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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2013 Filed Feb 6, 2013 23:10 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 267 $133.14 $35,548.38
Disclosure

SEC source: 0000100885-13-000032 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,568

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:10 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 658 $133.14 $87,606.12
Disclosure

SEC source: 0000100885-13-000032 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,835

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:28 UTC
BUTLER ERIC LEVP MKTG & SALES
OtherCommon Stock 2,155.3887 $133.14 $286,968.45
Disclosure

SEC source: 0000100885-13-000034 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 3,822.734

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:28 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 136.6113 $133.14 $18,188.43
Disclosure

SEC source: 0000100885-13-000034 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,450

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:28 UTC
BUTLER ERIC LEVP MKTG & SALES
OtherCommon Stock 2,155.3887 $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000034 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,586.6113

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:46 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
OtherCommon Stock 10,202.5651 $133.14 $1,358,369.52
Disclosure

SEC source: 0000100885-13-000036 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 88,027.6882

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:46 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 373.4349 $133.14 $49,719.12
Disclosure

SEC source: 0000100885-13-000036 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,732

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:46 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
OtherCommon Stock 10,202.5651 $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000036 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,105.4349

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:57 UTC
YOUNG JAMES RDirector · CHAIRMAN OF THE BOARD
OtherCommon Stock 38,289.4117 $133.14 $5,097,852.27
Disclosure

SEC source: 0000100885-13-000038 · edgardoc.xml · nonDerivative · entry 3

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 319,448.1656

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:57 UTC
YOUNG JAMES RDirector · CHAIRMAN OF THE BOARD
Tax withholdingCommon Stock 1,368.5883 $133.14 $182,213.85
Disclosure

SEC source: 0000100885-13-000038 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,722

Read SEC document
February 05, 2013 Filed Feb 6, 2013 23:57 UTC
YOUNG JAMES RDirector · CHAIRMAN OF THE BOARD
OtherCommon Stock 38,289.4117 $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000038 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,090.5883

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 14:45 UTC GrantPhantom Stock · Derivative 302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000002 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,281

Underlying: Common Stock · 302 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:03 UTC GrantPhantom Stock · Derivative 317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000004 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

Underlying: Common Stock · 317 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:08 UTC GrantPhantom Stock · Derivative 387 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000006 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,375

Underlying: Common Stock · 387 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:28 UTC GrantPhantom Stock · Derivative 348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000008 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,054

Underlying: Common Stock · 348 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:32 UTC GrantPhantom Stock · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000010 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,091

Underlying: Common Stock · 380 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:37 UTC GrantPhantom Stock · Derivative 305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000012 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,917

Underlying: Common Stock · 305 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:47 UTC GrantPhantom Stock · Derivative 576 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000014 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,603

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:52 UTC GrantPhantom Stock · Derivative 668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000016 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,268

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 15:59 UTC GrantPhantom Stock · Derivative 300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000018 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 300 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 16:05 UTC GrantPhantom Stock · Derivative 346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000020 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,614

Underlying: Common Stock · 346 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2013 Filed Jan 3, 2013 16:08 UTC GrantPhantom Stock · Derivative 285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-13-000022 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,205

Underlying: Common Stock · 285 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 21, 2012 Filed Dec 26, 2012 22:30 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000230 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 71,706

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
December 18, 2012 Filed Dec 18, 2012 23:52 UTC
BUTLER ERIC LEVP MKTG & SALES
SaleCommon Stock 1,500 $125.82 $188,730.00
Disclosure

SEC source: 0000100885-12-000228 · edgardoc.xml · nonDerivative · entry 4

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,742

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2012.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 13:39 UTC
YOUNG JAMES RDirector · CHAIRMAN OF THE BOARD
SaleCommon Stock 60,000 $125.00 $7,499,838.00
Disclosure

SEC source: 0000100885-12-000224 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,281

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2012. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on November 20, 2012.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.29 to $125.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 17, 2012 Filed Dec 18, 2012 13:45 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
SaleCommon Stock 5,000 $124.77 $623,847.00
Disclosure

SEC source: 0000100885-12-000226 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,951

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2011. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.62 to $125.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 14, 2012 Filed Dec 18, 2012 23:52 UTC
BUTLER ERIC LEVP MKTG & SALES
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,000 $0.00 Strike: $43.03 $0.00
Disclosure

SEC source: 0000100885-12-000228 · edgardoc.xml · derivative · entry 7

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 14, 2012 Filed Dec 18, 2012 23:52 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 7,675 $124.69 $956,995.75
Disclosure

SEC source: 0000100885-12-000228 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,242

