Tapewire

Nasdaq · USD

UNTY

UNITY BANCORP INC /NJ/

Export transactions ↓
Tapewire entity
5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 4, 2018 18:21 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionStock Option · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · derivative · entry 5

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Mr. Dallas exercised 8,800 stock options at $3.46 per share.

F9 · derivative.exercise_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F9 · derivative.expiration_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F7 · balance_after: A total of 9,200 stock options were granted under various dates and vesting periods of which 2,001 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantStock Option · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F6 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F7 · balance_after: A total of 9,200 stock options were granted under various dates and vesting periods of which 2,001 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · nonDerivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: 11,075 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvested shares for a total of 4,383.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:20 UTC
Tucker AaronDirector
GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000011 · wf-form4_151509003476394.xml · derivative · entry 3

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: 9,100 stock options were granted under various dates and vesting periods of which 1,967 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:20 UTC
Tucker AaronDirector
GrantRestricted Stock 750 $19.75 $14,812.50
Disclosure

SEC source: 0000920427-18-000011 · wf-form4_151509003476394.xml · nonDerivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

F1 · shares: 750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,630 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000012 · wf-form4_151509005391848.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: 17,900 stock options were granted under various dates and vesting periods of which 10,767 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC GrantRestricted Stock 750 $19.75 $14,812.50
Disclosure

SEC source: 0000920427-18-000012 · wf-form4_151509005391848.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

F1 · shares: 750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,630 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 16:17 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 2,500 $20.34 $50,850.00
Disclosure

SEC source: 0000920427-17-000099 · wf-form4_151335466241322.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,355

F1 · balance_after: 100,355 shares consisting of 74,456 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 16:17 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 2,500 $20.33 $50,825.00
Disclosure

SEC source: 0000920427-17-000099 · wf-form4_151335466241322.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,855

Read SEC document
November 17, 2017 Filed Nov 20, 2017 20:12 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Options · Derivative 3,465 $6.80 Strike: $6.80 $23,562.00
Disclosure

SEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · derivative · entry 5

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 3,465 shares

Expires 2018-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Mr. Hughes exercised 3,465 stock options at $6.80 per share. 1,400 were sold at $19.89 per share.

F8 · derivative.exercise_date: 3,465 stock options were granted on 4/2/2008, which vested one-third per year commencing 4/2/2009; 4/2/2010; and 4/2/2011 at $6.80 per share that expire on 4/2/2018.

F8 · derivative.expiration_date: 3,465 stock options were granted on 4/2/2008, which vested one-third per year commencing 4/2/2009; 4/2/2010; and 4/2/2011 at $6.80 per share that expire on 4/2/2018.

F6 · balance_after: 33,000 stock options were granted to Mr. Hughes of which 22,000 are currently exercisable.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 20:12 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Options · Derivative 8,085 $7.00 Strike: $7.00 $56,595.00
Disclosure

SEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · derivative · entry 4

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 8,085 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Hughes exercised 8,085 stock options at $7.00 per share. 3,300 shares were sold at $19.89 per share.

F5 · derivative.exercise_date: 8,085 stock options were granted on 2/29/2008, which vested one-third per year commencing 2/28/2009; 2/28/2010; and 2/28/2011 at $7.00 per share that expire on 2/28/2018.

F5 · derivative.expiration_date: 8,085 stock options were granted on 2/29/2008, which vested one-third per year commencing 2/28/2009; 2/28/2010; and 2/28/2011 at $7.00 per share that expire on 2/28/2018.

F6 · balance_after: 33,000 stock options were granted to Mr. Hughes of which 22,000 are currently exercisable.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 20:12 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,363 $6.80 $9,268.40
Disclosure

SEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Hughes exercised 2,065 stock options at $6.80 through a "net out" with the Company based on the stock price of $20.00 resulting in the issuance of 1,363 shares.

F2 · balance_after: 105,355 shares consisting of 79,456 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 20:12 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 3,111 $7.00 $21,777.00
Disclosure

SEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Hughes exercised 4,785 stock options at $7.00 through a "net out" with the Company based on the stock price of $20.00 resulting in the issuance of 3,111 shares.

F2 · balance_after: 105,355 shares consisting of 79,456 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan.

