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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2021 Filed Apr 22, 2021 21:15 UTC
Cook LaureenChief Accounting Officer
SaleCommon Stock 3,964 $21.47 $85,094.00
Disclosure

SEC source: 0001562180-21-002914 · primarydocument.xml · nonDerivative · entry 2

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 21:15 UTC
Cook LaureenChief Accounting Officer
Exercise / conversionCommon Stock 5,500 $9.36 $51,480.00
Disclosure

SEC source: 0001562180-21-002914 · primarydocument.xml · nonDerivative · entry 1

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 15:55 UTC
Boyan GeorgeChief Financial Officer
GrantRestricted Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002693 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: 10,000 restricted shares were granted on 4/5/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,500 shares on 4/5/2022, 2,500 shares on 4/5/2023, 2,500 shares on 4/5/2024, and 2,500 shares on 4/5/2025.

F2 · balance_after: 10,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:26 UTC GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001562180-21-002458 · primarydocument.xml · derivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,000

Underlying: Common Stock · 12,000 shares

Expires 2031-03-25

F4 · shares: 12,000 stock options were granted on 3/25/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 3/25/2022.

F6 · balance_after: 107,000 stock options were granted under various dates and vesting periods of which 85,001 are currently exercisable.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:26 UTC GrantRestricted Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002458 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: 4,500 restricted shares were granted on 3/25/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,125 shares on 3/25/2022, 1,125 shares on 3/25/2023, 1,125 shares on 3/25/2024, and 1,125 shares on 3/25/2025.

F2 · balance_after: 10,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:26 UTC GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001562180-21-002457 · primarydocument.xml · derivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 12,000 shares

Expires 2031-03-25

F4 · shares: 12,500 stock options were granted on 3/25/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 3/25/2022.

F6 · balance_after: 96,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:26 UTC GrantRestricted Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002457 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: 4,500 restricted shares were granted on 3/25/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,125 shares on 3/25/2022, 1,125 shares on 3/25/2023, 1,125 shares on 3/25/2024, and 1,125 shares on 3/25/2025.

F2 · balance_after: 10,500 shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:25 UTC
HUGHES JAMES ADirector · President/CEO
GrantStock Options (Right to buy) · Derivative 25,000 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001562180-21-002456 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-25

F4 · shares: 25,000 stock options were granted on 3/25/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 3/25/2022.

F6 · balance_after: 122,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:25 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002456 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,949

F1 · shares: 10,000 restricted shares were granted on 3/25/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,500 shares on 3/25/2022, 2,500 shares on 3/25/2023, 2,500 shares on 3/25/2024, and 2,500 shares on 3/25/2025.

F2 · balance_after: 27,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 27,949.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 17:23 UTC Tax withholdingRestricted Stock 439 $23.02 $10,105.78
Disclosure

SEC source: 0001562180-21-002286 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: 439 shares were withheld @ 23.02 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 6,000 shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 17:23 UTC Tax withholdingRestricted Stock 470 $23.02 $10,819.40
Disclosure

SEC source: 0001562180-21-002285 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: 470 shares were withheld @ 23.02 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 6,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 17:23 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 607 $23.02 $13,973.14
Disclosure

SEC source: 0001562180-21-002284 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,949

F1 · shares: 607 shares were withheld @ 23.02 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 17,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 17,949.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:36 UTC Tax withholdingRestricted Stock 481 $22.00 $10,582.00
Disclosure

SEC source: 0001562180-21-002233 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · shares: 481 shares were withheld @ 22.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:35 UTC Tax withholdingRestricted Stock 439 $22.00 $9,658.00
Disclosure

SEC source: 0001562180-21-002232 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · shares: 439 shares were withheld @ 22.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 7,000 shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:35 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,011 $22.00 $22,242.00
Disclosure

SEC source: 0001562180-21-002231 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625

F1 · shares: 1,011 shares were withheld @ 22.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 18,625 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 19,449.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 20:16 UTC Tax withholdingRestricted Stock 439 $22.28 $9,780.92
Disclosure

SEC source: 0001562180-21-002140 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: 439 shares were withheld @ $22.28 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 8,000 shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 20:16 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 803 $22.28 $17,890.84
Disclosure

SEC source: 0001562180-21-002139 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,949

F1 · shares: 803 shares were withheld @ $22.28 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 21,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvestment shares for a total of 21,949.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 20:14 UTC Tax withholdingRestricted Stock 489 $22.28 $10,894.92
Disclosure

SEC source: 0001562180-21-002138 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: 489 shares were withheld @ $22.28 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 8,000 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:25 UTC Tax withholdingRestricted Stock 547 $20.00 $10,940.00
Disclosure

SEC source: 0001562180-21-002028 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · shares: 547 shares were withheld @ $20.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 9,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:25 UTC Tax withholdingRestricted Stock 733 $20.00 $14,660.00
Disclosure

SEC source: 0001562180-21-002027 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · shares: 733 shares were withheld @ $20.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 9,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:24 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 915 $20.00 $18,300.00
Disclosure

SEC source: 0001562180-21-002026 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,949

F1 · shares: 915 shares were withheld @ $20.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 23,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 23,949.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 177 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001562180-21-001964 · primarydocument.xml · derivative · entry 7

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 177 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-Nov-2012, 3,666 share(s) on 17-Nov-2013, 3,667 share(s) on 17-Nov-2014

F6 · balance_after: 84,000 stock options were granted under various dates and vesting periods of which 64,001 are currently exercisable.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC SaleCommon Stock 177 $20.03 $3,544.62
Disclosure

SEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,497

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.06 USD; the price reported above reflects the weighted average sale price.

