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Nasdaq · USD

UEIC

UNIVERSAL ELECTRONICS INC

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366
SEC CIK
0000101984
Parsed reports
709

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202604
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2024 Filed Feb 13, 2024 20:29 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 1,059 $8.62 $9,123.29
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 270,758

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 20:29 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 2,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 271,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 20:29 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionRestricted Stock Units · Derivative 663 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000032 · wk-form4_1707856168.xml · derivative · entry 8

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,460

Underlying: Common Stock · 663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 20:29 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Tax withholdingCommon Stock 312 $8.62 $2,687.88
Disclosure

SEC source: 0000101984-24-000032 · wk-form4_1707856168.xml · nonDerivative · entry 4

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,214

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 20:29 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionCommon Stock 663 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000032 · wk-form4_1707856168.xml · nonDerivative · entry 3

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:38 UTC Exercise / conversionRestricted Stock Units · Derivative 5,383 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000034 · wk-form4_1707863917.xml · derivative · entry 8

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,802

Underlying: Common Stock · 5,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:38 UTC Tax withholdingCommon Stock 3,124 $8.62 $26,913.26
Disclosure

SEC source: 0000101984-24-000034 · wk-form4_1707863917.xml · nonDerivative · entry 2

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Hackworth Family Trust

Disclosed balance after: 58,831

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 22:38 UTC Exercise / conversionCommon Stock 5,383 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000034 · wk-form4_1707863917.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Hackworth Family Trust

Disclosed balance after: 61,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 18,843 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · derivative · entry 9

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,836

Underlying: Common Stock · 18,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 8,502 $8.62 $73,244.73
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 269,285

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 18,843 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 277,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionRestricted Stock Units · Derivative 4,712 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000032 · wk-form4_1707856168.xml · derivative · entry 7

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,123

Underlying: Common Stock · 4,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Tax withholdingCommon Stock 2,221 $8.62 $19,133.92
Disclosure

SEC source: 0000101984-24-000032 · wk-form4_1707856168.xml · nonDerivative · entry 2

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,863

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionCommon Stock 4,712 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000032 · wk-form4_1707856168.xml · nonDerivative · entry 1

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
Carnifax Richard KS.V.P. Global Operations
Exercise / conversionRestricted Stock Units · Derivative 2,692 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000031 · wk-form4_1707856155.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,087

Underlying: Common Stock · 2,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
Carnifax Richard KS.V.P. Global Operations
Tax withholdingCommon Stock 1,269 $8.62 $10,932.44
Disclosure

SEC source: 0000101984-24-000031 · wk-form4_1707856155.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,052

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC
Carnifax Richard KS.V.P. Global Operations
Exercise / conversionCommon Stock 2,692 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000031 · wk-form4_1707856155.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:34 UTC
Chong David Cheung HyenExecutive Vice President -Asia
OtherEmployee Stock Option (Rt to Buy) · Derivative 12,750 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000101984-24-000028 · wk-form4_1707514429.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,480

Underlying: Common Stock · 12,750 shares

Expires 2024-02-08

F6 · kind: Expiry of Employee Stock Options.

F7 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:33 UTC
ARLING PAUL DDirector · CEO
OtherEmployee Stock Option (Rt to Buy) · Derivative 38,245 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000101984-24-000027 · wk-form4_1707514415.xml · derivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,830

Underlying: Common Stock · 38,245 shares

Expires 2024-02-08

F6 · kind: Expiry of Employee Stock Options.

F7 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:33 UTC OtherEmployee Stock Option (Rt to Buy) · Derivative 15,300 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000101984-24-000026 · wk-form4_1707514396.xml · derivative · entry 5

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,800

Underlying: Common Stock · 15,300 shares

Expires 2024-02-08

F6 · kind: Expiry of Employee Stock Options.

F7 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:34 UTC
Ammari RamziSr.VP Corp Planning & Strategy
GrantPerformance Stock Units · Derivative 24,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000030 · wk-form4_1707514455.xml · derivative · entry 3

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

F4 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:34 UTC
Ammari RamziSr.VP Corp Planning & Strategy
GrantRestricted Stock Units · Derivative 24,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000030 · wk-form4_1707514455.xml · derivative · entry 2

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,835

Underlying: Common Stock · 24,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

F2 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:34 UTC
Carnifax Richard KS.V.P. Global Operations
GrantPerformance Stock Units · Derivative 14,001 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000029 · wk-form4_1707514444.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 14,001 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI stock.

