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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionCommon Stock 533 $15.70 $8,368.10
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · nonDerivative · entry 3

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,780 shares are held in Mr. Dallas' name in an account at Shareworks.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionCommon Stock 1,467 $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · nonDerivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,780 shares are held in Mr. Dallas' name in an account at Shareworks.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:13 UTC
BRODY MARK SDirector
GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000040 · wf-form4_154663639148126.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:16 UTC GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000044 · wf-form4_154663654954130.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:15 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantRestricted Stock 750 $20.76 $15,570.00
Disclosure

SEC source: 0000920427-19-000043 · wf-form4_154663651217310.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

F1 · shares: 750 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 188 shares on 1/2/20, 187 shares on 1/2/21, 188 shares on 1/2/22, and 187 shares on 1/2/23.

F2 · balance_after: 2,793 shares are held in an account at Computershare, which have upcoming vesting dates. 496 shares are dividend reinvested shares for a total of 3,289.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:14 UTC
Patel RajDirector
GrantRestricted Stock 750 $20.76 $15,570.00
Disclosure

SEC source: 0000920427-19-000042 · wf-form4_154663647311151.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

F1 · shares: 750 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 188 shares on 1/2/20, 187 shares on 1/2/21, 188 shares on 1/2/22, and 187 shares on 1/2/23.

F2 · balance_after: 2,793 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:14 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000041 · wf-form4_154663643217674.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:12 UTC GrantRestricted Stock 750 $20.76 $15,570.00
Disclosure

SEC source: 0000920427-19-000039 · wf-form4_154663635110252.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

F1 · shares: 750 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 188 shares on 1/2/20, 187 shares on 1/2/21, 188 shares on 1/2/22, and 187 shares on 1/2/23.

F2 · balance_after: 2,793 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:12 UTC
Rooney StephenChief Lending Officer/1st SVP
Tax withholdingRestricted Stock 151 $20.76 $3,134.76
Disclosure

SEC source: 0000920427-19-000038 · wf-form4_154663631142101.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,388

F1 · shares: 151 shares were withheld @ $20.76 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 3,388 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:11 UTC GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000037 · wf-form4_154663627113012.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:10 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000036 · wf-form4_154663622656469.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:10 UTC GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000035 · wf-form4_154663618603674.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:09 UTC
Tucker AaronDirector
GrantRestricted Stock 750 $20.76 $15,570.00
Disclosure

SEC source: 0000920427-19-000034 · wf-form4_154663614684421.xml · nonDerivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

F1 · shares: 750 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 188 shares on 1/2/20, 187 shares on 1/2/21, 188 shares on 1/2/22, and 187 shares on 1/2/23.

F2 · balance_after: 2,793 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:06 UTC
HUGHES JAMES ADirector · President/CEO
GrantStock Options · Derivative 14,000 $18.25 Strike: $18.25 $255,500.00
Disclosure

SEC source: 0000920427-18-000150 · wf-form4_154584038714764.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 14,000 shares

Expires 2028-12-21

F3 · shares: 14,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year, i.e., 4,667 on 12/21/19, 4,666 on 12/21/20, and 4,667 on 12/21/21.

F4 · balance_after: 57,000 stock options were granted to Mr. Hughes, of which 29,333 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:07 UTC GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000152 · wf-form4_154584046201818.xml · derivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,267

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · price: 9,267 stock options were granted under various dates and vesting periods of which 534 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:07 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000151 · wf-form4_154584042487018.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F4 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F5 · balance_after: A total of 8,667 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:06 UTC GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000149 · wf-form4_154584035031274.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · balance_after: 12,100 stock options were granted under various dates and vesting periods of which 3,433 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:04 UTC GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000147 · wf-form4_154584027071447.xml · derivative · entry 3

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · balance_after: 12,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:05 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000148 · wf-form4_154584031328853.xml · derivative · entry 4

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F4 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F5 · balance_after: 12,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:04 UTC
Patel RajDirector
GrantStock Option · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000146 · wf-form4_154584022710725.xml · derivative · entry 3

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · balance_after: 12,100 stock options were granted under various dates and vesting periods of which 3,433 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:03 UTC
BRODY MARK SDirector
GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000145 · wf-form4_154584018921823.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F4 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F5 · balance_after: 12,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:02 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantStock Option · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000144 · wf-form4_154584014555202.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F4 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F5 · balance_after: A total of 8,733 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:02 UTC
Tucker AaronDirector
GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000143 · wf-form4_154584010787687.xml · derivative · entry 3

