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UNM

Unum Group

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3369
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0000005513
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447

Last 12 months

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0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 23:13 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,026 $49.30 $50,581.80
Disclosure

SEC source: 0000005513-24-000047 · wk-form4_1709680387.xml · nonDerivative · entry 3

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,443

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,771 stock-settled RSUs.

F6 · balance_after: Includes 9,898 stock-settled RSUs, 3,187 SSUs, and 36,358 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:13 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,533 $49.30 $75,576.90
Disclosure

SEC source: 0000005513-24-000047 · wk-form4_1709680387.xml · nonDerivative · entry 2

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,469

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,143 stock-settled RSUs.

F4 · balance_after: Includes 12,669 stock-settled RSUs, 3,187 SSUs, and 34,613 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:13 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,562 $49.30 $77,006.60
Disclosure

SEC source: 0000005513-24-000047 · wk-form4_1709680387.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,002

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,219 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 16,812 restricted stock units, 3,187 stock success units, and 32,003 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:10 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 9,889 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000045 · wk-form4_1709680247.xml · nonDerivative · entry 4

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,807

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 19,062 stock-settled RSUs, 5,658 SSUs, and 50,087 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:10 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,032 $49.30 $50,877.60
Disclosure

SEC source: 0000005513-24-000045 · wk-form4_1709680247.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,918

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,376 stock-settled RSUs.

F6 · balance_after: Includes 9,173 stock-settled RSUs, 5,658 SSUs, and 50,087 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:10 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,832 $49.30 $90,317.60
Disclosure

SEC source: 0000005513-24-000045 · wk-form4_1709680247.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,950

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,220 stock-settled RSUs.

F4 · balance_after: Includes 11,549 stock-settled RSUs, 5,658 SSUs, and 48,743 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:10 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,781 $49.30 $87,803.30
Disclosure

SEC source: 0000005513-24-000045 · wk-form4_1709680247.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,782

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,102 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 15,769 restricted stock units, 5,658 stock success units, and 46,355 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:08 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 3,043 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000043 · wk-form4_1709680080.xml · nonDerivative · entry 5

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,644

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F9 · balance_after: Includes 21,600 stock-settled RSUs, 756 SSUs, and 41,288 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:08 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 8,785 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000043 · wk-form4_1709680080.xml · nonDerivative · entry 4

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,601

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 18,557 stock-settled RSUs, 756 SSUs, and 41,288 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:08 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 679 $49.30 $33,474.70
Disclosure

SEC source: 0000005513-24-000043 · wk-form4_1709680080.xml · nonDerivative · entry 3

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,816

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,788 stock-settled RSUs.

F6 · balance_after: Includes 9,772 stock-settled RSUs, 756 SSUs, and 41,288 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:08 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 1,571 $49.30 $77,450.30
Disclosure

SEC source: 0000005513-24-000043 · wk-form4_1709680080.xml · nonDerivative · entry 2

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,495

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,990 stock-settled RSUs.

F4 · balance_after: Includes 12,560 stock-settled RSUs, 756 SSUs, and 39,179 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:08 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 1,384 $49.30 $68,231.20
Disclosure

SEC source: 0000005513-24-000043 · wk-form4_1709680080.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,066

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,516 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 16,550 restricted stock units, 756 stock success units, and 36,760 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 23, 2024 Filed Feb 27, 2024 22:29 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
SaleCommon Stock 5,000 $50.00 $250,000.00
Disclosure

SEC source: 0000005513-24-000041 · wk-form4_1709072945.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,450

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2023.

