Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bazaarvoice IncBV · Entity 169747 | CLO, GC & Secretary | February 01, 2018 | February 05, 2018 |
| Upland Software, Inc.UPLD · Entity 7891 | CLO and Secretary | September 16, 2023 | September 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bazaarvoice Inc
Report date February 01, 2018 · Filed February 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-02-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-02-01 · Grant · Acquired 57,002 · Balance 265,553 F1: The reporting person was previously granted restricted stock units that would vest upon the satisfaction of certain performance criteria, which criteria were deemed satisfied at 100% of target in accordance with the Merger Agreement (as defined below), resulting in the deemed vesting of the reported shares. Row 2 · 2018-02-01 · Disposition to issuer · Disposed 77,892 · Balance 187,661 F2: Disposed of pursuant to the Agreement and Plan of Merger, by and among BV Parent, LLC, BV Merger Sub, Inc. and Bazaarvoice, Inc. (the "Issuer"), dated November 26, 2017 (as amended, the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $5.50 per share. Row 3 · 2018-02-01 · Disposition to issuer · Disposed 187,661 · Balance 0 F3: Disposed of pursuant to the Merger Agreement whereby such unvested restricted stock units ("Unvested RSUs") were cancelled at the Effective Time and converted into the right to receive a consideration equal to the value of the product of $5.50 and the number of Unvested RSUs granted to such ELT Member (the "RSU Consideration"), whereby (i) 20% of the RSU Consideration was paid in cash, (ii) 40% of the RSU Consideration was paid through the issuance of one Class A Preferred Unit of MEP-BV Topco, LP ("Topco") and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the RSU Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be profits interests and vest over a period of five (5) years from the Effective Time. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.32 · Expires 2023-02-20 | Direct | 0 |
Reported balance
After 2018-02-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.60 · Expires 2024-12-09 | Direct | 0 |
Reported balance
After 2018-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-01 · Disposition to issuer · Disposed 15,000 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.42 · Expires 2025-06-17 | Direct | 0 |
Reported balance
After 2018-02-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-02-01 · Disposition to issuer · Disposed 88,900 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.94 · Expires 2023-06-07 | Direct | 31,793 |
Reported balance
After 2018-02-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-02-01 · Disposition to issuer · Disposed 22,709 · Balance 31,793 F5: Disposed of pursuant to the Merger Agreement, whereby such vested options were cancelled at the Effective Time and converted into the right to receive a total amount in cash, equal to the product of (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock option. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.94 · Expires 2023-06-07 | Direct | 0 |
Reported balance
After 2018-02-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-01 · Disposition to issuer · Disposed 31,793 · Balance 0 F6: Disposed of pursuant to the Merger Agreement, whereby such unvested options were cancelled at the Effective Time and converted into the right to receive consideration equal to the value of the product of the (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock options (the "Option Consideration"), whereby (i) 20% of the Option Consideration was paid in cash, (ii) 40% of the Option Consideration was paid through the issuance of one Class A Preferred Unit of Topco and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the Option Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be deemed profits interests and vest over a period of five (5) years from the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was previously granted restricted stock units that would vest upon the satisfaction of certain performance criteria, which criteria were deemed satisfied at 100% of target in accordance with the Merger Agreement (as defined below), resulting in the deemed vesting of the reported shares.
F2: Disposed of pursuant to the Agreement and Plan of Merger, by and among BV Parent, LLC, BV Merger Sub, Inc. and Bazaarvoice, Inc. (the "Issuer"), dated November 26, 2017 (as amended, the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $5.50 per share.
F3: Disposed of pursuant to the Merger Agreement whereby such unvested restricted stock units ("Unvested RSUs") were cancelled at the Effective Time and converted into the right to receive a consideration equal to the value of the product of $5.50 and the number of Unvested RSUs granted to such ELT Member (the "RSU Consideration"), whereby (i) 20% of the RSU Consideration was paid in cash, (ii) 40% of the RSU Consideration was paid through the issuance of one Class A Preferred Unit of MEP-BV Topco, LP ("Topco") and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the RSU Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be profits interests and vest over a period of five (5) years from the Effective Time.
F4: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration.
F5: Disposed of pursuant to the Merger Agreement, whereby such vested options were cancelled at the Effective Time and converted into the right to receive a total amount in cash, equal to the product of (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock option.
F6: Disposed of pursuant to the Merger Agreement, whereby such unvested options were cancelled at the Effective Time and converted into the right to receive consideration equal to the value of the product of the (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock options (the "Option Consideration"), whereby (i) 20% of the Option Consideration was paid in cash, (ii) 40% of the Option Consideration was paid through the issuance of one Class A Preferred Unit of Topco and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the Option Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be deemed profits interests and vest over a period of five (5) years from the Effective Time.
Upland Software, Inc.
