MAY DAVIDDirector
|
PurchaseCommon Stock | 10,000 | $33.72 | $337,237.00 |
DisclosureSEC source: 0001458635-20-000006 · wf-form4_159775595358873.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roth IRA Disclosed balance after: 10,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.588 to $33.8899, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 12:59 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 6,406 | $44.63 | $285,888.89 |
DisclosureSEC source: 0001094792-20-000008 · wf-form4_159706433505328.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698,001 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 12:59 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 6,414 | $43.99 | $282,180.08 |
DisclosureSEC source: 0001094792-20-000008 · wf-form4_159706433505328.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704,407 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 13:01 UTC |
Mattox Timothyco-President & COO
|
SaleCommon Stock | 3,055 | $45.00 | $137,475.00 |
DisclosureSEC source: 0001624067-20-000008 · wf-form4_159706446081264.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,090 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:06 UTC |
COURTER STEPHEN EDirector
|
GrantCommon Stock | 4,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001131058-20-000002 · wf-form4_159665799131833.xml · nonDerivative · entry 1 COURTER STEPHEN E · CIK 0001131058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,218 F1 · shares: Represents restricted stock units vesting in four quarterly installments beginning on the three-month anniversary of the Vesting Commencement date, provided the participant continues to serves as a director through such dates. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 16:11 UTC |
Walsh Teresa MilesDirector
|
GrantCommon Stock | 4,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001805725-20-000007 · wf-form4_159665826310549.xml · nonDerivative · entry 1 Walsh Teresa Miles · CIK 0001805725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,793 F1 · shares: Represents restricted stock units vesting in four quarterly installments beginning on the three-month anniversary of the Vesting Commencement date, provided the participant continues to serves as a director through such dates. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 16:08 UTC |
MAY DAVIDDirector
|
GrantCommon Stock | 4,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-20-000004 · wf-form4_159665809127695.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,740 F1 · shares: Represents restricted stock units vesting in four quarterly installments beginning on the three-month anniversary of the Vesting Commencement date, provided the participant continues to serves as a director through such dates. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:10 UTC |
Ross JoeDirector
|
GrantCommon Stock | 4,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001719895-20-000002 · wf-form4_159665818689796.xml · nonDerivative · entry 1 Ross Joe · CIK 0001719895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,848 F1 · shares: Represents restricted stock units vesting in four quarterly installments beginning on the three-month anniversary of the Vesting Commencement date, provided the participant continues to serves as a director through such dates. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 00:18 UTC |
MCDONALD JOHN TDirector · CEO
|
SaleCommon Stock | 8,062 | $34.15 | $275,317.30 |
DisclosureSEC source: 0001094792-20-000006 · wf-form4_159252586340148.xml · nonDerivative · entry 2 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,821 F2 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.97 to $34.38, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 00:15 UTC |
Hill Michael DouglassCFO &Treasurer
|
SaleCommon Stock | 4,918 | $34.10 | $167,703.80 |
DisclosureSEC source: 0001289889-20-000008 · wf-form4_159252568296521.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,577 F2 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.99 to $34.36, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 00:16 UTC |
Mattox Timothyco-President & COO
|
SaleCommon Stock | 9,835 | $34.10 | $335,373.50 |
DisclosureSEC source: 0001624067-20-000006 · wf-form4_159252577381538.xml · nonDerivative · entry 2 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,145 F2 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.96 to $34.36, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 00:13 UTC |
Favaron Rodney Cco-President and CCO
|
SaleCommon Stock | 88 | $34.35 | $3,022.81 |
DisclosureSEC source: 0001622461-20-000006 · wf-form4_159252558649731.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,925 F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 00:18 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 5,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-20-000006 · wf-form4_159252586340148.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,718,883 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 00:15 UTC |
Hill Michael DouglassCFO &Treasurer
|
Tax withholdingCommon Stock | 2,344 | $34.08 | $79,883.52 |
DisclosureSEC source: 0001289889-20-000008 · wf-form4_159252568296521.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,495 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| June 16, 2020 Filed Jun 19, 2020 00:16 UTC |
Mattox Timothyco-President & COO
|
Tax withholdingCommon Stock | 3,426 | $34.08 | $116,758.08 |
DisclosureSEC source: 0001624067-20-000006 · wf-form4_159252577381538.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,980 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 23:57 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 13,668 | $22.61 | $309,033.48 |
DisclosureSEC source: 0001094792-20-000004 · wf-form4_158457580337839.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724,719 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:57 UTC |
Hill Michael DouglassCFO &Treasurer
|
Tax withholdingCommon Stock | 7,189 | $22.61 | $162,543.29 |
DisclosureSEC source: 0001289889-20-000006 · wf-form4_158456506098438.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,839 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:00 UTC |
Favaron Rodney Cco-President and CCO
|
Tax withholdingCommon Stock | 88 | $22.61 | $1,989.68 |
DisclosureSEC source: 0001622461-20-000004 · wf-form4_158456522886842.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,013 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:53 UTC |
Mattox Timothyco-President & COO
|
Tax withholdingCommon Stock | 13,002 | $22.61 | $293,975.22 |
DisclosureSEC source: 0001624067-20-000004 · wf-form4_158456481961914.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · co-President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,406 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 17:18 UTC |
Walsh Teresa MilesDirector
|
