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Carnifax Richard K

Disclosed activity across 1 company

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48953
SEC CIK
0001938060

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL ELECTRONICS INCUEIC · Entity 366COO and Interim CEOMay 07, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL ELECTRONICS INC

Report date May 07, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,793 Ending reported balance After 2026-05-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-07 · Exercise / conversion · Acquired 1,166 · Balance 17,155

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

Row 2 · 2026-05-08 · Sale · Disposed 362 · Balance 16,793

F2: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.

F3: Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.25 to $4.26 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,498 Reported balance After 2026-05-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-07 · Exercise / conversion · Disposed 1,166 · Balance 3,498

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

F4: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.

F5: This figure represents an aggregate number of RSUs held by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

F2: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.

F3: Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.25 to $4.26 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F4: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.

F5: This figure represents an aggregate number of RSUs held by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2026 Filed May 8, 2026 22:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 362 $4.26 $1,541.47
Disclosure

SEC source: 0000101984-26-000052 · wk-form4_1778277807.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,793

F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.25 to $4.26 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 07, 2026 Filed May 8, 2026 22:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,166 $0.00 $0.00
Disclosure

SEC source: 0000101984-26-000052 · wk-form4_1778277807.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,498

Underlying: Common Stock · 1,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.

F4 · derivative.expiration_date: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.

F5 · balance_after: This figure represents an aggregate number of RSUs held by the Reporting Person.

Read SEC document
May 07, 2026 Filed May 8, 2026 22:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-26-000052 · wk-form4_1778277807.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 13, 2026 Filed Feb 13, 2026 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 200 $4.09 $818.00
Disclosure

SEC source: 0000101984-26-000010 · wk-form4_1771020388.xml · nonDerivative · entry 4

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,989

F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
February 13, 2026 Filed Feb 13, 2026 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 347 $4.09 $1,419.23
Disclosure

SEC source: 0000101984-26-000010 · wk-form4_1771020388.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,517

F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
February 09, 2026 Filed Feb 13, 2026 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0000101984-26-000010 · wk-form4_1771020388.xml · derivative · entry 6

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,664

Underlying: Common Stock · 672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: On February 9, 2023, the Reporting Person was granted 8,075 RSUs, vesting over a 3 year schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter.

F5 · derivative.expiration_date: On February 9, 2023, the Reporting Person was granted 8,075 RSUs, vesting over a 3 year schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter.

F4 · balance_after: This figure represents an aggregate number of RSUs held by the Reporting Person.

Read SEC document
February 09, 2026 Filed Feb 13, 2026 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 672 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-26-000010 · wk-form4_1771020388.xml · nonDerivative · entry 3

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 07, 2026 Filed Feb 13, 2026 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0000101984-26-000010 · wk-form4_1771020388.xml · derivative · entry 5

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,336

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.

F3 · derivative.expiration_date: On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.

F4 · balance_after: This figure represents an aggregate number of RSUs held by the Reporting Person.

Read SEC document
February 07, 2026 Filed Feb 13, 2026 22:06 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-26-000010 · wk-form4_1771020388.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 16:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantEmployee Stock Option (Rt to Buy) · Derivative 150,000 $2.97 $445,500.00
Disclosure

SEC source: 0000101984-25-000238 · wk-form4_1763398757.xml · derivative · entry 4

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,465

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F4 · price: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5 · derivative.exercise_date: The stock option award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The stock option award will vest over a 3-year vesting schedule with 33.33% on November 13, 2026, 33.33% on November 13, 2027 and the remainder vesting on November 13, 2028. The stock option award will expire on the tenth anniversary of the grant date (November 13, 2035).

F5 · derivative.expiration_date: The stock option award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The stock option award will vest over a 3-year vesting schedule with 33.33% on November 13, 2026, 33.33% on November 13, 2027 and the remainder vesting on November 13, 2028. The stock option award will expire on the tenth anniversary of the grant date (November 13, 2035).

F6 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 16:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000238 · wk-form4_1763398757.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,433

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant (November 13, 2030). Any unvested tranche will expire at close of business on November 13, 2030.

F2 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant (November 13, 2030). Any unvested tranche will expire at close of business on November 13, 2030.

F3 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 16:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000238 · wk-form4_1763398757.xml · derivative · entry 2

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,433

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant (November 13, 2030). Any unvested tranche will expire at close of business on November 13, 2030.

F2 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant (November 13, 2030). Any unvested tranche will expire at close of business on November 13, 2030.

F3 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person.