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · balance_after: 12,100 stock options were granted under various dates and vesting periods of which 3,433 are currently exercisable.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:01 UTC GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000142 · wf-form4_154584007057739.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · balance_after: 12,200 stock options were granted to Mr. Maricondo of which 3,467 are currently exercisable.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:41 UTC Amendment GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000022 · wf-form4a_154646164916621.xml · derivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,267

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:40 UTC Amendment
TUCKER ALLENDirector · Vice Chairman of the Board
GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000021 · wf-form4a_154646161040747.xml · derivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:39 UTC Amendment
Tucker AaronDirector
GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000019 · wf-form4a_154646153270396.xml · derivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:39 UTC Amendment GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000020 · wf-form4a_154646157196481.xml · derivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:38 UTC Amendment
Patel RajDirector
GrantStock Option · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000018 · wf-form4a_154646148355663.xml · derivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:36 UTC Amendment
HUGHES JAMES ADirector · President/CEO
GrantStock Options · Derivative 14,000 $18.77 Strike: $18.77 $262,780.00
Disclosure

SEC source: 0000920427-19-000016 · wf-form4a_154646139633920.xml · derivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 14,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:37 UTC Amendment GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000017 · wf-form4a_154646144066096.xml · derivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:35 UTC Amendment
DALLAS ROBERT H IIDirector · 10% owner
GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000014 · wf-form4a_154646132032319.xml · derivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:36 UTC Amendment
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantStock Option · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000015 · wf-form4a_154646135817423.xml · derivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:34 UTC Amendment
BRODY MARK SDirector
GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000013 · wf-form4a_154646127446606.xml · derivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

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December 21, 2018 Filed Jan 2, 2019 20:34 UTC Amendment GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000012 · wf-form4a_154646123569588.xml · derivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

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December 17, 2018 Filed Dec 19, 2018 14:59 UTC
Rooney StephenChief Lending Officer/1st SVP
Tax withholdingRestricted Stock 245 $20.26 $4,963.70
Disclosure

SEC source: 0000920427-18-000130 · wf-form4_154523152962338.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763

F1 · shares: 245 shares were withheld @ $20.26 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 3,763 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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December 14, 2018 Filed Dec 17, 2018 20:40 UTC
HUGHES JAMES ADirector · President/CEO
PurchaseCommon Stock 961 $20.82 $20,008.02
Disclosure

SEC source: 0000920427-18-000128 · wf-form4_154507919789852.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,183

F1 · shares: 961 shares were purchased in Mr. Hughes 401K @ $20.82 per share.

F2 · balance_after: 100,183 shares consisting of 78,324 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares in a 401K plan.

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December 13, 2018 Filed Dec 14, 2018 21:05 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 28 $5.82 Strike: $5.82 $162.96
Disclosure

SEC source: 0000920427-18-000126 · wf-form4_154482152402386.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,011

Underlying: Common Stock · 28 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Bedner exercised 28 stock options at $5.82 per share, and sold at $21.50 per share.

F4 · balance_after: 74,011 stock option were granted to Mr. Bedner, of which 53,678 are currently exercisable.

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December 11, 2018 Filed Dec 13, 2018 19:59 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 95 $5.82 Strike: $5.82 $552.90
Disclosure

SEC source: 0000920427-18-000124 · wf-form4_154473115736262.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,039

Underlying: Common Stock · 95 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Bedner exercised 95 stock options at $5.82 per share, and sold at $21.50 per share.

F4 · balance_after: 74,039 stock option were granted to Mr. Bedner, of which 53,706 are currently exercisable.

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December 10, 2018 Filed Dec 12, 2018 18:20 UTC
Rooney StephenChief Lending Officer/1st SVP
GrantStock Options · Derivative 5,000 $21.30 Strike: $21.30 $106,500.00
Disclosure

SEC source: 0000920427-18-000122 · wf-form4_154463879523132.xml · derivative · entry 3

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 5,000 shares

Expires 2028-12-10

F4 · shares: 5,000 stock options were granted on 12/10/18, which vest 1/3 per year; i.e. 1,667 on 12/10/19, 1,666 on 12/10/20, and 1,667 on 12/10/21.

F5 · balance_after: 23,000 stock options were granted to Mr. Rooney of which 5,334 are currently exercisable.