F4 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

F4 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:34 UTC
Carnifax Richard KS.V.P. Global Operations
GrantRestricted Stock Units · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000029 · wk-form4_1707514444.xml · derivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,779

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

F2 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:34 UTC
Chong David Cheung HyenExecutive Vice President -Asia
GrantPerformance Stock Units · Derivative 14,001 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000028 · wk-form4_1707514429.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 14,001 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

F5 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:34 UTC
Chong David Cheung HyenExecutive Vice President -Asia
GrantRestricted Stock Units · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000028 · wk-form4_1707514429.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,276

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

F3 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:33 UTC
ARLING PAUL DDirector · CEO
GrantPerformance Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000027 · wk-form4_1707514415.xml · derivative · entry 5

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

F5 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:33 UTC
ARLING PAUL DDirector · CEO
GrantRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000027 · wk-form4_1707514415.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,679

Underlying: Common Stock · 36,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

F3 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

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February 07, 2024 Filed Feb 9, 2024 21:33 UTC GrantPerformance Stock Units · Derivative 27,999 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000026 · wk-form4_1707514396.xml · derivative · entry 4

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,999

Underlying: Common Stock · 27,999 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

F5 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

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February 07, 2024 Filed Feb 9, 2024 21:33 UTC GrantRestricted Stock Units · Derivative 28,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000026 · wk-form4_1707514396.xml · derivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,185

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

F3 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000012 · wk-form4_1704319178.xml · derivative · entry 2

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000012 · wk-form4_1704319178.xml · nonDerivative · entry 1

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote #2

Disclosed balance after: 128,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Satjiv Chahil Trust Account. Mr. Chahil disclaims ownership of the shares held by the Trust.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000010 · wk-form4_1704319133.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000010 · wk-form4_1704319133.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000011 · wk-form4_1704319166.xml · derivative · entry 3

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000011 · wk-form4_1704319166.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Please refer to footnote #2

Disclosed balance after: 45,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000009 · wk-form4_1704319088.xml · derivative · entry 2

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:58 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000009 · wk-form4_1704319088.xml · nonDerivative · entry 1

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:58 UTC
Singer EricDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000008 · wk-form4_1704319069.xml · derivative · entry 3

Singer Eric · CIK 0001443284 · Director · 10% owner

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: Restricted stock units awarded on January 1, 2024 to Mr. Singer as pro rata director compensation and generally vest and are paid quarterly over a period ending July 1, 2024, which restricted units are owned directly by Mr. Singer.

F6 · derivative.expiration_date: Restricted stock units awarded on January 1, 2024 to Mr. Singer as pro rata director compensation and generally vest and are paid quarterly over a period ending July 1, 2024, which restricted units are owned directly by Mr. Singer.

F7 · ownership.direct: Restricted Stock Units owned directly by Mr. Singer.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:58 UTC
Singer EricDirector · 10% owner
GrantCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000008 · wk-form4_1704319069.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director · 10% owner

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153

F1 · security: This Form 4 is filed jointly by Eric Singer, Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Mr. Singer is also a member of the board of directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: Shares of the Issuer's Common Stock awarded on January 1, 2024 to Mr. Singer as pro rata director compensation, which shares are owned directly by Mr. Singer.

F3 · ownership.direct: Shares of the Issuer's Common Stock owned directly by Mr. Singer.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000007 · wk-form4_1704319048.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000007 · wk-form4_1704319048.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote #2

Disclosed balance after: 20,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 22:02 UTC
Singer Eric10% owner
PurchaseCommon Stock 11,281 $7.60 $85,735.60
Disclosure

SEC source: 0000921895-23-002720 · form413446008_12062023.xml · nonDerivative · entry 3

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,544,147

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
December 06, 2023 Filed Dec 21, 2023 00:30 UTC Amendment
Singer Eric10% owner
PurchaseCommon Stock 11,281 $7.60 $85,735.60
Disclosure

SEC source: 0001193805-23-001636 · e618141_4-ueic.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,544,647