GrantCommon Stock | 3,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001805725-20-000005 · wf-form4_158439351056788.xml · nonDerivative · entry 1 Walsh Teresa Miles · CIK 0001805725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,226 F1 · shares: Represents restricted stock units vesting in four quarterly installments beginning on 6/16/2020. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:03 UTC |
Hill Michael DouglassCFO &Treasurer
|
Exercise / conversionIncentive Stock Option · Derivative | 4,297 | $0.00 Strike: $6.22 | $0.00 |
DisclosureSEC source: 0001289889-20-000004 · wf-form4_158352862221749.xml · derivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,297 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:03 UTC |
Hill Michael DouglassCFO &Treasurer
|
Exercise / conversionCommon Stock | 4,297 | $6.22 | $26,727.34 |
DisclosureSEC source: 0001289889-20-000004 · wf-form4_158352862221749.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:03 UTC |
Hill Michael DouglassCFO &Treasurer
|
SaleCommon Stock | 44,392 | $35.42 | $1,572,164.88 |
DisclosureSEC source: 0001289889-20-000004 · wf-form4_158352862221749.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,731 F1 · shares: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:18 UTC |
Favaron Rodney Cco-President
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001622461-20-000002 · wf-form4_158327751593065.xml · nonDerivative · entry 1 Favaron Rodney C · CIK 0001622461 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,101 F1 · shares: Represents restricted stock units vesting as follows: 33.33% shares vesting on December 16, 2020 and remaining to vest in eight equal quarterly installments starting on March 16, 2021 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:04 UTC |
MCDONALD JOHN TDirector · CEO
|
GrantPerformance Share Unit · Derivative | 66,297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094792-20-000002 · wf-form4_158276186125598.xml · derivative · entry 3 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,297 Underlying: Common Stock · 66,297 shares Expires not disclosed F2 · shares: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. F2 · derivative.exercise_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. F2 · derivative.expiration_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:04 UTC |
MCDONALD JOHN TDirector · CEO
|
GrantCommon Stock | 66,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001094792-20-000002 · wf-form4_158276186125598.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738,387 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2020 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:53 UTC |
Hill Michael DouglassCFO &Treasurer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289889-20-000002 · wf-form4_158276121443822.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,123 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2020 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:51 UTC |
Mattox TimothyPresident & COO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624067-20-000002 · wf-form4_158276106896890.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,408 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2020 and ending on December 16, 2022; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| January 13, 2020 Filed Feb 6, 2020 16:28 UTC |
MAY DAVIDDirector
|
GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-20-000002 · wf-form5_158102446976334.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,173 Read SEC document |
| December 31, 2019 Filed Feb 6, 2020 16:28 UTC |
MAY DAVIDDirector
|
GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001458635-20-000002 · wf-form5_158102446976334.xml · nonDerivative · entry 1 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,473 Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:43 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 21,378 | $36.22 | $774,311.16 |
DisclosureSEC source: 0001094792-19-000013 · wf-form4_157670541603108.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,090 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:38 UTC |
Hill Michael DouglassCFO &Treasurer
|
Tax withholdingCommon Stock | 12,016 | $36.22 | $435,219.52 |
DisclosureSEC source: 0001289889-19-000013 · wf-form4_157670508855757.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,123 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:41 UTC |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 27,199 | $36.22 | $985,147.78 |
DisclosureSEC source: 0001624067-19-000012 · wf-form4_157670527293615.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,408 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 21:06 UTC |
COURTER STEPHEN EDirector
|
SaleCommon Stock | 1,450 | $34.42 | $49,914.80 |
DisclosureSEC source: 0001131058-19-000004 · wf-form4_157290159485083.xml · nonDerivative · entry 1 COURTER STEPHEN E · CIK 0001131058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,651 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:17 UTC |
MCDONALD JOHN TDirector · CEO
|
Tax withholdingCommon Stock | 16,460 | $36.02 | $592,889.20 |
DisclosureSEC source: 0001094792-19-000011 · wf-form4_156875141800582.xml · nonDerivative · entry 1 MCDONALD JOHN T · CIK 0001094792 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,468 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:49 UTC |
Hill Michael DouglassCFO &Treasurer
|
Tax withholdingCommon Stock | 7,098 | $36.02 | $255,669.96 |
DisclosureSEC source: 0001289889-19-000011 · wf-form4_156875334842762.xml · nonDerivative · entry 2 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,139 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:13 UTC |
Mattox TimothyPresident & COO
|
Tax withholdingCommon Stock | 12,443 | $36.02 | $448,196.86 |
DisclosureSEC source: 0001624067-19-000010 · wf-form4_156875118350207.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,607 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:49 UTC |
Hill Michael DouglassCFO &Treasurer
|
Exercise / conversionIncentive Stock Option · Derivative | 8,000 | $0.00 Strike: $6.23 | $0.00 |
DisclosureSEC source: 0001289889-19-000011 · wf-form4_156875334842762.xml · derivative · entry 3 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,297 Underlying: Common Stock · 8,000 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:49 UTC |
Hill Michael DouglassCFO &Treasurer
|
Exercise / conversionCommon Stock | 8,000 | $6.23 | $49,840.00 |
DisclosureSEC source: 0001289889-19-000011 · wf-form4_156875334842762.xml · nonDerivative · entry 1 Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 16:10 UTC |
MAY DAVIDDirector
|
SaleCommon Stock | 5,000 | $42.74 | $213,710.50 |
DisclosureSEC source: 0001458635-19-000008 · wf-form4_156685021490102.xml · nonDerivative · entry 2 MAY DAVID · CIK 0001458635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,773 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.4251 to $43.055, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.