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PONTUAL ROMULO

Disclosed activity across 1 company

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45518
SEC CIK
0001278871

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL ELECTRONICS INCUEIC · Entity 366DirectorMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL ELECTRONICS INC

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,270 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Exercise / conversion · Acquired 18,437 · Balance 40,270

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-19 · Exercise / conversion · Disposed 18,437 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 21, 2026 21:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0000101984-26-000068 · wk-form4_1779400359.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.

F2 · derivative.expiration_date: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 18,437 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-26-000068 · wk-form4_1779400359.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:44 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 18,437 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000168 · wk-form4_1751496265.xml · derivative · entry 3

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,437

Underlying: Common Stock · 18,437 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026.

F3 · derivative.expiration_date: Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:44 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000168 · wk-form4_1751496265.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F2 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 22:44 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000168 · wk-form4_1751496265.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
May 27, 2025 Filed May 28, 2025 19:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 6,004 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000149 · wk-form4_1748458883.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 6,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F2 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
May 27, 2025 Filed May 28, 2025 19:01 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 6,004 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000149 · wk-form4_1748458883.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 23:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000050 · wk-form4_1743636595.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,254

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F2 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 23:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000050 · wk-form4_1743636595.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2025 Filed Jan 2, 2025 22:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000009 · wk-form4_1735856971.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,504

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F2 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
January 01, 2025 Filed Jan 2, 2025 22:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000009 · wk-form4_1735856971.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:16 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 6,004 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000194 · wk-form4_1734473774.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,754

Underlying: Common Stock · 6,004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: Restricted stock units awarded on December 13, 2024 as supplemental director compensation and cliff vest on the earlier date of the Company's next Annual Meeting or June 30, 2025.

F2 · derivative.expiration_date: Restricted stock units awarded on December 13, 2024 as supplemental director compensation and cliff vest on the earlier date of the Company's next Annual Meeting or June 30, 2025.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:23 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000158 · wk-form4_1727907790.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F2 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:23 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000158 · wk-form4_1727907790.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000113 · wk-form4_1719960637.xml · derivative · entry 3

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025

F3 · derivative.expiration_date: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000113 · wk-form4_1719960637.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000113 · wk-form4_1719960637.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:45 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000052 · wk-form4_1712094301.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:45 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000052 · wk-form4_1712094301.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000010 · wk-form4_1704319133.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000010 · wk-form4_1704319133.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051203 · doc4.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 22:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051203 · doc4.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 23:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040712 · doc4.xml · derivative · entry 3

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024

F3 · derivative.expiration_date: Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024

Read SEC document
July 01, 2023 Filed Jul 3, 2023 23:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040712 · doc4.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted in July of 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted in July of 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 23:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-040712 · doc4.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 16:16 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 1,190 $8.40 $9,996.00
Disclosure

SEC source: 0001209191-23-034947 · doc4.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,579

Read SEC document
April 01, 2023 Filed Apr 3, 2023 21:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022299 · doc4.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 21:26 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022299 · doc4.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 00:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000454 · doc4.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

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January 01, 2023 Filed Jan 4, 2023 00:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000454 · doc4.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

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October 01, 2022 Filed Oct 4, 2022 18:42 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052128 · doc4.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.

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October 01, 2022 Filed Oct 4, 2022 18:42 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 889 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-052128 · doc4.xml · nonDerivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

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July 27, 2022 Filed Jul 29, 2022 21:21 UTC Amendment UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantEmpl. Stock Option (Rt. to Buy) · Derivative 20,000 $26.65 Strike: $26.65 $532,900.00
Disclosure

SEC source: 0001209191-22-043549 · doc4a.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F4 · derivative.exercise_price: Form 4A is being filed to correct a clerical error in the reported conversion or exercise price of the derivative security.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F6 · price: Form 4A is being filed to correct a clerical error in the reported price of the derivative security.

F5 · derivative.exercise_date: Stock Option Grant was issued on July 27, 2022 by action of the Corporate Governance and Nominating Committee, and ratified by the Board of Directors. The options will vest ratably over the next 3 years, and have a 10 year life, expiring on July 27, 2032.

F5 · derivative.expiration_date: Stock Option Grant was issued on July 27, 2022 by action of the Corporate Governance and Nominating Committee, and ratified by the Board of Directors. The options will vest ratably over the next 3 years, and have a 10 year life, expiring on July 27, 2032.

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July 27, 2022 Filed Jul 29, 2022 21:21 UTC Amendment UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 4,639 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043549 · doc4a.xml · derivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,639

Underlying: Common Stock · 4,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: RSU Grant awarded pursuant to 2018 Directors Compensation Plan on July 27, 2022 and will vest as follows: 889 RSUs on October 1, 2022; 1,250 RSUs on January 1, 2023; 1,250 RSUs on April 1, 2023; and 1,250 RSUs on July 1, 2023.

F2 · derivative.expiration_date: RSU Grant awarded pursuant to 2018 Directors Compensation Plan on July 27, 2022 and will vest as follows: 889 RSUs on October 1, 2022; 1,250 RSUs on January 1, 2023; 1,250 RSUs on April 1, 2023; and 1,250 RSUs on July 1, 2023.

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July 27, 2022 Filed Jul 29, 2022 18:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantEmpl. Stock Option (Rt. to Buy) · Derivative 20,000 $27.05 Strike: $27.05 $541,000.00
Disclosure

SEC source: 0001209191-22-043463 · doc4.xml · derivative · entry 2

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F4 · derivative.exercise_date: Stock Option Grant was issued on July 27, 2022 by action of the Corporate Governance and Nominating Committee, and ratified by the Board of Directors. The options will vest ratably over the next 3 years, and have a 10 year life, expiring on July 27, 2032.

F4 · derivative.expiration_date: Stock Option Grant was issued on July 27, 2022 by action of the Corporate Governance and Nominating Committee, and ratified by the Board of Directors. The options will vest ratably over the next 3 years, and have a 10 year life, expiring on July 27, 2032.

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July 27, 2022 Filed Jul 29, 2022 18:39 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 4,639 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043463 · doc4.xml · derivative · entry 1

PONTUAL ROMULO · CIK 0001278871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,639

Underlying: Common Stock · 4,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: RSU Grant awarded pursuant to 2018 Directors Compensation Plan on July 27, 2022 and will vest as follows: 889 RSUs on October 1, 2022; 1,250 RSUs on January 1, 2023; 1,250 RSUs on April 1, 2023; and 1,250 RSUs on July 1, 2023.

F2 · derivative.expiration_date: RSU Grant awarded pursuant to 2018 Directors Compensation Plan on July 27, 2022 and will vest as follows: 889 RSUs on October 1, 2022; 1,250 RSUs on January 1, 2023; 1,250 RSUs on April 1, 2023; and 1,250 RSUs on July 1, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.