Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Sr.VP Corp Planning & Strategy | May 07, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,029.43 |
Ending reported balance
After 2026-05-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-07 · Exercise / conversion · Acquired 2,000 · Balance 39,648.43 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. Row 2 · 2026-05-08 · Sale · Disposed 619 · Balance 39,029.43 F2: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,000 |
Reported balance
After 2026-05-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-07 · Exercise / conversion · Disposed 2,000 · Balance 6,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. F3: On February 7, 2024, the Reporting Person was granted 24,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. F4: This figure represents an aggregate number of RSUs held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock.
F2: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person.
F3: On February 7, 2024, the Reporting Person was granted 24,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter.
F4: This figure represents an aggregate number of RSUs held by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 8, 2026 22:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 619 | $4.26 | $2,636.94 |
DisclosureSEC source: 0000101984-26-000054 · wk-form4_1778277986.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,029.43 F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. Read SEC document |
| May 07, 2026 Filed May 8, 2026 22:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-26-000054 · wk-form4_1778277986.xml · derivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: On February 7, 2024, the Reporting Person was granted 24,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. F3 · derivative.expiration_date: On February 7, 2024, the Reporting Person was granted 24,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. F4 · balance_after: This figure represents an aggregate number of RSUs held by the Reporting Person. Read SEC document |
| May 07, 2026 Filed May 8, 2026 22:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-26-000054 · wk-form4_1778277986.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,648.43 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 22:06 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 4,915.57 | $4.16 | $20,425.18 |
DisclosureSEC source: 0000101984-26-000041 · wk-form4_1773871590.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,648.43 Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 348 | $4.10 | $1,426.80 |
DisclosureSEC source: 0000101984-26-000012 · wk-form4_1771020551.xml · nonDerivative · entry 4 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,564 F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 590 | $4.10 | $2,419.00 |
DisclosureSEC source: 0000101984-26-000012 · wk-form4_1771020551.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,735 F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. Read SEC document |
| February 09, 2026 Filed Feb 13, 2026 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-26-000012 · wk-form4_1771020551.xml · derivative · entry 6 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 1,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: On February 9, 2023, the Reporting Person was granted 14,135 RSUs, vesting over a 3 year schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. F5 · derivative.expiration_date: On February 9, 2023, the Reporting Person was granted 14,135 RSUs, vesting over a 3 year schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. F4 · balance_after: This figure represents an aggregate number of RSUs held by the Reporting Person. Read SEC document |
| February 09, 2026 Filed Feb 13, 2026 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-26-000012 · wk-form4_1771020551.xml · nonDerivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 07, 2026 Filed Feb 13, 2026 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-26-000012 · wk-form4_1771020551.xml · derivative · entry 5 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,177 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: On February 7, 2024, the Reporting Person was granted 24,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. F3 · derivative.expiration_date: On February 7, 2024, the Reporting Person was granted 24,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. F4 · balance_after: This figure represents an aggregate number of RSUs held by the Reporting Person. Read SEC document |
| February 07, 2026 Filed Feb 13, 2026 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-26-000012 · wk-form4_1771020551.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 18:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 1,392 | $3.19 | $4,444.10 |
DisclosureSEC source: 0000101984-25-000232 · wk-form4_1762972723.xml · nonDerivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,325 F2 · shares: Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 18:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000232 · wk-form4_1762972723.xml · derivative · entry 5 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,177 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person. Read SEC document |
| November 09, 2025 Filed Nov 12, 2025 18:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000232 · wk-form4_1762972723.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 18:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000232 · wk-form4_1762972723.xml · derivative · entry 4 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,355 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 18:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000232 · wk-form4_1762972723.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 09, 2025 Filed Aug 11, 2025 18:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000195 · wk-form4_1754938150.xml · derivative · entry 6 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,355 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person. Read SEC document |
| August 09, 2025 Filed Aug 11, 2025 18:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 492 | $5.41 | $2,661.72 |
DisclosureSEC source: 0000101984-25-000195 · wk-form4_1754938150.xml · nonDerivative · entry 4 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,539 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 09, 2025 Filed Aug 11, 2025 18:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000195 · wk-form4_1754938150.xml · nonDerivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 18:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000195 · wk-form4_1754938150.xml · derivative · entry 5 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,533 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 18:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 837 | $6.35 | $5,314.95 |