F2 · balance_after: Includes 20,066 restricted stock units ("stock-settled RSUs"), 756 stock success units ("SSUs"), and 34,628 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2024 Filed Feb 21, 2024 23:58 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,471 $48.73 $71,681.83
Disclosure

SEC source: 0000005513-24-000039 · wk-form4_1708559855.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,592

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,738 SSUs (as defined in footnote (3) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 127.823 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

F3 · balance_after: Includes 46,091 restricted stock units, 3,852 stock success units, and 65,649 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2024 Filed Feb 21, 2024 23:54 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 1,187 $48.73 $57,842.51
Disclosure

SEC source: 0000005513-24-000037 · wk-form4_1708559658.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,667

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,042 SSUs (as defined in footnote (2) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Includes 27,227 restricted stock units, 4,163 stock success units, and 24,277 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2024 Filed Feb 21, 2024 23:51 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 24,202 $48.73 $1,179,363.46
Disclosure

SEC source: 0000005513-24-000035 · wk-form4_1708559503.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126,753

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 61,502 SSUs (as defined in footnote (2) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Includes 250,313 restricted stock units, 63,365 stock success units, and 813,075 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2024 Filed Feb 21, 2024 23:49 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 402 $48.73 $19,589.46
Disclosure

SEC source: 0000005513-24-000033 · wk-form4_1708559340.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,704

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,650 SSUs (as defined in footnote (3) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 319.559 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

F3 · balance_after: Includes 17,189 restricted stock units, 1,700 stock success units, and 43,815 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2024 Filed Feb 21, 2024 23:45 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 2,568 $48.73 $125,138.64
Disclosure

SEC source: 0000005513-24-000031 · wk-form4_1708559108.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,737

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,524 SSUs (as defined in footnote (2) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Includes 23,783 restricted stock units, 6,721 stock success units, and 20,233 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 23:42 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 754 $48.73 $36,742.42
Disclosure

SEC source: 0000005513-24-000029 · wk-form4_1708558884.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,564

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,093 SSUs (as defined in footnote (2) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Includes 21,031 restricted stock units, 3,187 stock success units, and 29,346 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 23:38 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 2,513 $48.73 $122,458.49
Disclosure

SEC source: 0000005513-24-000027 · wk-form4_1708558694.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,563

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,491 SSUs (as defined in footnote (3) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 15.377 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

F3 · balance_after: Includes 19,871 restricted stock units, 5,658 stock success units, and 44,034 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2024 Filed Feb 21, 2024 23:32 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 179 $48.73 $8,722.67
Disclosure

SEC source: 0000005513-24-000025 · wk-form4_1708558324.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,450

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 734 SSUs (as defined in footnote (3) below), representing the second vesting tranche, or approximately one-third, of the SSUs originally granted on August 20, 2020, and the certification of the achievement of the performance metrics for the performance period from January 1, 2021 to December 31, 2023.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 242.679 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

F3 · balance_after: Includes 20,066 restricted stock units, 756 stock success units, and 39,628 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 00:59 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 10,520 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000011 · wk-form4_1707440358.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,854

F1 · shares: All are stock-settled RSUs (as defined in footnote 2 below), which vest in three equal annual installments beginning on February 6, 2025.

F2 · balance_after: Includes 27,227 restricted stock units, 8,205 stock success units, and 21,422 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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November 29, 2023 Filed Dec 1, 2023 22:39 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
SaleCommon Stock 8,188 $42.39 $347,113.88
Disclosure

SEC source: 0000005513-23-000195 · wk-form4_1701470333.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,318

F1 · balance_after: Includes 21,031 restricted stock units ("stock-settled RSUs"), 6,280 stock success units ("SSUs"), and 27,007 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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August 15, 2023 Filed Aug 17, 2023 21:08 UTC
Pyne Christopher WEVP, Group Benefits
SaleCommon Stock 3,750 $49.03 $183,843.75
Disclosure

SEC source: 0000005513-23-000183 · wf-form4_169230647829143.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,334

F1 · balance_after: Includes 16,707 restricted stock units, 8,205 stock success units, and 21,422 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 22:18 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
SaleCommon Stock 20,000 $50.00 $1,000,000.00
Disclosure

SEC source: 0000005513-23-000181 · wf-form4_169144671975884.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,061

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2023.

