UPLD

SEC source: 0001622461-22-000007 · wf-form4_164763482455689.xml · nonDerivative · entry 1

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,499

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001094792-22-000002 · wf-form4_164220151664643.xml · derivative · entry 4

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 93,750 shares

Expires 2023-06-18

F4 · shares: Units will vest on the first date on which the closing price of Upland's common stock for any thirty (30) consecutive trading days immediately preceding such date before June 30, 2023 equals or exceeds certain stock price hurdles. On June 30, 2023, a number of Units (if any) will vest based on the closing price of Upland's common stock on June 30, 2023 using linear interpolation. Total shares earned will be between 0% and 300% of the target number of shares reported.

F4 · derivative.exercise_date: Units will vest on the first date on which the closing price of Upland's common stock for any thirty (30) consecutive trading days immediately preceding such date before June 30, 2023 equals or exceeds certain stock price hurdles. On June 30, 2023, a number of Units (if any) will vest based on the closing price of Upland's common stock on June 30, 2023 using linear interpolation. Total shares earned will be between 0% and 300% of the target number of shares reported.

SEC source: 0001094792-22-000002 · wf-form4_164220151664643.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,966

F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001289889-22-000002 · wf-form4_164219664651809.xml · nonDerivative · entry 2

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,975

F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date.

SEC source: 0001622461-22-000002 · wf-form4_164219552870780.xml · nonDerivative · entry 1

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,480

F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date.

SEC source: 0001629817-22-000002 · wf-form4_164219516817521.xml · nonDerivative · entry 1

Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,806

F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date.

SEC source: 0001289889-22-000002 · wf-form4_164219664651809.xml · nonDerivative · entry 3

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by MDH Trust

Disclosed balance after: 160,042

F2 · ownership.nature: Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.

SEC source: 0001289889-22-000002 · wf-form4_164219664651809.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,475

SEC source: 0001289889-21-000016 · wf-form4_164004186030768.xml · nonDerivative · entry 3

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by MDH Trust

Disclosed balance after: 143,556

F2 · ownership.nature: Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.

SEC source: 0001289889-21-000016 · wf-form4_164004186030768.xml · nonDerivative · entry 2

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,961

SEC source: 0001289889-21-000016 · wf-form4_164004186030768.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,828

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001629817-21-000010 · wf-form4_164004119054764.xml · nonDerivative · entry 1

Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,306

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001622461-21-000012 · wf-form4_164004090816820.xml · nonDerivative · entry 1

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,480

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001094792-21-000024 · wf-form4_164009681897484.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418,216

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001629817-21-000008 · wf-form4_163761634655344.xml · nonDerivative · entry 1

Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,864

F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001289889-21-000014 · wf-form4_163217196774725.xml · nonDerivative · entry 3

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,959

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001622461-21-000010 · wf-form4_163216948777814.xml · nonDerivative · entry 2

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,317

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001289889-21-000014 · wf-form4_163217196774725.xml · nonDerivative · entry 2

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,046

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $36.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001622461-21-000010 · wf-form4_163216948777814.xml · nonDerivative · entry 1

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,467

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.19 to $36.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges.

SEC source: 0001094792-21-000022 · wf-form4_163216856826268.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,306

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities.

SEC source: 0001289889-21-000014 · wf-form4_163217196774725.xml · nonDerivative · entry 4

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by MDH Trust

Disclosed balance after: 34,689

F3 · ownership.nature: Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.

SEC source: 0001289889-21-000014 · wf-form4_163217196774725.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,157

SEC source: 0001131058-21-000003 · wf-form4_162810924738380.xml · nonDerivative · entry 1

COURTER STEPHEN E · CIK 0001131058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,034

F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2021, 12/16/2021, 3/16/2022 and 6/16/2022.

SEC source: 0001805725-21-000002 · wf-form4_162810969354326.xml · nonDerivative · entry 1

Walsh Teresa Miles · CIK 0001805725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,844

F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2021, 12/16/2021, 3/16/2022 and 6/16/2022.

SEC source: 0001458635-21-000004 · wf-form4_162810941063112.xml · nonDerivative · entry 1

MAY DAVID · CIK 0001458635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,791

F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2021, 12/16/2021, 3/16/2022 and 6/16/2022.