Read SEC document
October 27, 2017 Filed Oct 27, 2017 18:08 UTC Exercise / conversionStock Options · Derivative 1,467 $10.97 Strike: $10.97 $16,092.99
Disclosure

SEC source: 0000920427-17-000089 · wf-form4_150912767445918.xml · derivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,533

Underlying: Common Stock · 1,467 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mrs. Gross exercised 1,467 stock options at $10.97 per share; all of which were sold at $19.60 per share.

F4 · derivative.exercise_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year commencing 1/5/2017, 1/5/2018, and 1/5/2019 at $10.97 per share that expire on 1/5/2026.

F4 · derivative.expiration_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year commencing 1/5/2017, 1/5/2018, and 1/5/2019 at $10.97 per share that expire on 1/5/2026.

F5 · balance_after: 4,533 stock options were granted to Mrs. Gross of which none are currently exercisable.

Read SEC document
October 26, 2017 Filed Oct 26, 2017 16:47 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 8,178 $6.06 Strike: $6.06 $49,558.68
Disclosure

SEC source: 0000920427-17-000087 · wf-form4_150903643091257.xml · derivative · entry 5

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 8,178 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Bedner exercised 16,500 stock options at $6.06 per share. 1,600 shares were sold at $19.95 per share; 6,722 shares were sold at $19.79 per share; and 8,178 shares were sold at $19.50 per share.

F4 · derivative.exercise_date: 16,500 stock options were granted on 5/26/2011, which vested one-third per year commencing 5/26/2012; 5/26/2013; and 5/26/2014 at $6.06 per share that expire on 5/26/2021.

F4 · derivative.expiration_date: 16,500 stock options were granted on 5/26/2011, which vested one-third per year commencing 5/26/2012; 5/26/2013; and 5/26/2014 at $6.06 per share that expire on 5/26/2021.

F5 · balance_after: 76,000 stock options were granted to Mr. Bedner of which 55,000 are currently exercisable.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 16:47 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 6,722 $6.06 Strike: $6.06 $40,735.32
Disclosure

SEC source: 0000920427-17-000087 · wf-form4_150903643091257.xml · derivative · entry 4

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,178

Underlying: Common Stock · 6,722 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Bedner exercised 16,500 stock options at $6.06 per share. 1,600 shares were sold at $19.95 per share; 6,722 shares were sold at $19.79 per share; and 8,178 shares were sold at $19.50 per share.

F4 · derivative.exercise_date: 16,500 stock options were granted on 5/26/2011, which vested one-third per year commencing 5/26/2012; 5/26/2013; and 5/26/2014 at $6.06 per share that expire on 5/26/2021.

F4 · derivative.expiration_date: 16,500 stock options were granted on 5/26/2011, which vested one-third per year commencing 5/26/2012; 5/26/2013; and 5/26/2014 at $6.06 per share that expire on 5/26/2021.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 16:47 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 1,600 $6.06 Strike: $6.06 $9,696.00
Disclosure

SEC source: 0000920427-17-000087 · wf-form4_150903643091257.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,900

Underlying: Common Stock · 1,600 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Bedner exercised 16,500 stock options at $6.06 per share. 1,600 shares were sold at $19.95 per share; 6,722 shares were sold at $19.79 per share; and 8,178 shares were sold at $19.50 per share.

F4 · derivative.exercise_date: 16,500 stock options were granted on 5/26/2011, which vested one-third per year commencing 5/26/2012; 5/26/2013; and 5/26/2014 at $6.06 per share that expire on 5/26/2021.

F4 · derivative.expiration_date: 16,500 stock options were granted on 5/26/2011, which vested one-third per year commencing 5/26/2012; 5/26/2013; and 5/26/2014 at $6.06 per share that expire on 5/26/2021.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 19:44 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 3,505 $6.46 Strike: $6.46 $22,642.30
Disclosure

SEC source: 0000920427-17-000081 · wf-form4_150524545300264.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 3,505 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Brody exercised 3,505 stock options at $6.46 per share, and sold at $17.50 per share.

F5 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F5 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F6 · balance_after: 14,800 stock options were granted to Mr. Brody of which 10,267 are currently exercisable.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:16 UTC Exercise / conversionStock Options · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000077 · wf-form4_150480819960054.xml · derivative · entry 3

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Courtright exercised 4,620 stock options at $6.46 per share.

