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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
Parsed reports
2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2004 Filed Jan 5, 2004 20:37 UTC GrantPhantom Stock · Derivative 171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000012 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138

Underlying: Common Stock · 171 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2004 Filed Jan 5, 2004 20:39 UTC GrantPhantom Stock · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000015 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2004 Filed Jan 5, 2004 20:37 UTC GrantPhantom Stock · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000013 · edgardoc.xml · derivative · entry 1

ECCLES SPENCER F · CIK 0001224500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,875

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2004 Filed Jan 5, 2004 20:38 UTC GrantPhantom Stock · Derivative 199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000014 · edgardoc.xml · derivative · entry 1

GERRY ELBRIDGE T JR · CIK 0001224501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,370

Underlying: Common Stock · 199 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2004 Filed Jan 5, 2004 20:39 UTC GrantPhantom Stock · Derivative 184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000016 · edgardoc.xml · derivative · entry 1

MAHONEY RICHARD J · CIK 0001224502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 184 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2004 Filed Jan 5, 2004 20:40 UTC GrantPhantom Stock · Derivative 170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000017 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950

Underlying: Common Stock · 170 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2004 Filed Jan 5, 2004 20:41 UTC GrantPhantom Stock · Derivative 170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000018 · edgardoc.xml · derivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

Underlying: Common Stock · 170 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2004 Filed Jan 6, 2004 22:59 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-04-000020 · edgardoc.xml · derivative · entry 6

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,882

Underlying: Common Stock · 20,000 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2004 Filed Jan 6, 2004 22:59 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
OtherCommon Stock 3,544.8271 $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000020 · edgardoc.xml · nonDerivative · entry 5

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 18,958.5417

F1 · security: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon exercise of the options.

Read SEC document
January 02, 2004 Filed Jan 6, 2004 22:59 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
OtherCommon Stock 3,544.8271 $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000020 · edgardoc.xml · nonDerivative · entry 4

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,904

F1 · shares: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon exercise of the options.

Read SEC document
January 02, 2004 Filed Jan 6, 2004 22:59 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Tax withholdingCommon Stock 191.4999 $69.48 $13,305.41
Disclosure

SEC source: 0000100885-04-000020 · edgardoc.xml · nonDerivative · entry 3

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,448.8271

Read SEC document
January 02, 2004 Filed Jan 6, 2004 22:59 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Tax withholdingCommon Stock 16,263.673 $69.48 $1,130,000.00
Disclosure

SEC source: 0000100885-04-000020 · edgardoc.xml · nonDerivative · entry 2

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,640.327

Read SEC document
January 02, 2004 Filed Jan 6, 2004 22:59 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionCommon Stock 20,000 $56.50 $1,130,000.00
Disclosure

SEC source: 0000100885-04-000020 · edgardoc.xml · nonDerivative · entry 1

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2004 Filed Jan 7, 2004 01:09 UTC
VON BERNUTH CARL WSVP General Counsel
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 8,920 $0.00 Strike: $31.60 $0.00
Disclosure

SEC source: 0000100885-04-000021 · primary_doc.xml · derivative · entry 5

VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,920 shares

Expires 2004-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
January 02, 2004 Filed Jan 7, 2004 01:09 UTC
VON BERNUTH CARL WSVP General Counsel
Tax withholdingCommon Stock 4,056 $69.48 $281,810.88
Disclosure

SEC source: 0000100885-04-000021 · primary_doc.xml · nonDerivative · entry 2

VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,544

Read SEC document
January 02, 2004 Filed Jan 7, 2004 01:09 UTC
VON BERNUTH CARL WSVP General Counsel
Exercise / conversionCommon Stock 8,920 $31.60 $281,872.00
Disclosure

SEC source: 0000100885-04-000021 · primary_doc.xml · nonDerivative · entry 1

VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
December 23, 2003 Filed Dec 29, 2003 17:34 UTC
GUTSCHEWSKI BERNARD RVP Taxes Corp.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,200 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0000100885-03-000090 · primary_doc.xml · derivative · entry 5

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,200 shares

Expires 2008-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Dec 29, 2003 17:34 UTC
GUTSCHEWSKI BERNARD RVP Taxes Corp.
Tax withholdingCommon Stock 792 $68.63 $54,354.96
Disclosure

SEC source: 0000100885-03-000090 · primary_doc.xml · nonDerivative · entry 3

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,607

Read SEC document
December 23, 2003 Filed Dec 29, 2003 17:34 UTC
GUTSCHEWSKI BERNARD RVP Taxes Corp.
Tax withholdingCommon Stock 4,291 $68.63 $294,491.33
Disclosure

SEC source: 0000100885-03-000090 · primary_doc.xml · nonDerivative · entry 2

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,399

Read SEC document
December 23, 2003 Filed Dec 29, 2003 17:34 UTC
GUTSCHEWSKI BERNARD RVP Taxes Corp.
Exercise / conversionCommon Stock 6,200 $47.50 $294,500.00
Disclosure

SEC source: 0000100885-03-000090 · primary_doc.xml · nonDerivative · entry 1

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP Taxes Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Jan 28, 2004 00:46 UTC GiftCommon Stock 1,010 $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,943.1147

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
December 19, 2003 Filed Dec 23, 2003 15:49 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,382 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-03-000089 · edgardoc.xml · derivative · entry 6

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,882

Underlying: Common Stock · 17,382 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2003 Filed Dec 23, 2003 15:49 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
OtherCommon Stock 2,867.6469 $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000089 · edgardoc.xml · nonDerivative · entry 5

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 15,381.5928

F1 · security: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon exercise of the options.

Read SEC document
December 19, 2003 Filed Dec 23, 2003 15:49 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
OtherCommon Stock 2,867.6469 $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000089 · edgardoc.xml · nonDerivative · entry 4

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,904

F1 · shares: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon exercise of the options.

Read SEC document
December 19, 2003 Filed Dec 23, 2003 15:49 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Tax withholdingCommon Stock 61.3288 $67.95 $4,167.29
Disclosure

SEC source: 0000100885-03-000089 · edgardoc.xml · nonDerivative · entry 3

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,771.6469

Read SEC document
December 19, 2003 Filed Dec 23, 2003 15:49 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Tax withholdingCommon Stock 14,453.0243 $67.95 $982,083.00
Disclosure

SEC source: 0000100885-03-000089 · edgardoc.xml · nonDerivative · entry 2

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,832.9757

Read SEC document
December 19, 2003 Filed Dec 23, 2003 15:49 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionCommon Stock 17,382 $56.50 $982,083.00
Disclosure

SEC source: 0000100885-03-000089 · edgardoc.xml · nonDerivative · entry 1

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2003 Filed Jan 28, 2004 00:22 UTC
DAVIDSON RICHARD KDirector · Chairman, CEO & President
GiftCommon Stock 4,956 $0.00 $0.00
Disclosure

SEC source: 0000100885-04-000030 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON RICHARD K · CIK 0001024379 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,175

F1 · security: The reporting person made a bona fide gift of UPC stock to a Charitable Gift Fund, for which the reporting person is not a trustee and over which he has no investment or voting control.

Read SEC document
December 15, 2003 Filed Dec 17, 2003 15:55 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,636 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-03-000086 · edgardoc.xml · derivative · entry 6

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,264

Underlying: Common Stock · 32,636 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2003 Filed Dec 17, 2003 15:55 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
OtherCommon Stock 5,113.0792 $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000086 · edgardoc.xml · nonDerivative · entry 5

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 12,513.9459

F1 · security: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon exercise of the options.

Read SEC document
December 15, 2003 Filed Dec 17, 2003 15:55 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
OtherCommon Stock 5,113.0792 $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000086 · edgardoc.xml · nonDerivative · entry 4

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,904

F1 · shares: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon exercise of the options.

Read SEC document
December 15, 2003 Filed Dec 17, 2003 15:55 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Tax withholdingCommon Stock 128.2692 $67.31 $8,633.80
Disclosure

SEC source: 0000100885-03-000086 · edgardoc.xml · nonDerivative · entry 3

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,017.0792

Read SEC document
December 15, 2003 Filed Dec 17, 2003 15:55 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Tax withholdingCommon Stock 27,394.6516 $67.31 $1,843,934.00
Disclosure

SEC source: 0000100885-03-000086 · edgardoc.xml · nonDerivative · entry 2

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,145.3484

Read SEC document
December 15, 2003 Filed Dec 17, 2003 15:55 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionCommon Stock 32,636 $56.50 $1,843,934.00
Disclosure

SEC source: 0000100885-03-000086 · edgardoc.xml · nonDerivative · entry 1

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2003 Filed Dec 10, 2003 17:06 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,004 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-03-000084 · edgardoc.xml · derivative · entry 4

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,004 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2003 Filed Dec 10, 2003 17:06 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Tax withholdingCommon Stock 1,527 $65.44 $99,926.88
Disclosure