SEC source: 0001719895-21-000002 · wf-form4_162810954802014.xml · nonDerivative · entry 1

Ross Joe · CIK 0001719895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,899

F1 · shares: Represents restricted stock units vesting in 4 equal installments on each of 9/16/2021, 12/16/2021, 3/16/2022 and 6/16/2022.

SEC source: 0001094792-21-000018 · wf-form4_162526327749459.xml · nonDerivative · entry 2

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437,707

F3 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.55 to $42.04, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001094792-21-000018 · wf-form4_162526327749459.xml · derivative · entry 4

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation.

F5 · derivative.exercise_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation.

F5 · derivative.expiration_date: 0% to 300% of these TSR performance PSUs may vest on June 30, 2021 based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021. The percentage of TSR Performance PSUs that may vest will be (a) 0% if TSR is below 5.0%; (b) 50% if TSR is 5.0%; (c) 100% if TSR is 10%; and (d) 300% if TSR is 20% or greater. If TSR is between 5.0% and 10% or between 10% and 20%, the percentage of TSR Performance RSUs that may vest is determined using linear interpolation.

SEC source: 0001094792-21-000018 · wf-form4_162526327749459.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Based on the Company's total stockholder return ("TSR") for the 18 month period ending June 30, 2021, approximately 204% of the PSUs awarded on February 24, 2020 vested on June 30, 2021 in accordance with the terms of Mr. McDonald's performance grant.

F2 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001094792-21-000016 · wf-form4_162431679280657.xml · nonDerivative · entry 2

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,102

SEC source: 0001289889-21-000012 · wf-form4_162431663471909.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,846

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.38 to $41.91, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001622461-21-000008 · wf-form4_162431693674715.xml · nonDerivative · entry 2

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,275

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001629817-21-000006 · wf-form4_162430729264880.xml · nonDerivative · entry 3

Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,345

F3 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001094792-21-000016 · wf-form4_162431679280657.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,153

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.99 to $41.49, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001622461-21-000008 · wf-form4_162431693674715.xml · nonDerivative · entry 1

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,324

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.99 to $41.49, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001629817-21-000006 · wf-form4_162430729264880.xml · nonDerivative · entry 2

Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,400

F3 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001629817-21-000006 · wf-form4_162430729264880.xml · nonDerivative · entry 1

Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,744

F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.64 to $42.38, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001622461-21-000006 · wf-form4_161895647804172.xml · derivative · entry 3

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,525 shares

Expires 2027-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options were exercised pursuant to shareholder's 10b5-1 trading plan.

F3 · derivative.exercise_date: Currently exercisable.

SEC source: 0001622461-21-000006 · wf-form4_161895647804172.xml · nonDerivative · entry 2

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,386

F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan.

SEC source: 0001622461-21-000006 · wf-form4_161895647804172.xml · nonDerivative · entry 1

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options were exercised pursuant to shareholder's 10b5-1 trading plan.

SEC source: 0001094792-21-000014 · wf-form4_161618463311626.xml · nonDerivative · entry 2

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,475

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.92, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001094792-21-000014 · wf-form4_161618463311626.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,715

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001289889-21-000010 · wf-form4_161618472382493.xml · nonDerivative · entry 2

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,244

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.92 inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001289889-21-000010 · wf-form4_161618472382493.xml · nonDerivative · entry 1

Hill Michael Douglass · CIK 0001289889 · CFO &Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,685

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001622461-21-000004 · wf-form4_161618454959290.xml · nonDerivative · entry 2

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,850

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.87, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001622461-21-000004 · wf-form4_161618454959290.xml · nonDerivative · entry 1

Favaron Rodney C · CIK 0001622461 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,210

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001094792-21-000021 · wf-form4a_163216848257994.xml · nonDerivative · entry 2

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366,164

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F4 · shares: Form is being amended to report the correct number of shares sold.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.92, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001094792-21-000021 · wf-form4a_163216848257994.xml · nonDerivative · entry 1

MCDONALD JOHN T · CIK 0001094792 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,715

F1 · kind: Shares were sold pursuant to a 10b5-1 plan to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.66, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.

SEC source: 0001458635-21-000002 · wf-form4_161480564745544.xml · nonDerivative · entry 3

MAY DAVID · CIK 0001458635 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Roth IRA

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.31, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001458635-21-000002 · wf-form4_161480564745544.xml · nonDerivative · entry 2

MAY DAVID · CIK 0001458635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,740

F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan.