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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2010 Filed Feb 8, 2010 20:48 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Disposition to issuerCommon Stock 18,562 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000050 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,603

Read SEC document
February 04, 2010 Filed Feb 8, 2010 20:48 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 18,797 $60.98 $1,146,241.06
Disclosure

SEC source: 0000100885-10-000050 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,165

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:02 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
OtherCommon Stock 8,333.99 $63.70 $530,875.16
Disclosure

SEC source: 0000100885-10-000024 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 49,430.3386

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:02 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 266.01 $63.70 $16,944.84
Disclosure

SEC source: 0000100885-10-000024 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,571

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:02 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
OtherCommon Stock 8,333.99 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000024 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,837.01

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:16 UTC
Hemmer J MichaelSVP LAW & GEN COUNSEL
OtherCommon Stock 7,274.9601 $63.70 $463,414.96
Disclosure

SEC source: 0000100885-10-000026 · edgardoc.xml · nonDerivative · entry 3

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 26,221.8297

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:16 UTC
Hemmer J MichaelSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 125.0399 $63.70 $7,965.04
Disclosure

SEC source: 0000100885-10-000026 · edgardoc.xml · nonDerivative · entry 2

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,965

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:16 UTC
Hemmer J MichaelSVP LAW & GEN COUNSEL
OtherCommon Stock 7,274.9601 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000026 · edgardoc.xml · nonDerivative · entry 1

Hemmer J Michael · CIK 0001292362 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,090.0399

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:24 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 420 $63.70 $26,754.00
Disclosure

SEC source: 0000100885-10-000028 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,585

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:24 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 1,473 $63.70 $93,830.10
Disclosure

SEC source: 0000100885-10-000028 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,005

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:32 UTC
DUFFY DENNIS JVICE CHAIRMAN OPS
OtherCommon Stock 11,472.7662 $63.70 $730,815.21
Disclosure

SEC source: 0000100885-10-000030 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 177,898.3527

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:32 UTC
DUFFY DENNIS JVICE CHAIRMAN OPS
Tax withholdingCommon Stock 327.2338 $63.70 $20,844.79
Disclosure

SEC source: 0000100885-10-000030 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,690

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:32 UTC
DUFFY DENNIS JVICE CHAIRMAN OPS
OtherCommon Stock 11,472.7662 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000030 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · VICE CHAIRMAN OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,017.2338

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:42 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
OtherCommon Stock 42,083.762 $63.70 $2,680,735.64
Disclosure

SEC source: 0000100885-10-000032 · edgardoc.xml · nonDerivative · entry 3

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 207,502.9556

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:42 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 916.238 $63.70 $58,364.36
Disclosure

SEC source: 0000100885-10-000032 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,962

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:42 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
OtherCommon Stock 42,083.762 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000032 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,878.238

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:58 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 180 $63.70 $11,466.00
Disclosure

SEC source: 0000100885-10-000034 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,018

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 15:58 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 685 $63.70 $43,634.50
Disclosure

SEC source: 0000100885-10-000034 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,198

Read SEC document
January 26, 2010 Filed Jan 28, 2010 17:54 UTC
KORALESKI JOHN JEVP MKTG & SALES
OtherCommon Stock 7,525.4535 $63.70 $479,371.39
Disclosure

SEC source: 0000100885-10-000036 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 48,758.433

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 17:54 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 274.5465 $63.70 $17,488.61
Disclosure

SEC source: 0000100885-10-000036 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,714

Read SEC document
January 26, 2010 Filed Jan 28, 2010 17:54 UTC
KORALESKI JOHN JEVP MKTG & SALES
OtherCommon Stock 7,525.4535 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000036 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,988.5465

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:00 UTC GrantPhantom Stock · Derivative 404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000002 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,810

Underlying: Common Stock · 404 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:07 UTC GrantPhantom Stock · Derivative 414 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000004 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,681

Underlying: Common Stock · 414 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:13 UTC GrantPhantom Stock · Derivative 466 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000006 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,010