F2 · balance_after: Includes 19,871 restricted stock units ("stock-settled RSUs"), 11,149 stock success units ("SSUs"), and 41,041 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 8.153 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

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July 21, 2023 Filed Jul 24, 2023 22:40 UTC GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000173 · wf-form4_169023840975717.xml · nonDerivative · entry 2

Lefebvre Mojgan M · CIK 0001753788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,151

F2 · shares: Represents deferred share rights ("DSRs") in lieu of cash for prorated annual retainer pursuant to the election of the reporting person. All DSRs may be settled, on a 1-for-1 basis, only in shares of common stock.

F3 · balance_after: Includes 2,142 DSRs and 3,009 RSUs.

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July 20, 2023 Filed Jul 24, 2023 22:40 UTC GrantCommon Stock 3,009 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000173 · wf-form4_169023840975717.xml · nonDerivative · entry 1

Lefebvre Mojgan M · CIK 0001753788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,009

F1 · balance_after: All are restricted stock units ("RSUs") vesting on July 20, 2024. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

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June 02, 2023 Filed Jun 6, 2023 21:43 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
SaleCommon Stock 10,000 $45.00 $450,000.00
Disclosure

SEC source: 0000005513-23-000163 · wf-form4_168608781278387.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,053

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2023.

F2 · balance_after: Includes 19,871 restricted stock units ("stock-settled RSUs"), 11,149 stock success units ("SSUs"), and 61,033 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 31, 2023 Filed Jun 2, 2023 21:43 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
SaleCommon Stock 5,000 $44.49 $222,450.00
Disclosure

SEC source: 0000005513-23-000161 · wf-form4_168574220537134.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,053

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2023.

F2 · balance_after: Includes 19,871 restricted stock units ("stock-settled RSUs"), 11,149 stock success units ("SSUs"), and 71,033 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 8.427 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 23:14 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000159 · wf-form4_168548845260763.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,085

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 18,079 deferred share rights ("DSRs"), 13,051 RSUs, and 17,955 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 218.237 DSRs and 69.870 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 23:12 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000157 · wf-form4_168548832704806.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,296

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 50,042 deferred share rights ("DSRs"), 44,652 RSUs, and 29,601 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 353.773 DSRs and 257.082 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 23:08 UTC
KING GALE V.Director
GrantCommon Stock 2,742 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000155 · wf-form4_168548811871438.xml · nonDerivative · entry 2

KING GALE V. · CIK 0001740249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,731

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 6,078 DSRs, 8,287 RSUs, and 1,366 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 25, 2023 Filed May 30, 2023 23:08 UTC
KING GALE V.Director
GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000155 · wf-form4_168548811871438.xml · nonDerivative · entry 1

KING GALE V. · CIK 0001740249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,989

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 3,336 deferred share rights ("DSRs"), 8,287 RSUs, and 1,366 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,366.041 RSUs, and the exempt acquisitions of an aggregate of 32.441 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 23:03 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000153 · wf-form4_168548780382593.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,481

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 1,032 deferred share rights ("DSRs"), 8,287 RSUs, and 36,162 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 5,395.118 RSUs, and the exempt acquisitions of an aggregate of 31.628 DSRs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 23:00 UTC GrantCommon Stock 2,468 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000151 · wf-form4_168548760440826.xml · nonDerivative · entry 2

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,704

F4 · shares: Represents half of annual Board Chair retainer for the 2023-2024 Board year, which is paid in the form of RSUs.

F5 · balance_after: Includes 13,883 RSUs and 100,821 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 25, 2023 Filed May 30, 2023 23:00 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000151 · wf-form4_168548760440826.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,236

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 11,415 RSUs and 100,821 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 9,188.397 RSUs since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 22:57 UTC
Egan CynthiaDirector
GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000149 · wf-form4_168548742210045.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,676

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 19,658 RSUs and 30,018 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 5,395.118 RSUs, and the exempt acquisitions of an aggregate of 348.505 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 22:54 UTC GrantCommon Stock 3,291 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000147 · wf-form4_168548727246796.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,761

F3 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.

F4 · balance_after: Includes 38,809 DSRs and 45,952 RSUs. Fractional amounts have been rounded to the nearest whole number.

