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UNM

Unum Group

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3369
SEC CIK
0000005513
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447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2024 Filed May 28, 2024 22:34 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000126 · wk-form4_1716935652.xml · nonDerivative · entry 1

Lefebvre Mojgan M · CIK 0001753788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,493

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 2,142 deferred share rights ("DSRs") and 6,351 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.

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May 23, 2024 Filed May 28, 2024 22:31 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000124 · wk-form4_1716935480.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,296

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 51,582 deferred share rights ("DSRs"), 44,665 RSUs, and 34,049 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,448.000 RSUs, and the exempt acquisitions of an aggregate of 1,539.423 DSRs and 1,118.683 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 23, 2024 Filed May 28, 2024 22:28 UTC
KING GALE V.Director
GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000122 · wk-form4_1716935304.xml · nonDerivative · entry 1

KING GALE V. · CIK 0001740249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,073

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 6,078 deferred share rights ("DSRs"), 11,629 RSUs, and 1,366 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 23, 2024 Filed May 28, 2024 22:25 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000120 · wk-form4_1716935138.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,854

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 1,064 deferred share rights ("DSRs"), 7,181 RSUs, and 32,610 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 7.263 DSRs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 23, 2024 Filed May 28, 2024 22:19 UTC
Egan CynthiaDirector
GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000116 · wk-form4_1716934761.xml · nonDerivative · entry 1

Egan Cynthia · CIK 0001584240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,018

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 7,181 RSUs and 45,837 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 15,818.843 RSUs since the date of the reporting person's prior Form 4.

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May 23, 2024 Filed May 28, 2024 22:22 UTC GrantCommon Stock 2,149 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000118 · wk-form4_1716934965.xml · nonDerivative · entry 2

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,195

F4 · shares: Represents half of annual Board Chair retainer for the 2024-2025 Board year, which is paid in the form of RSUs.

F5 · balance_after: Includes 11,798 RSUs and 108,397 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 23, 2024 Filed May 28, 2024 22:22 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000118 · wk-form4_1716934965.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,046

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 9,649 RSUs and 108,397 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 7,576.000 RSUs since the date of the reporting person's prior Form 4.

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May 23, 2024 Filed May 28, 2024 22:11 UTC GrantCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000113 · wk-form4_1716934262.xml · nonDerivative · entry 2

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,617

F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.

F5 · balance_after: Includes 42,164 DSRs and 50,453 RSUs. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:11 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000113 · wk-form4_1716934262.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,230

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 39,777 deferred share rights ("DSRs") and 50,453 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 968.605 DSRs and 1,158.653 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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May 23, 2024 Filed May 28, 2024 22:00 UTC GrantCommon Stock 2,769 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000108 · wk-form4_1716933618.xml · nonDerivative · entry 2

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,663

F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.

F5 · balance_after: Includes 12,722 DSRs, 17,366 RSUs, and 31,575 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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May 23, 2024 Filed May 28, 2024 22:00 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000108 · wk-form4_1716933618.xml · nonDerivative · entry 1

Cross Susan Lee · CIK 0001441862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,894

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 9,953 deferred share rights ("DSRs"), 17,366 RSUs, and 31,575 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 12,413.883 DSRs and 17,271.830 RSUs, and the exempt acquisitions of an aggregate of 254.766 DSRs and 354.434 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:07 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000111 · wk-form4_1716934069.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,396

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 7,181 RSUs and 30,215 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,448.000 RSUs since the date of the reporting person's prior Form 4.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:54 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000106 · wk-form4_1716933280.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,659

F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2025.

F2 · balance_after: Includes 46,170 RSUs and 15,488 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,566.393 RSUs, and the exempt acquisitions of an aggregate of 1,071.559 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

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May 07, 2024 Filed May 9, 2024 22:34 UTC SaleCommon Stock 8,000 $52.61 $420,880.00
Disclosure

SEC source: 0000005513-24-000101 · wk-form4_1715294063.xml · nonDerivative · entry 1

Keaney Timothy F · CIK 0001343297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,505

F1 · balance_after: Includes 1,056 deferred share rights ("DSRs"), 3,839 RSUs, and 32,610 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,448 RSUs, and the exempt acquisitions of an aggregate of 24.482 DSRs pursuant to the reinvestment of dividends, since the reporting person's prior Form 4.

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May 07, 2024 Filed May 9, 2024 22:30 UTC
Pyne Christopher WEVP, Group Benefits
SaleCommon Stock 4,500 $52.47 $236,116.35
Disclosure

SEC source: 0000005513-24-000099 · wk-form4_1715293843.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,262

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $52.47 per share to $52.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 27,241 restricted stock units, 4,163 stock success units, and 24,858 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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April 10, 2024 Filed Apr 12, 2024 22:20 UTC
Till Mark PaulEVP & CEO, Unum International
GrantEmployee Stock Option (right to buy) · Derivative 524 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0000005513-24-000089 · wk-form4_1712960402.xml · derivative · entry 1

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524

Underlying: Common Stock · 524 shares

Expires 2027-11-01

F1 · shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2021 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2814 as of March 11, 2024, the date the option price was set.