Read SEC document
November 11, 2025 Filed Nov 12, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 806 $3.21 $2,588.87
Disclosure

SEC source: 0000101984-25-000228 · wk-form4_1762972296.xml · nonDerivative · entry 3

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,697

F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000228 · wk-form4_1762972296.xml · derivative · entry 5

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,503

Underlying: Common Stock · 673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
November 09, 2025 Filed Nov 12, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000228 · wk-form4_1762972296.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000228 · wk-form4_1762972296.xml · derivative · entry 4

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,176

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
November 07, 2025 Filed Nov 12, 2025 18:31 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000228 · wk-form4_1762972296.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 09, 2025 Filed Aug 11, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000199 · wk-form4_1754938579.xml · derivative · entry 6

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,343

Underlying: Common Stock · 673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
August 09, 2025 Filed Aug 11, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 281 $5.41 $1,520.21
Disclosure

SEC source: 0000101984-25-000199 · wk-form4_1754938579.xml · nonDerivative · entry 4

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,663

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 09, 2025 Filed Aug 11, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000199 · wk-form4_1754938579.xml · nonDerivative · entry 3

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000199 · wk-form4_1754938579.xml · derivative · entry 5

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,016

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 488 $6.35 $3,098.80
Disclosure

SEC source: 0000101984-25-000199 · wk-form4_1754938579.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,271

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 18:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000199 · wk-form4_1754938579.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · COO and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 09, 2025 Filed May 12, 2025 22:15 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000109 · wk-form4_1747088116.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,183

Underlying: Common Stock · 673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
May 09, 2025 Filed May 12, 2025 22:15 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 275 $6.87 $1,887.88
Disclosure

SEC source: 0000101984-25-000109 · wk-form4_1747088116.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,592

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 09, 2025 Filed May 12, 2025 22:15 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000109 · wk-form4_1747088116.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000095 · wk-form4_1746730648.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,856

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 477 $5.69 $2,711.75
Disclosure

SEC source: 0000101984-25-000095 · wk-form4_1746730648.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,194

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 07, 2025 Filed May 8, 2025 18:57 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000095 · wk-form4_1746730648.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · SVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 19:15 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 39,216 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000062 · wk-form4_1744398928.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,433

Underlying: Common Stock · 39,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with three separate stock price market and service conditions. Each tranche will vest only when both the market and service conditions have been achieved. The stock price market condition for each tranche must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F4 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with three separate stock price market and service conditions. Each tranche will vest only when both the market and service conditions have been achieved. The stock price market condition for each tranche must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F3 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person.

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April 09, 2025 Filed Apr 11, 2025 19:15 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 39,216 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000062 · wk-form4_1744398928.xml · derivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,217

Underlying: Common Stock · 39,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F2 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028.

F3 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 18:13 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000033 · wk-form4_1740507174.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,023

Underlying: Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 18:13 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 911 $8.48 $7,720.73
Disclosure

SEC source: 0000101984-25-000033 · wk-form4_1740507174.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,504

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 18:13 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,934 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000033 · wk-form4_1740507174.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 09, 2025 Filed Feb 11, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000023 · wk-form4_1739298908.xml · derivative · entry 6

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,957

Underlying: Common Stock · 673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · balance_after: This figured represents an aggregate number of restricted stock units held by the Reporting Person.

Read SEC document
February 09, 2025 Filed Feb 11, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 317 $10.04 $3,182.68
Disclosure

SEC source: 0000101984-25-000023 · wk-form4_1739298908.xml · nonDerivative · entry 4

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,481

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 09, 2025 Filed Feb 11, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000023 · wk-form4_1739298908.xml · nonDerivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 4,668 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000023 · wk-form4_1739298908.xml · derivative · entry 5

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,630

Underlying: Common Stock · 4,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · balance_after: This figured represents an aggregate number of restricted stock units held by the Reporting Person.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 2,200 $10.04 $22,088.00
Disclosure

SEC source: 0000101984-25-000023 · wk-form4_1739298908.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,125

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 4,668 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000023 · wk-form4_1739298908.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 16:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000178 · wk-form4_1731429115.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,298

Underlying: Common Stock · 673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 16:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 281 $10.25 $2,880.25
Disclosure

SEC source: 0000101984-24-000178 · wk-form4_1731429115.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,657

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 16:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000178 · wk-form4_1731429115.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000140 · wk-form4_1723585738.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,971

Underlying: Common Stock · 673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 281 $10.11 $2,839.51
Disclosure

SEC source: 0000101984-24-000140 · wk-form4_1723585738.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,265

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:49 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000140 · wk-form4_1723585738.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 09, 2024 Filed May 10, 2024 19:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000071 · wk-form4_1715370887.xml · derivative · entry 3

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,644

Underlying: Common Stock · 673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 09, 2024 Filed May 10, 2024 19:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 317 $13.71 $4,346.07
Disclosure

SEC source: 0000101984-24-000071 · wk-form4_1715370887.xml · nonDerivative · entry 2

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,873

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 09, 2024 Filed May 10, 2024 19:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 673 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000071 · wk-form4_1715370887.xml · nonDerivative · entry 1

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 25, 2024 Filed Feb 26, 2024 21:40 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 836 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000040 · wk-form4_1708983599.xml · derivative · entry 6

Carnifax Richard K · CIK 0001938060 · S.V.P. Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,317

Underlying: Common Stock · 836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.