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May 25, 2023 Filed May 30, 2023 22:54 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000147 · wf-form4_168548727246796.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,470

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 35,518 deferred share rights ("DSRs") and 45,952 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 25, 2023 Filed May 30, 2023 22:52 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000145 · wf-form4_168548711828820.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,054

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 8,287 RSUs and 25,767 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 5,395.118 RSUs since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 22:48 UTC GrantCommon Stock 2,633 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000143 · wf-form4_168548691950523.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,943

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 22,113 DSRs, 30,941 RSUs, and 1,889 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 25, 2023 Filed May 30, 2023 22:48 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000143 · wf-form4_168548691950523.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,310

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 19,480 deferred share rights ("DSRs"), 30,941 RSUs, and 1,889 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 764.935 DSRs and 1,044.503 RSUs, and the exempt acquisitions of an aggregate of 517.208 DSRs and 719.135 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 25, 2023 Filed May 30, 2023 22:42 UTC GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000141 · wf-form4_168548654608044.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,245

F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2024.

F2 · balance_after: Includes 44,323 RSUs and 12,922 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,104.467 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 22, 2023 Filed May 24, 2023 21:37 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
SaleCommon Stock 14,609 $46.47 $678,859.78
Disclosure

SEC source: 0000005513-23-000134 · wf-form4_168496423562058.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,506

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $46.28 per share to $46.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 21,031 restricted stock units ("stock-settled RSUs"), 6,280 stock success units ("SSUs"), and 35,195 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 08, 2023 Filed May 10, 2023 23:10 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
SaleCommon Stock 2,800 $44.71 $125,188.00
Disclosure

SEC source: 0000005513-23-000132 · wf-form4_168376024618779.xml · nonDerivative · entry 1

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,119

F1 · balance_after: Includes 5,563 restricted stock units and 1,556 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 08, 2023 Filed May 10, 2023 23:08 UTC
Pyne Christopher WEVP, Group Benefits
SaleCommon Stock 5,579 $44.82 $250,050.78
Disclosure

SEC source: 0000005513-23-000130 · wf-form4_168376012208328.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,084

F1 · balance_after: Includes 16,707 restricted stock units, 8,205 stock success units, and 25,172 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 05, 2023 Filed May 9, 2023 21:39 UTC
Simonds Michael QEVP, Chief Operating Officer
SaleCommon Stock 18,000 $43.72 $786,960.00
Disclosure

SEC source: 0000005513-23-000128 · wf-form4_168366837820540.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,088

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022.

F2 · balance_after: Includes 60,655 restricted stock units ("stock-settled RSUs"), 31,217 stock success units ("SSUs"), and 130,216 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 14, 2023 Filed Mar 16, 2023 21:35 UTC PurchaseCommon Stock 3,270 $39.78 $130,080.60
Disclosure

SEC source: 0000005513-23-000075 · wf-form4_167900253084830.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,846

F1 · balance_after: Includes 49,689 deferred share rights ("DSRs"), 40,556 RSUs, and 29,601 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 5,395.118 RSUs, and the exempt acquisitions of an aggregate of 1,179.980 DSRs and 857.481 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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March 03, 2023 Filed Mar 6, 2023 22:35 UTC
IGLESIAS LISA GEVP, General Counsel
SaleCommon Stock 10,028 $45.28 $454,039.76
Disclosure

SEC source: 0000005513-23-000066 · wf-form4_167814210855179.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,305

F3 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $45.00 per share to $45.45 per share, inclusive.

F4 · balance_after: Includes 23,783 stock-settled RSUs, 13,245 SSUs, and 16,277 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 02, 2023 Filed Mar 6, 2023 22:35 UTC
IGLESIAS LISA GEVP, General Counsel
SaleCommon Stock 14,972 $45.02 $674,005.00
Disclosure

SEC source: 0000005513-23-000066 · wf-form4_167814210855179.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,333

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $45.00 per share to $45.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Includes 23,783 restricted stock units, 13,245 stock success units, and 26,305 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.