F1 · security: This Form 4/A is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · balance_after: On December 6, 2023, the Reporting Persons filed the Form 4 reporting that Toro 18 owned directly 1,544,147 shares of Common Stock following the transaction on December 6, 2023. In fact, as reported in this amendment, Toro 18 owned directly 1,544,647 shares of Common Stock following the transaction on December 6, 2023.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 22:02 UTC
Singer Eric10% owner
PurchaseCommon Stock 14,380 $7.73 $111,168.90
Disclosure

SEC source: 0000921895-23-002720 · form413446008_12062023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,532,866

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6800 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
December 05, 2023 Filed Dec 21, 2023 00:30 UTC Amendment
Singer Eric10% owner
PurchaseCommon Stock 14,880 $7.73 $115,038.77
Disclosure

SEC source: 0001193805-23-001636 · e618141_4-ueic.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533,366

F1 · security: This Form 4/A is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · shares: On December 6, 2023, the Reporting Persons filed a Form 4 (the "Form 4") which reported that Toro 18 purchased 14,380 shares of Common Stock on December 5, 2023 at an average price of $7.7308 per share, and that Toro 18 owned directly 1,532,866 shares of Common Stock following the transaction. In fact, as reported in this amendment, Toro 18 purchased 14,880 shares of Common Stock on December 5, 2023 at an average price of $7.7311 per share, and Toro 18 owned directly 1,533,366 shares of Common Stock following the transaction.

F3 · price: On December 6, 2023, the Reporting Persons filed a Form 4 (the "Form 4") which reported that Toro 18 purchased 14,380 shares of Common Stock on December 5, 2023 at an average price of $7.7308 per share, and that Toro 18 owned directly 1,532,866 shares of Common Stock following the transaction. In fact, as reported in this amendment, Toro 18 purchased 14,880 shares of Common Stock on December 5, 2023 at an average price of $7.7311 per share, and Toro 18 owned directly 1,533,366 shares of Common Stock following the transaction.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6800 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: On December 6, 2023, the Reporting Persons filed a Form 4 (the "Form 4") which reported that Toro 18 purchased 14,380 shares of Common Stock on December 5, 2023 at an average price of $7.7308 per share, and that Toro 18 owned directly 1,532,866 shares of Common Stock following the transaction. In fact, as reported in this amendment, Toro 18 purchased 14,880 shares of Common Stock on December 5, 2023 at an average price of $7.7311 per share, and Toro 18 owned directly 1,533,366 shares of Common Stock following the transaction.

F2 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 22:02 UTC
Singer Eric10% owner
PurchaseCommon Stock 9,579 $7.66 $73,349.28
Disclosure

SEC source: 0000921895-23-002720 · form413446008_12062023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,518,486

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.6350 to $7.7400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

Read SEC document
November 28, 2023 Filed Nov 28, 2023 22:03 UTC
Singer Eric10% owner
PurchaseCommon Stock 44,433 $7.47 $332,056.70
Disclosure

SEC source: 0000921895-23-002691 · form413446008_11282023.xml · nonDerivative · entry 3

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,508,907

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.4150 to $7.5000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

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November 27, 2023 Filed Nov 28, 2023 22:03 UTC
Singer Eric10% owner
PurchaseCommon Stock 42,277 $7.52 $317,986.46
Disclosure

SEC source: 0000921895-23-002691 · form413446008_11282023.xml · nonDerivative · entry 2

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,474

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.3750 to $7.5400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

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November 24, 2023 Filed Nov 28, 2023 22:03 UTC
Singer Eric10% owner
PurchaseCommon Stock 9,488 $7.44 $70,621.08
Disclosure

SEC source: 0000921895-23-002691 · form413446008_11282023.xml · nonDerivative · entry 1

TORO 18 HOLDINGS LLC · CIK 0001970265 · 10% owner

IMMERSION CORP · CIK 0001058811 · 10% owner

MARTIN WILLIAM C · CIK 0001205885 · 10% owner

Singer Eric · CIK 0001443284 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422,197

F1 · security: This Form 4 is filed jointly by Toro 18 Holdings LLC ("Toro 18"), Immersion Corporation ("Immersion"), William C. Martin and Eric Singer (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.3250 to $7.4900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.direct: Securities owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.