Read SEC document
December 14, 2012 Filed Dec 18, 2012 23:52 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 9,317 $124.69 $1,161,736.73
Disclosure

SEC source: 0000100885-12-000228 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,917

Read SEC document
December 14, 2012 Filed Dec 18, 2012 23:52 UTC
BUTLER ERIC LEVP MKTG & SALES
Exercise / conversionCommon Stock 27,000 $43.03 $1,161,810.00
Disclosure

SEC source: 0000100885-12-000228 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2012 Filed Dec 13, 2012 22:27 UTC
BUTLER ERIC LEVP MKTG & SALES
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000222 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
December 11, 2012 Filed Dec 12, 2012 14:54 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,664 $0.00 Strike: $60.98 $0.00
Disclosure

SEC source: 0000100885-12-000216 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,332

Underlying: Common Stock · 30,664 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 11, 2012 Filed Dec 12, 2012 14:54 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 6,828 $125.23 $855,070.44
Disclosure

SEC source: 0000100885-12-000216 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,951

Read SEC document
December 11, 2012 Filed Dec 12, 2012 14:54 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 14,931 $125.23 $1,869,809.13
Disclosure

SEC source: 0000100885-12-000216 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,779

Read SEC document
December 11, 2012 Filed Dec 12, 2012 14:54 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionCommon Stock 30,664 $60.98 $1,869,890.72
Disclosure

SEC source: 0000100885-12-000216 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2012 Filed Dec 12, 2012 18:14 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,600 $0.00 Strike: $43.03 $0.00
Disclosure

SEC source: 0000100885-12-000220 · edgardoc.xml · derivative · entry 6

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 6,600 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 11, 2012 Filed Dec 12, 2012 18:14 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 1,881 $125.23 $235,557.63
Disclosure

SEC source: 0000100885-12-000220 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,493

Read SEC document
December 11, 2012 Filed Dec 12, 2012 18:14 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 2,267 $125.23 $283,896.41
Disclosure

SEC source: 0000100885-12-000220 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,374

Read SEC document
December 11, 2012 Filed Dec 12, 2012 18:14 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionCommon Stock 6,600 $43.03 $283,998.00
Disclosure

SEC source: 0000100885-12-000220 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2012 Filed Dec 12, 2012 17:51 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000218 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,206

F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
December 07, 2012 Filed Dec 13, 2012 22:27 UTC
BUTLER ERIC LEVP MKTG & SALES
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000222 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,584

F1 · security: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
December 03, 2012 Filed Dec 4, 2012 15:22 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,238 $0.00 Strike: $60.98 $0.00
Disclosure

SEC source: 0000100885-12-000214 · edgardoc.xml · derivative · entry 5

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619

Underlying: Common Stock · 3,238 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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December 03, 2012 Filed Dec 4, 2012 15:22 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 708 $122.78 $86,928.24
Disclosure

SEC source: 0000100885-12-000214 · edgardoc.xml · nonDerivative · entry 3

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,464.422

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December 03, 2012 Filed Dec 4, 2012 15:22 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 1,608 $122.78 $197,430.24
Disclosure

SEC source: 0000100885-12-000214 · edgardoc.xml · nonDerivative · entry 2

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,172.422

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December 03, 2012 Filed Dec 4, 2012 15:22 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Exercise / conversionCommon Stock 3,238 $60.98 $197,453.24
Disclosure

SEC source: 0000100885-12-000214 · edgardoc.xml · nonDerivative · entry 1

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,780.422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2012 Filed Dec 3, 2012 14:24 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
SaleCommon Stock 20,000 $122.96 $2,459,200.00
Disclosure

SEC source: 0000100885-12-000212 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,556

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2012.

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November 29, 2012 Filed Nov 30, 2012 16:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,400 $0.00 Strike: $27.99 $0.00
Disclosure

SEC source: 0000100885-12-000210 · edgardoc.xml · derivative · entry 3

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,400 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 29, 2012 Filed Nov 30, 2012 16:01 UTC SaleCommon Stock 6,400 $123.38 $789,632.00
Disclosure

SEC source: 0000100885-12-000210 · edgardoc.xml · nonDerivative · entry 2

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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November 29, 2012 Filed Nov 30, 2012 16:01 UTC Exercise / conversionCommon Stock 6,400 $27.99 $179,136.00
Disclosure

SEC source: 0000100885-12-000210 · edgardoc.xml · nonDerivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2012 Filed Nov 26, 2012 22:47 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 196 $0.00 $0.00
Disclosure

SEC source: 0000100885-12-000208 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 79,206

F2 · security: Gift of stock from Reporting Person to grandchild.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.