F3 · balance_after: 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:39 UTC Exercise / conversionCommon Stock 177 $5.82 $1,030.14
Disclosure

SEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 17:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,100 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001562180-21-001964 · primarydocument.xml · derivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,177

Underlying: Common Stock · 10,100 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-Nov-2012, 3,666 share(s) on 17-Nov-2013, 3,667 share(s) on 17-Nov-2014

Read SEC document
March 01, 2021 Filed Mar 4, 2021 17:39 UTC SaleCommon Stock 10,100 $20.03 $202,344.41
Disclosure

SEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,497

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.28 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 17:39 UTC Exercise / conversionCommon Stock 10,100 $5.82 $58,782.00
Disclosure

SEC source: 0001562180-21-001964 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 19:21 UTC Exercise / conversionStock Options (Right to buy) · Derivative 323 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001562180-21-001615 · primarydocument.xml · derivative · entry 7

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,277

Underlying: Common Stock · 323 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-NOV-2012, 3,666 share(s) on 17-NOV-2013, 3,667 share(s) on 17-NOV-2014

F6 · balance_after: 94,277 stock options were granted under various dates and vesting periods of which 74,278 are currently exercisable.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 19:21 UTC SaleCommon Stock 323 $20.36 $6,576.28
Disclosure

SEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,497

F2 · price: This transaction was executed in multiple trades at $20.36

F3 · balance_after: 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 19:21 UTC Exercise / conversionCommon Stock 323 $5.82 $1,879.86
Disclosure

SEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:39 UTC Exercise / conversionStock Options (Right to buy) · Derivative 1,467 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001562180-21-001657 · primarydocument.xml · derivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 1,467 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,467 share(s) on 1/5/2017, Vests 1,467 share(s) on 1/5/2018, Vests 1,466 share(s) on 1/5/2019

F4 · balance_after: 18,400 Stock Options were granted under various dates and vesting periods of which 9,000 are currently exercisable.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:39 UTC SaleCommon Stock 1,467 $20.14 $29,545.38
Disclosure

SEC source: 0001562180-21-001657 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,601

F1 · balance_after: 14,601 shares consisting of 13,512 shares held in an account at Shareworks, and 1,089 shares held in a personal account.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:39 UTC Exercise / conversionCommon Stock 1,467 $10.97 $16,092.99
Disclosure

SEC source: 0001562180-21-001657 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:21 UTC Exercise / conversionStock Options (Right to buy) · Derivative 400 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001562180-21-001615 · primarydocument.xml · derivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,600

Underlying: Common Stock · 400 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-NOV-2012, 3,666 share(s) on 17-NOV-2013, 3,667 share(s) on 17-NOV-2014

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:21 UTC SaleCommon Stock 400 $20.33 $8,132.00
Disclosure

SEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,497

F1 · price: This transaction was executed in multiple trades at $20.33

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:21 UTC Exercise / conversionCommon Stock 400 $5.82 $2,328.00
Disclosure

SEC source: 0001562180-21-001615 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:55 UTC
Cook LaureenChief Accounting Officer
Tax withholdingRestricted Stock 118 $17.55 $2,070.90
Disclosure

SEC source: 0001562180-21-000233 · primarydocument.xml · nonDerivative · entry 1

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: 118 shares were withheld @ $17.55 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 2,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:55 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000232 · primarydocument.xml · derivative · entry 3

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,800

Underlying: common stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:55 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantRestricted Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000232 · primarydocument.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273

F1 · shares: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025.

F2 · balance_after: 1,675 shares are held in an account at Computershare, which have upcoming vesting dates. 598 shares are dividend reinvested shares for a total of 2,273.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:55 UTC
Tucker AaronDirector
GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000231 · primarydocument.xml · derivative · entry 3

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 22,700 stock options were granted under various dates and vesting periods of which 13,300 are currently exercisable.

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January 04, 2021 Filed Jan 6, 2021 22:55 UTC
Tucker AaronDirector
GrantRestricted Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000231 · primarydocument.xml · nonDerivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

F1 · shares: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025.

F2 · balance_after: 1,563 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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January 04, 2021 Filed Jan 6, 2021 22:55 UTC GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000230 · primarydocument.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 22,700 stock options were granted under various dates and vesting periods of which 13,300 are currently exercisable.

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January 04, 2021 Filed Jan 6, 2021 22:55 UTC GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000230 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025.

F2 · balance_after: 1,763 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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January 04, 2021 Filed Jan 6, 2021 22:55 UTC
Patel RajDirector
GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000229 · primarydocument.xml · derivative · entry 3

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 22,700 stock options were granted under various dates and vesting periods of which 13,300 are currently exercisable.

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January 04, 2021 Filed Jan 6, 2021 22:55 UTC
Patel RajDirector
GrantRestricted Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000229 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

F1 · shares: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025.

F2 · balance_after: 1,563 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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January 04, 2021 Filed Jan 6, 2021 22:54 UTC GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000228 · primarydocument.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,800

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.

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January 04, 2021 Filed Jan 6, 2021 22:54 UTC GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000228 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025.

F2 · balance_after: 1,875 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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January 04, 2021 Filed Jan 6, 2021 22:54 UTC GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000227 · primarydocument.xml · derivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,867

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 19,867 stock options were granted under various dates and vesting periods of which 10,467 are currently exercisable.

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January 04, 2021 Filed Jan 6, 2021 22:54 UTC GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000227 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025.

F2 · balance_after: 1,875 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

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January 04, 2021 Filed Jan 6, 2021 22:54 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000226 · primarydocument.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,300

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F5 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F6 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F7 · balance_after: 17,300 stock options were granted under various dates and vesting periods of which 7,900 are currently exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.