F4 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008, 12/20/2009 and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F4 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008, 12/20/2009 and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F5 · balance_after: 14,800 stock options were granted of which 10,267 are currently exercisable.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:16 UTC Exercise / conversionCommon Stock 4,620 $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000077 · wf-form4_150480819960054.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 17,885 shares are held in an account at Computershare, and 82,628 shares are held in brokerage accounts.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 20:33 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 470 $6.46 Strike: $6.46 $3,036.20
Disclosure

SEC source: 0000920427-17-000075 · wf-form4_150464360163119.xml · derivative · entry 6

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Underlying: Common Stock · 470 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Brody exercised 905 stock options at $6.46 per share, and sold at $17.50 per share.

F5 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F5 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F6 · balance_after: 18,305 stock options were granted to Mr. Brody of which 13,772 are currently exercisable.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:33 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 435 $6.46 Strike: $6.46 $2,810.10
Disclosure

SEC source: 0000920427-17-000075 · wf-form4_150464360163119.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Underlying: Common Stock · 435 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Brody exercised 905 stock options at $6.46 per share, and sold at $17.50 per share.

F5 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F5 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F6 · balance_after: 18,305 stock options were granted to Mr. Brody of which 13,772 are currently exercisable.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 19:03 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 183 $6.46 Strike: $6.46 $1,182.18
Disclosure

SEC source: 0000920427-17-000073 · wf-form4_150429257671168.xml · derivative · entry 6

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,210

Underlying: Common Stock · 183 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Brody exercised 210 stock options at $6.46 per share, and sold at $17.50 per share.

F5 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F5 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F6 · balance_after: 19,210 stock options were granted to Mr. Brody of which 14,677 are currently exercisable.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 19:01 UTC Exercise / conversionStock Options · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000071 · wf-form4_150429245546017.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Souders exercised 4,620 stock options at $6.42 per share, and sold at $17.1255 per share.

F4 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.42 per share that expire on 12/20/2017.

F4 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.42 per share that expire on 12/20/2017.

F5 · balance_after: 14,700 stock options were granted to Mr. Souders of which 10,267 at currently exercisable.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 12:50 UTC Exercise / conversionStock Options · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000069 · wf-form4_150418382391723.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 4,620 stock options were granted on 12/20/2007, which vest 1/3 each year commencing 12/20/2008, 12/20/2009, and 12/20/2010 and expire on 12/20/2017.

F5 · balance_after: 14,800 stock options were granted to Mr. Maricondo of which 10,267 are currently exercisable.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 12:50 UTC Exercise / conversionCommon Stock 2,915 $6.46 $18,830.90
Disclosure

SEC source: 0000920427-17-000069 · wf-form4_150418382391723.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Maricondo exercised 4,620 stock options at $6.46 through a "net out" with the Company based on the stock price of $17.50 resulting in the issuance of 2,915 shares.

F2 · balance_after: 19,443 shares are held in an account at Computershare; and 2,130 shares are held in a broker account in Mr. Maricondo's name.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 19:03 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 27 $6.46 Strike: $6.46 $174.42
Disclosure

SEC source: 0000920427-17-000073 · wf-form4_150429257671168.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,210

Underlying: Common Stock · 27 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Brody exercised 210 stock options at $6.46 per share, and sold at $17.50 per share.

F5 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F5 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.46 per share that expire on 12/20/2017.

F6 · balance_after: 19,210 stock options were granted to Mr. Brody of which 14,677 are currently exercisable.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 18:24 UTC
HUGHES JAMES ADirector · President/CEO
PurchaseCommon Stock 875 $16.95 $14,831.25
Disclosure

SEC source: 0000920427-17-000063 · wf-form4_150247587655598.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,606

F1 · shares: 875 shares were purchased in Mr. Hughes 401K.

F2 · price: Closing price as of 8/10/17

F3 · balance_after: 100,606 shares consisting of 74,707 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 18:57 UTC PurchaseCommon Stock 1,000 $18.10 $18,100.00
Disclosure

SEC source: 0000920427-17-000061 · wf-form4_150239143029437.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,658

F1 · balance_after: 16,528 shares are held in an account at Computershare; and 2,130 shares are held in a broker account in Mr. Maricondo's name.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:10 UTC
Patel RajDirector
Exercise / conversionStock Option · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-17-000049 · wf-form4_149695260644411.xml · derivative · entry 3

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 8,800 stock options were granted on 12/18/08, which vested one-third per year commencing 12/18/09; 12/18/10 and 12/18/11 at $3.46 per share that expire on 12/18/18.

F3 · derivative.exercise_date: 8,800 stock options were granted on 12/18/08, which vested one-third per year commencing 12/18/09; 12/18/10 and 12/18/11 at $3.46 per share that expire on 12/18/18.

F3 · derivative.expiration_date: 8,800 stock options were granted on 12/18/08, which vested one-third per year commencing 12/18/09; 12/18/10 and 12/18/11 at $3.46 per share that expire on 12/18/18.

F4 · balance_after: 5,900 stock options were granted of which 1,467 are currently exercisable.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:10 UTC
Patel RajDirector
Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-17-000049 · wf-form4_149695260644411.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 27,249 shares are held in a brokerage account in the name of Mr. Patel.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:10 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionStock Options · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000048 · wf-form4_149695258733302.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17.

F4 · derivative.exercise_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17.

F4 · derivative.expiration_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17.

F5 · balance_after: 14,700 stock options were granted of which 10,267 are currently exercisable.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:10 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionCommon Stock 4,620 $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000048 · wf-form4_149695258733302.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 22,387 shares are held in an account in Mr. Dallas' name at Computershare, of which 251 shares are dividend reinvestment shares.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:09 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionStock Option · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000047 · wf-form4_149695256750427.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/2017.

F4 · derivative.exercise_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/2017.

F4 · derivative.expiration_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/2017.

F5 · balance_after: 14,800 stock options were granted of which 10,267 are currently exercisable.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:09 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionCommon Stock 4,620 $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000047 · wf-form4_149695256750427.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 22,386 shares are held in an account in Mr. Dallas' name at Computershare, of which 250 shares are dividend reinvestment shares.

Read SEC document
May 16, 2017 Filed May 17, 2017 16:08 UTC Exercise / conversionStock Options · Derivative 697 $3.62 Strike: $3.62 $2,523.14
Disclosure

SEC source: 0000920427-17-000036 · wf-form4_149503729391004.xml · derivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 697 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F3 · shares: 797 shares @ $3.62

F2 · derivative.exercise_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F2 · derivative.expiration_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F4 · balance_after: 76,000 stock options were granted of which 55,000 are currently exercisable.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:08 UTC Exercise / conversionStock Options · Derivative 100 $3.62 Strike: $3.62 $362.00
Disclosure

SEC source: 0000920427-17-000036 · wf-form4_149503729391004.xml · derivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 100 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F3 · shares: 797 shares @ $3.62

F2 · derivative.exercise_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F2 · derivative.expiration_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F4 · balance_after: 76,000 stock options were granted of which 55,000 are currently exercisable.

Read SEC document
May 12, 2017 Filed May 15, 2017 19:03 UTC Exercise / conversionStock Options · Derivative 4,703 $3.62 Strike: $3.62 $17,024.86
Disclosure

SEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 5

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,797

Underlying: Common Stock · 4,703 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62

F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable.

Read SEC document
May 12, 2017 Filed May 15, 2017 19:03 UTC Exercise / conversionStock Options · Derivative 2,040 $3.99 Strike: $3.99 $8,139.60
Disclosure

SEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 4

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,797

Underlying: Common Stock · 2,040 shares

Expires 2018-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62

F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable.

Read SEC document
May 11, 2017 Filed May 15, 2017 19:03 UTC Exercise / conversionStock Options · Derivative 3,460 $3.99 Strike: $3.99 $13,805.40
Disclosure

SEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,797

Underlying: Common Stock · 3,460 shares

Expires 2018-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62

F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable.

Read SEC document
May 11, 2017 Filed May 15, 2017 19:03 UTC Exercise / conversionStock Options · Derivative 578 $6.65 Strike: $6.65 $3,843.70
Disclosure

SEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,797

Underlying: Common Stock · 578 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62

F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.

F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:50 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 8,000 $16.75 $134,000.00
Disclosure

SEC source: 0000920427-17-000018 · wf-form4_148891261426915.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,145

F1 · shares: 8,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 2,000 shares on 3/3/18; 2,000 shares on 3/3/19; 2,000 shares on 3/3/20; and 2,000 shares on 3/3/21.

F2 · price: Stock price at the close of business on 3/2/17.

F3 · balance_after: 113,145 shares consisting of 15,119 shares of unvested stock; 7,597 shares in 401K plan; 17,427 shares in brokerage account; & 73,002 held in an account at Computershare.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:50 UTC GrantStock Options · Derivative 10,000 $16.75 Strike: $16.75 $167,500.00
Disclosure

SEC source: 0000920427-17-000017 · wf-form4_148891259380977.xml · derivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,885

Underlying: Common Stock · 10,000 shares

Expires 2027-03-03

F4 · shares: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20.

F4 · derivative.exercise_date: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20.

F4 · derivative.underlying_shares: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20.

F5 · balance_after: 92,885 options were granted to Mr. Kauchak of which 68,219 are currently exercisable.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:50 UTC GrantRestricted Stock 5,000 $16.75 $83,750.00
Disclosure

SEC source: 0000920427-17-000017 · wf-form4_148891259380977.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,657

F1 · shares: 5,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 1,250 shares on 3/3/18; 1,250 shares on 3/3/19; 1,250 shares on 3/3/20; and 1,250 shares on 3/3/21.

F2 · price: Stock price at the close of business on 3/2/17.

F3 · balance_after: 8,850 shares are unvested stock; and 46,807 shares are held in an account at Computershare

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:49 UTC
BEDNER ALAN JChief Financial Officer
GrantStock Options · Derivative 10,000 $16.75 Strike: $16.75 $167,500.00
Disclosure

SEC source: 0000920427-17-000016 · wf-form4_148891257181005.xml · derivative · entry 2

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 10,000 shares

Expires 2027-03-03

F4 · shares: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20.

F4 · derivative.exercise_date: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/20.

F5 · balance_after: 92,500 stock options were granted to Mr. Bedner of which 67,834 are currently exercisable.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:49 UTC
BEDNER ALAN JChief Financial Officer
GrantRestricted Stock 5,000 $16.75 $83,750.00
Disclosure

SEC source: 0000920427-17-000016 · wf-form4_148891257181005.xml · nonDerivative · entry 1

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,561

F1 · shares: 5,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 1,250 shares on 3/3/18; 1,250 shares on 3/3/19; 1,250 shares on 3/3/20; and 1,250 shares on 3/3/2021.

F2 · price: Stock price at the close of business on 3/2/2017.

F3 · balance_after: 8,850 shares are unvested stock; and 6,597 shares are held in account at Computershare. An additional 4,114 shares are held in Mr. Bedner's 401K.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:49 UTC GrantStock Options · Derivative 10,000 $16.75 Strike: $16.75 $167,500.00
Disclosure

SEC source: 0000920427-17-000015 · wf-form4_148891255306565.xml · derivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,578

Underlying: Common Stock · 10,000 shares

Expires 2027-03-03

F4 · shares: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/2020.

F4 · derivative.exercise_date: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/2020.

F5 · balance_after: 87,578 stock options were granted to Ms. Bolomey of which 62,912 are currently exercisable.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:49 UTC GrantRestricted Stock 6,000 $16.75 $100,500.00
Disclosure

SEC source: 0000920427-17-000015 · wf-form4_148891255306565.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,139

F1 · shares: 6,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 1,500 shares on 3/3/18; 1,500 shares on 3/3/19; 1,500 shares on 3/3/20; and 1,500 shares on 3/3/21.

F2 · price: Stock price at the close of business on 3/2/17.

F3 · balance_after: 9,850 shares are unvested stock; and 15,289 shares are held in an account at Computershare.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 20:45 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001033204-17-000001 · primary_doc.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 3,032 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 1/25/2007 Mr. Dallas was granted 3,032 stock options at $11.48 which vested one-third per year commencing 1/25/08, 1/25/09 and 1/25/10 and expire on1/25/17.

F2 · balance_after: A total of 19,320 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.