F1 · derivative.underlying_shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2021 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.2814 as of March 11, 2024, the date the option price was set.

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March 13, 2024 Filed Mar 15, 2024 21:36 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
SaleCommon Stock 10,000 $51.06 $510,600.00
Disclosure

SEC source: 0000005513-24-000064 · wk-form4_1710538549.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,246

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023.

F2 · balance_after: Includes 48,025 restricted stock units, 3,852 stock success units, and 70,369 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 05, 2024 Filed Mar 5, 2024 23:19 UTC
IGLESIAS LISA GEVP, General Counsel
SaleCommon Stock 16,000 $50.00 $800,064.00
Disclosure

SEC source: 0000005513-24-000049 · wk-form4_1709680782.xml · nonDerivative · entry 5

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,840

F9 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $50.00 per share to $50.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F10 · balance_after: Includes 22,037 stock-settled RSUs, 6,721 SSUs, and 12,082 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:34 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 25,302 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000061 · wk-form4_1709681686.xml · nonDerivative · entry 4

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,246

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 48,025 stock-settled RSUs, 3,852 SSUs, and 80,369 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:34 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,358 $49.30 $116,249.40
Disclosure

SEC source: 0000005513-24-000061 · wk-form4_1709681686.xml · nonDerivative · entry 3

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,944

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,372 stock-settled RSUs.

F6 · balance_after: Includes 22,723 stock-settled RSUs, 3,852 SSUs, and 80,369 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:34 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 3,514 $49.30 $173,240.20
Disclosure

SEC source: 0000005513-24-000061 · wk-form4_1709681686.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,302

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 9,495 stock-settled RSUs.

F4 · balance_after: Includes 29,095 stock-settled RSUs, 3,852 SSUs, and 76,355 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:34 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,776 $49.30 $136,856.80
Disclosure

SEC source: 0000005513-24-000061 · wk-form4_1709681686.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,816

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,501 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 38,590 restricted stock units, 3,852 stock success units, and 70,374 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:32 UTC
Till Mark PaulEVP & CEO, Unum International
GrantCommon Stock 5,071 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000059 · wk-form4_1709681519.xml · nonDerivative · entry 5

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,568

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F9 · balance_after: Includes 15,858 stock-settled RSUs and 9,710 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:32 UTC
Till Mark PaulEVP & CEO, Unum International
GrantCommon Stock 5,172 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000059 · wk-form4_1709681519.xml · nonDerivative · entry 4

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,497

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 10,787 stock-settled RSUs and 9,710 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:32 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 749 $49.30 $36,925.70
Disclosure

SEC source: 0000005513-24-000059 · wk-form4_1709681519.xml · nonDerivative · entry 3

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,325

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,593 stock-settled RSUs.

F6 · balance_after: Includes 5,615 stock-settled RSUs and 9,710 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:32 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 1,086 $49.30 $53,539.80
Disclosure

SEC source: 0000005513-24-000059 · wk-form4_1709681519.xml · nonDerivative · entry 2

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,074

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,310 stock-settled RSUs.

F4 · balance_after: Includes 7,208 stock-settled RSUs and 8,866 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:32 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 1,102 $49.30 $54,328.60
Disclosure

SEC source: 0000005513-24-000059 · wk-form4_1709681519.xml · nonDerivative · entry 1

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,160

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,344 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 9,518 restricted stock units and 7,642 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:29 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
GrantCommon Stock 3,550 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000057 · wk-form4_1709681373.xml · nonDerivative · entry 4

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,861

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 6,316 stock-settled RSUs and 3,545 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:29 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 247 $49.30 $12,177.10
Disclosure

SEC source: 0000005513-24-000057 · wk-form4_1709681373.xml · nonDerivative · entry 3

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,311

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 832 stock-settled RSUs.

F6 · balance_after: Includes 2,766 stock-settled RSUs and 3,545 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:29 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 287 $49.30 $14,149.10
Disclosure

SEC source: 0000005513-24-000057 · wk-form4_1709681373.xml · nonDerivative · entry 2

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,558

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,043 stock-settled RSUs.

F4 · balance_after: Includes 3,598 stock-settled RSUs and 2,960 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:29 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 274 $49.30 $13,508.20
Disclosure

SEC source: 0000005513-24-000057 · wk-form4_1709681373.xml · nonDerivative · entry 1

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,845

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 922 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 4,641 restricted stock units and 2,204 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:27 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 8,424 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000055 · wk-form4_1709681234.xml · nonDerivative · entry 4

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,762

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 27,241 stock-settled RSUs, 4,163 SSUs, and 29,358 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:27 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 787 $49.30 $38,799.10
Disclosure

SEC source: 0000005513-24-000055 · wk-form4_1709681234.xml · nonDerivative · entry 3

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,338

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,680 stock-settled RSUs.