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December 10, 2018 Filed Dec 12, 2018 18:20 UTC
Rooney StephenChief Lending Officer/1st SVP
GrantRestricted Stock 1,250 $21.30 $26,625.00
Disclosure

SEC source: 0000920427-18-000122 · wf-form4_154463879523132.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Lending Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: 1,250 restricted shares were granted on 12/10/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 312 shares on 12/10/19, 313 shares on 12/10/20, 312 shares on 12/10/21, and 313 shares on 12/10/22.

F2 · balance_after: 4,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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December 04, 2018 Filed Dec 6, 2018 14:08 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 3,518 $5.82 Strike: $5.82 $20,474.76
Disclosure

SEC source: 0000920427-18-000120 · wf-form4_154410530244668.xml · derivative · entry 4

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,134

Underlying: Common Stock · 3,518 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Bedner exercised 3,518 stock options at $5.82 per share, and sold at $21.66 per share.

F5 · balance_after: 74,134 stock options were granted to Mr. Bedner, of which 53,801 are currently exercisable.

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December 03, 2018 Filed Dec 6, 2018 14:08 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 5,848 $5.82 Strike: $5.82 $34,035.36
Disclosure

SEC source: 0000920427-18-000120 · wf-form4_154410530244668.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,652

Underlying: Common Stock · 5,848 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Bedner exercised 5,848 stock options at $5.82 per share, and sold at $21.91 per share.

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November 30, 2018 Filed Dec 4, 2018 18:23 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 2,200 $3.46 Strike: $3.46 $7,612.00
Disclosure

SEC source: 0000920427-18-000116 · wf-form4_154394779947750.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 2,200 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Dr. Brody exercised 2,200 stock options at $3.46 per share, and sold at $22.40 per share.

F5 · balance_after: 9,200 stock options were granted of which 3,467 are currently exercisable.

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August 28, 2018 Filed Aug 29, 2018 18:30 UTC Exercise / conversionStock Options · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000105 · wf-form4_153556738833010.xml · derivative · entry 3

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 8,800 stock options were granted on 12/18/2008, which vest 1/3 each year commencing 12/18/2009, 12/18/2010, and 12/18/2011 and expire on 12/18/2018.

F5 · balance_after: 9,200 stock options were granted to Mr. Courtright of which 3,467 are currently exercisable.

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August 28, 2018 Filed Aug 29, 2018 18:30 UTC Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000105 · wf-form4_153556738833010.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Courtright exercised 8,800 stock options at $3.46 per share.

F2 · balance_after: 28,795 shares are held in an account at Computershare; and 78,601 shares are held in additional brokerage accounts.

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August 24, 2018 Filed Aug 24, 2018 19:23 UTC Exercise / conversionStock Options · Derivative 4,000 $6.06 Strike: $6.06 $24,240.00
Disclosure

SEC source: 0000920427-18-000103 · wf-form4_153513860052525.xml · derivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 4,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mrs. Bolomey exercised 4,000 stock options at $6.06 per share, and sold at $24.65 per share.

F4 · balance_after: 82,000 stock options were granted to Mrs. Bolomey of which 61,667 are currently exercisable.

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August 21, 2018 Filed Aug 22, 2018 18:52 UTC Exercise / conversionStock Options · Derivative 1,466 $10.97 Strike: $10.97 $16,082.02
Disclosure

SEC source: 0000920427-18-000099 · wf-form4_153496392918018.xml · derivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

Underlying: Common Stock · 1,466 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Ms. Gross exercised 1,466 stock options at $10.97 per share, and sold at $24.30 per share.

F4 · price: 6,267 stock options were granted to Ms. Gross of which 534 are currently exercisable.

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August 03, 2018 Filed Aug 6, 2018 18:25 UTC Exercise / conversionStock Options · Derivative 4,400 $3.46 Strike: $3.46 $15,224.00
Disclosure

SEC source: 0000920427-18-000095 · wf-form4_153357988489952.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 4,400 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Souders exercised 4,400 stock options at $3.46 per share, and sold at $23.67 per share.

F4 · balance_after: 9,100 stock options were granted to Mr. Souders of which 3,433 are currently exercisable.

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July 27, 2018 Filed Aug 1, 2018 14:56 UTC
BEDNER ALAN JChief Financial Officer
Exercise / conversionStock Options · Derivative 2,500 $5.82 Strike: $5.82 $14,550.00
Disclosure

SEC source: 0000920427-18-000093 · wf-form4_153313537336747.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

Underlying: Common Stock · 2,500 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Bedner exercised 2,500 stock options at $5.82 per share, and sold at $25.15 per share.

F4 · balance_after: 83,500 stock options were granted to Mr. Bedner, of which 63,167 are currently exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.