SEC source: 0000100885-03-000084 · edgardoc.xml · nonDerivative · entry 2

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,904

Read SEC document
December 08, 2003 Filed Dec 10, 2003 17:06 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
Exercise / conversionCommon Stock 2,004 $49.88 $99,959.52
Disclosure

SEC source: 0000100885-03-000084 · edgardoc.xml · nonDerivative · entry 1

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2003 Filed Dec 3, 2003 16:04 UTC
VON BERNUTH CARL WSVP General Counsel
SaleCommon Stock 326 $64.52 $21,033.52
Disclosure

SEC source: 0000100885-03-000082 · primary_doc.xml · nonDerivative · entry 2

VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,680

Read SEC document
December 01, 2003 Filed Dec 3, 2003 16:04 UTC
VON BERNUTH CARL WSVP General Counsel
SaleCommon Stock 6,000 $64.50 $387,000.00
Disclosure

SEC source: 0000100885-03-000082 · primary_doc.xml · nonDerivative · entry 1

VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,006

Read SEC document
November 19, 2003 Filed Nov 20, 2003 17:06 UTC GrantPhantom Stock · Derivative 1,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000080 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,086

Underlying: Common Stock · 1,345 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · date: Phantom Stock Units awarded upon the completion of five years of service on the Board of Directors, calculated as of November 19, 2003.

F3 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
November 19, 2003 Filed Nov 24, 2003 22:19 UTC
BRYAN L MERILL JRSr. VP and CIO
GiftCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000081 · primary_doc.xml · nonDerivative · entry 1

BRYAN L MERILL JR · CIK 0001199998 · Sr. VP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,977

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
November 14, 2003 Filed Nov 17, 2003 22:44 UTC
SUGGS LEO HCHAIRMAN & CEO - OTC
SaleCommon Stock 2,000 $64.00 $128,000.00
Disclosure

SEC source: 0000100885-03-000078 · edgardoc.xml · nonDerivative · entry 1

SUGGS LEO H · CIK 0001200015 · CHAIRMAN & CEO - OTC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,427

Read SEC document
November 10, 2003 Filed Nov 12, 2003 14:22 UTC
KING R BRADLEYExecutive Vice President NDI
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0000100885-03-000076 · primary_doc.xml · derivative · entry 5

KING R BRADLEY · CIK 0001200007 · Executive Vice President NDI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2008-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2003 Filed Nov 12, 2003 14:22 UTC
KING R BRADLEYExecutive Vice President NDI
Tax withholdingCommon Stock 1,984 $64.70 $128,364.80
Disclosure

SEC source: 0000100885-03-000076 · primary_doc.xml · nonDerivative · entry 3

KING R BRADLEY · CIK 0001200007 · Executive Vice President NDI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,148

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November 10, 2003 Filed Nov 12, 2003 14:22 UTC
KING R BRADLEYExecutive Vice President NDI
Tax withholdingCommon Stock 13,214 $64.70 $854,945.80
Disclosure

SEC source: 0000100885-03-000076 · primary_doc.xml · nonDerivative · entry 2

KING R BRADLEY · CIK 0001200007 · Executive Vice President NDI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,132

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November 10, 2003 Filed Nov 12, 2003 14:22 UTC
KING R BRADLEYExecutive Vice President NDI
Exercise / conversionCommon Stock 18,000 $47.50 $855,000.00
Disclosure

SEC source: 0000100885-03-000076 · primary_doc.xml · nonDerivative · entry 1

KING R BRADLEY · CIK 0001200007 · Executive Vice President NDI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2003 Filed Nov 10, 2003 22:37 UTC
EVANS IVOR JDirector · PRESIDENT & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0000100885-03-000074 · edgardoc.xml · derivative · entry 13

EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2008-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2003 Filed Nov 10, 2003 22:37 UTC
EVANS IVOR JDirector · PRESIDENT & COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,500 $0.00 Strike: $39.78 $0.00
Disclosure

SEC source: 0000100885-03-000074 · edgardoc.xml · derivative · entry 12

EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 92,500 shares

Expires 2008-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2003 Filed Nov 10, 2003 22:37 UTC
EVANS IVOR JDirector · PRESIDENT & COO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $39.78 $0.00
Disclosure

SEC source: 0000100885-03-000074 · edgardoc.xml · derivative · entry 11

EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2008-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2003 Filed Nov 10, 2003 22:37 UTC
EVANS IVOR JDirector · PRESIDENT & COO
OtherCommon Stock 45,402.52 $0.00 $0.00
Disclosure

SEC source: 0000100885-03-000074 · edgardoc.xml · nonDerivative · entry 10

EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 71,304.5413

F1 · security: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon exercise of the options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.