F6 · balance_after: Includes 18,817 stock-settled RSUs, 4,163 SSUs, and 29,358 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:27 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 1,229 $49.30 $60,589.70
Disclosure

SEC source: 0000005513-24-000055 · wk-form4_1709681234.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,125

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,770 stock-settled RSUs.

F4 · balance_after: Includes 21,497 stock-settled RSUs, 4,163 SSUs, and 27,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:27 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 1,313 $49.30 $64,730.90
Disclosure

SEC source: 0000005513-24-000055 · wk-form4_1709681234.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,354

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,960 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 24,267 restricted stock units, 4,163 stock success units, and 25,924 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:25 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 108,392 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136,663

F9 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F10 · balance_after: Includes 227,679 stock-settled RSUs, 63,365 SSUs, and 845,619 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:25 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 12,058 $49.30 $594,459.40
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,271

F7 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,587 stock-settled RSUs.

F8 · balance_after: Includes 119,287 stock-settled RSUs, 63,365 SSUs, and 845,619 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:25 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 19,079 $49.30 $940,594.70
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,329

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,563 stock-settled RSUs.

F6 · balance_after: Includes 151,874 stock-settled RSUs, 63,365 SSUs, and 825,090 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:25 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 17,345 $49.30 $855,108.50
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059,408

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 46,876 stock-settled RSUs.

F4 · balance_after: Includes 203,437 stock-settled RSUs, 63,365 SSUs, and 792,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:25 UTC
McKenney Richard PDirector · President and CEO
SaleCommon Stock 50,000 $49.15 $2,457,575.00
Disclosure

SEC source: 0000005513-24-000053 · wk-form4_1709681108.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,753

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $49.015 per share to $49.290 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 250,313 restricted stock units, 63,365 stock success units, and 763,075 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 6,329 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000051 · wk-form4_1709680931.xml · nonDerivative · entry 4

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,284

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 14,482 stock-settled RSUs, 1,700 SSUs, and 50,102 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 528 $49.30 $26,030.40
Disclosure

SEC source: 0000005513-24-000051 · wk-form4_1709680931.xml · nonDerivative · entry 3

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,955

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,165 stock-settled RSUs.

F6 · balance_after: Includes 8,153 stock-settled RSUs, 1,700 SSUs, and 50,102 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 1,435 $49.30 $70,745.50
Disclosure

SEC source: 0000005513-24-000051 · wk-form4_1709680931.xml · nonDerivative · entry 2

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,483

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,646 stock-settled RSUs.

F4 · balance_after: Includes 10,318 stock-settled RSUs, 1,700 SSUs, and 48,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:22 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 786 $49.30 $38,749.80
Disclosure

SEC source: 0000005513-24-000051 · wk-form4_1709680931.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,918

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,225 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 13,964 restricted stock units, 1,700 stock success units, and 46,254 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:19 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 10,716 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000049 · wk-form4_1709680782.xml · nonDerivative · entry 4

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,840

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 22,037 stock-settled RSUs, 6,721 SSUs, and 28,082 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:19 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,208 $49.30 $59,554.40
Disclosure

SEC source: 0000005513-24-000049 · wk-form4_1709680782.xml · nonDerivative · entry 3

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,124

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,263 stock-settled RSUs.

F6 · balance_after: Includes 11,321 stock-settled RSUs, 6,721 SSUs, and 28,082 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:19 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,687 $49.30 $83,169.10
Disclosure

SEC source: 0000005513-24-000049 · wk-form4_1709680782.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,332

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,558 stock-settled RSUs.

F4 · balance_after: Includes 14,584 stock-settled RSUs, 6,721 SSUs, and 26,027 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:19 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,718 $49.30 $84,697.40
Disclosure

SEC source: 0000005513-24-000049 · wk-form4_1709680782.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,019

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,641 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 19,142 restricted stock units, 6,721 stock success units, and 23,156 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2024 Filed Mar 5, 2024 23:13 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 5,071 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000047 · wk-form4_1709680387.xml · nonDerivative · entry 5

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,592

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F9 · balance_after: Includes 24,047 stock-settled RSUs, 3,187 SSUs, and 36,358 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:13 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 9,078 $0.00 $0.00
Disclosure

SEC source: 0000005513-24-000047 · wk-form4_1709680387.xml · nonDerivative · entry 4

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,521

F7 · shares: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025.

F8 · balance_after: Includes 18,976 stock-settled RSUs, 3,187 SSUs, and 36,358 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.