Report date September 16, 2023 · Filed September 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,590 |
Reported balance
After 2023-09-16 transaction · row 1
1 source rowRow 1 · 2023-09-16 · Tax withholding · Disposed 6,724 · Balance 194,590 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2023 Filed Sep 19, 2023 21:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,724 | $3.86 | $25,954.64 |
DisclosureSEC source: 0001629817-23-000004 · wk-form4_1695158281.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,590 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 20:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,724 | $3.53 | $23,735.72 |
DisclosureSEC source: 0000950170-23-028937 · ownership.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,314 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 22:48 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,629 | $4.72 | $36,008.88 |
DisclosureSEC source: 0001629817-23-000003 · wf-form4_167935249139075.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,038 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:31 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001629817-23-000002 · wf-form4_167710142935186.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,667 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2023 and ending on December 16, 2025; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:10 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,724 | $7.99 | $53,724.76 |
DisclosureSEC source: 0001629817-22-000016 · wf-form4_167157060718741.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,667 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:02 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 8,300 | $7.32 | $60,756.00 |
DisclosureSEC source: 0001629817-22-000014 · wf-form4_166802773977581.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,391 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.72, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 20:30 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001629817-22-000012 · wf-form4_166672979816339.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,691 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on Dec 16, 2022 and ending on September 16, 2025; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:38 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,804 | $9.38 | $16,921.52 |
DisclosureSEC source: 0001629817-22-000010 · wf-form4_166370631103453.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,691 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:07 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,804 | $13.72 | $24,750.88 |
DisclosureSEC source: 0001629817-22-000008 · wf-form4_165584198631716.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,495 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:17 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,507 | $16.66 | $41,766.62 |
DisclosureSEC source: 0001629817-22-000006 · wf-form4_164763459877449.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,299 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 21:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001629817-22-000002 · wf-form4_164219516817521.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,806 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2022 and ending on December 16, 2024; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 23:00 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,558 | $18.11 | $118,765.38 |
DisclosureSEC source: 0001629817-21-000010 · wf-form4_164004119054764.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,306 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:26 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,481 | $21.97 | $76,477.57 |
DisclosureSEC source: 0001629817-21-000008 · wf-form4_163761634655344.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,864 F1 · kind: Shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 21, 2021 Filed Jun 21, 2021 20:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 55 | $40.71 | $2,239.05 |
DisclosureSEC source: 0001629817-21-000006 · wf-form4_162430729264880.xml · nonDerivative · entry 3 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,345 F3 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 20:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 3,344 | $40.65 | $135,932.93 |
DisclosureSEC source: 0001629817-21-000006 · wf-form4_162430729264880.xml · nonDerivative · entry 2 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,400 F3 · kind: Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 5,141 | $41.98 | $215,828.43 |
DisclosureSEC source: 0001629817-21-000006 · wf-form4_162430729264880.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · EVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,744 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.64 to $42.38, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | Disposition to issuerStock Options (Right to Buy) · Derivative | 31,793 | Not disclosed Strike: $3.94 | Not disclosed |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · derivative · entry 8 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,793 shares Expires 2023-06-07 F6 · price: Disposed of pursuant to the Merger Agreement, whereby such unvested options were cancelled at the Effective Time and converted into the right to receive consideration equal to the value of the product of the (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock options (the "Option Consideration"), whereby (i) 20% of the Option Consideration was paid in cash, (ii) 40% of the Option Consideration was paid through the issuance of one Class A Preferred Unit of Topco and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the Option Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be deemed profits interests and vest over a period of five (5) years from the Effective Time. F6 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby such unvested options were cancelled at the Effective Time and converted into the right to receive consideration equal to the value of the product of the (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock options (the "Option Consideration"), whereby (i) 20% of the Option Consideration was paid in cash, (ii) 40% of the Option Consideration was paid through the issuance of one Class A Preferred Unit of Topco and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the Option Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be deemed profits interests and vest over a period of five (5) years from the Effective Time. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | Disposition to issuerStock Options (Right to Buy) · Derivative | 22,709 | $1.56 Strike: $3.94 | $35,426.04 |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · derivative · entry 7 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,793 Underlying: Common Stock · 22,709 shares Expires 2023-06-07 F5 · price: Disposed of pursuant to the Merger Agreement, whereby such vested options were cancelled at the Effective Time and converted into the right to receive a total amount in cash, equal to the product of (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock option. F5 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby such vested options were cancelled at the Effective Time and converted into the right to receive a total amount in cash, equal to the product of (x) excess of $5.50 over the exercise price per share of each stock option and (y) the number of shares underlying such stock option. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | Disposition to issuerStock Options (Right to Buy) · Derivative | 88,900 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · derivative · entry 6 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 88,900 shares Expires 2025-06-17 F4 · price: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | Disposition to issuerStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · derivative · entry 5 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2024-12-09 F4 · price: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | Disposition to issuerStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.32 | $0.00 |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · derivative · entry 4 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-02-20 F4 · price: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $5.50 per share were cancelled without consideration. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | Disposition to issuerCommon Stock | 187,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · nonDerivative · entry 3 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Disposed of pursuant to the Merger Agreement whereby such unvested restricted stock units ("Unvested RSUs") were cancelled at the Effective Time and converted into the right to receive a consideration equal to the value of the product of $5.50 and the number of Unvested RSUs granted to such ELT Member (the "RSU Consideration"), whereby (i) 20% of the RSU Consideration was paid in cash, (ii) 40% of the RSU Consideration was paid through the issuance of one Class A Preferred Unit of MEP-BV Topco, LP ("Topco") and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the RSU Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be profits interests and vest over a period of five (5) years from the Effective Time. F3 · price: Disposed of pursuant to the Merger Agreement whereby such unvested restricted stock units ("Unvested RSUs") were cancelled at the Effective Time and converted into the right to receive a consideration equal to the value of the product of $5.50 and the number of Unvested RSUs granted to such ELT Member (the "RSU Consideration"), whereby (i) 20% of the RSU Consideration was paid in cash, (ii) 40% of the RSU Consideration was paid through the issuance of one Class A Preferred Unit of MEP-BV Topco, LP ("Topco") and one Class B Common Unit of Topco for each whole dollar in value of such percentage, and (iii) 40% of the RSU Consideration was paid through the issuance of one Class B Common Unit of Topco for each whole dollar in value of such percentage, where such Class B Common Unit of Topco shall be profits interests and vest over a period of five (5) years from the Effective Time. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | Disposition to issuerCommon Stock | 77,892 | $5.50 | $428,406.00 |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · nonDerivative · entry 2 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,661 F2 · shares: Disposed of pursuant to the Agreement and Plan of Merger, by and among BV Parent, LLC, BV Merger Sub, Inc. and Bazaarvoice, Inc. (the "Issuer"), dated November 26, 2017 (as amended, the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $5.50 per share. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 12:07 UTC | Bazaarvoice Inc BV · Entity 169747 | GrantCommon Stock | 57,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007317 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,553 F1 · shares: The reporting person was previously granted restricted stock units that would vest upon the satisfaction of certain performance criteria, which criteria were deemed satisfied at 100% of target in accordance with the Merger Agreement (as defined below), resulting in the deemed vesting of the reported shares. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 16:06 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 4,471 | $4.45 | $19,895.95 |
DisclosureSEC source: 0001209191-17-066783 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,551 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 16:06 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 343 | $4.75 | $1,629.25 |
DisclosureSEC source: 0001209191-17-053591 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,022 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:13 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 7,434 | $4.75 | $35,311.50 |
DisclosureSEC source: 0001209191-17-041342 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,365 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 17:32 UTC | Bazaarvoice Inc BV · Entity 169747 | GrantCommon Stock | 57,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039243 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,799 F1 · shares: Represents restricted stock units vesting as follows: 1/3 of the total number of RSUs shall vest on June 20, 2018 and an additional 1/3 of the total number of RSUs shall vest on the corresponding day of each year thereafter. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 16:22 UTC | Bazaarvoice Inc BV · Entity 169747 | GrantStock Options (Right to Buy) · Derivative | 54,502 | $0.00 Strike: $3.94 | $0.00 |
DisclosureSEC source: 0001209191-17-037244 · doc4.xml · derivative · entry 2 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,502 Underlying: Common Stock · 54,502 shares Expires 2023-06-07 F1 · derivative.exercise_date: Reflects the acquisition of an option to purchase shares of common stock initially granted to Reporting Person on June 7, 2016, but only earned upon the satisfaction of certain performance criteria applicable to the option, which were determined satisfied on June 1, 2017. The option vested with respect to twenty-five percent (25%) of the shares on June 1, 2017 and will vest with respect to the remainder of the shares ratably on a monthly basis over the following 36 months, subject to continued service through each applicable vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:06 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 409 | $4.30 | $1,758.70 |
DisclosureSEC source: 0001209191-17-024670 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,799 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 17:01 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 1,023 | $4.30 | $4,398.90 |
DisclosureSEC source: 0001209191-17-022331 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,208 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 20:21 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 4,115 | $5.15 | $21,192.25 |
DisclosureSEC source: 0001209191-16-156388 · doc4.xml · nonDerivative · entry 2 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,231 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 20:21 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 357 | $5.15 | $1,838.55 |
DisclosureSEC source: 0001209191-16-156388 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,346 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 16:05 UTC | Bazaarvoice Inc BV · Entity 169747 | Tax withholdingCommon Stock | 343 | $5.00 | $1,715.00 |
DisclosureSEC source: 0001209191-16-142448 · doc4.xml · nonDerivative · entry 1 Gill Kinloch III · CIK 0001629817 · CLO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,703 F1 · kind: Shares withheld to cover taxes due upon the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.