Underlying: Common Stock · 466 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:18 UTC GrantPhantom Stock · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000008 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,095

Underlying: Common Stock · 437 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:22 UTC GrantPhantom Stock · Derivative 461 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000010 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,798

Underlying: Common Stock · 461 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:28 UTC GrantPhantom Stock · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000012 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,411

Underlying: Common Stock · 406 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:34 UTC GrantPhantom Stock · Derivative 902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000014 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,903

Underlying: Common Stock · 902 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:38 UTC GrantPhantom Stock · Derivative 946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:43 UTC GrantPhantom Stock · Derivative 402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000018 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,544

Underlying: Common Stock · 402 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:48 UTC GrantPhantom Stock · Derivative 435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000020 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,680

Underlying: Common Stock · 435 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2010 Filed Jan 5, 2010 19:53 UTC GrantPhantom Stock · Derivative 391 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000022 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905

Underlying: Common Stock · 391 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 28, 2009 Filed Dec 29, 2009 15:54 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,252 $0.00 Strike: $30.57 $0.00
Disclosure

SEC source: 0000100885-09-000130 · edgardoc.xml · derivative · entry 5

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,252 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2009 Filed Dec 29, 2009 15:54 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 585 $66.23 $38,744.55
Disclosure

SEC source: 0000100885-09-000130 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,883

Read SEC document
December 28, 2009 Filed Dec 29, 2009 15:54 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 1,501 $66.23 $99,411.23
Disclosure

SEC source: 0000100885-09-000130 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,468

Read SEC document
December 28, 2009 Filed Dec 29, 2009 15:54 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionCommon Stock 3,252 $30.57 $99,413.64
Disclosure

SEC source: 0000100885-09-000130 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2009 Filed Dec 16, 2009 23:04 UTC
KORALESKI JOHN JEVP MKTG & SALES
GiftCommon Stock 2,325 $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000128 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 280,656

F1 · security: The reporting person made a charitable contribution to a Donor Advised Fund.

Read SEC document
December 01, 2009 Filed Dec 2, 2009 22:34 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
GiftCommon Stock 1,585 $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000126 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,478

F1 · security: The reporting person made a charitable contribution to a Foundation.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 13:18 UTC GrantPhantom Stock · Derivative 441 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000104 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406

Underlying: Common Stock · 441 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 13:24 UTC GrantPhantom Stock · Derivative 454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000106 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,267

Underlying: Common Stock · 454 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 13:34 UTC GrantPhantom Stock · Derivative 510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000108 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,544

Underlying: Common Stock · 510 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 13:38 UTC GrantPhantom Stock · Derivative 478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000110 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 478 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 13:46 UTC GrantPhantom Stock · Derivative 444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000114 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 444 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2009 Filed Oct 5, 2009 13:42 UTC GrantPhantom Stock · Derivative 505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000112 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,337

Underlying: Common Stock · 505 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2009 Filed Oct 5, 2009 13:57 UTC GrantPhantom Stock · Derivative 987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000116 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,001

Underlying: Common Stock · 987 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2009 Filed Oct 5, 2009 14:01 UTC GrantPhantom Stock · Derivative 1,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000118 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,582

Underlying: Common Stock · 1,035 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2009 Filed Oct 5, 2009 14:06 UTC GrantPhantom Stock · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000120 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142

Underlying: Common Stock · 440 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2009 Filed Oct 5, 2009 14:09 UTC GrantPhantom Stock · Derivative 477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000122 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,245

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2009 Filed Oct 5, 2009 14:13 UTC GrantPhantom Stock · Derivative 428 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000124 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514

Underlying: Common Stock · 428 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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September 29, 2009 Filed Sep 29, 2009 22:24 UTC GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0000100885-09-000102 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 37,132.1147

F1 · security: Disposition of shares to a trust in which the reporting person does not have an interest as a beneficiary and which has a third party trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.