DisclosureSEC source: 0000101984-25-000195 · wk-form4_1754938150.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,853 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 18:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000195 · wk-form4_1754938150.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| May 09, 2025 Filed May 12, 2025 22:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000111 · wk-form4_1747088213.xml · derivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,533 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person. Read SEC document |
| May 09, 2025 Filed May 12, 2025 22:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 492 | $6.69 | $3,289.02 |
DisclosureSEC source: 0000101984-25-000111 · wk-form4_1747088213.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,690 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 09, 2025 Filed May 12, 2025 22:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000111 · wk-form4_1747088213.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| May 07, 2025 Filed May 8, 2025 18:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000097 · wk-form4_1746730715.xml · derivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,711 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F5 · balance_after: This figure represents an aggregate number of restricted stock units held by Reporting Person. Read SEC document |
| May 07, 2025 Filed May 8, 2025 18:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 837 | $5.69 | $4,758.35 |
DisclosureSEC source: 0000101984-25-000097 · wk-form4_1746730715.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,004 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| May 07, 2025 Filed May 8, 2025 18:58 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000097 · wk-form4_1746730715.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantPerformance Stock Units · Derivative | 39,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000060 · wk-form4_1744398864.xml · derivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,432 Underlying: Common Stock · 39,216 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with three separate stock price market and service conditions. Each tranche will vest only when both the market and service conditions have been achieved. The stock price market condition for each tranche must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028. F4 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with three separate stock price market and service conditions. Each tranche will vest only when both the market and service conditions have been achieved. The stock price market condition for each tranche must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028. F3 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 19:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantPerformance Stock Units · Derivative | 39,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000060 · wk-form4_1744398864.xml · derivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,216 Underlying: Common Stock · 39,216 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028. F2 · derivative.expiration_date: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on April 9, 2025. The performance stock unit award will vest in three separate tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the third anniversary of the grant (4/9/2028). Any unvested tranche will expire at close of business on 4/9/2028. F3 · balance_after: This figure represents an aggregate number of performance stock units held by Reporting Person. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · derivative · entry 9 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,711 Underlying: Common Stock · 663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F5 · balance_after: This figured represents an aggregate number of restricted stock units held by the Reporting Person. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 312 | $9.74 | $3,038.88 |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · nonDerivative · entry 6 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,841 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · nonDerivative · entry 5 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · derivative · entry 8 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,374 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F5 · balance_after: This figured represents an aggregate number of restricted stock units held by the Reporting Person. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 555 | $10.04 | $5,572.20 |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · nonDerivative · entry 4 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,490 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · nonDerivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · derivative · entry 7 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,552 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F5 · balance_after: This figured represents an aggregate number of restricted stock units held by the Reporting Person. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 3,772 | $10.04 | $37,870.88 |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,867 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 18:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000025 · wk-form4_1739298990.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| November 10, 2024 Filed Nov 12, 2024 16:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000174 · wk-form4_1731428981.xml · derivative · entry 6 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,552 Underlying: Common Stock · 663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| November 10, 2024 Filed Nov 12, 2024 16:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 277 | $10.25 | $2,839.25 |
DisclosureSEC source: 0000101984-24-000174 · wk-form4_1731428981.xml · nonDerivative · entry 4 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,639 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 10, 2024 Filed Nov 12, 2024 16:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000174 · wk-form4_1731428981.xml · nonDerivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 16:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000174 · wk-form4_1731428981.xml · derivative · entry 5 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,215 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 16:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 492 | $10.25 | $5,043.00 |
DisclosureSEC source: 0000101984-24-000174 · wk-form4_1731428981.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,253 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 16:29 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000174 · wk-form4_1731428981.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000136 · wk-form4_1723585555.xml · derivative · entry 6 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,393 Underlying: Common Stock · 663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 277 | $10.11 | $2,799.09 |
DisclosureSEC source: 0000101984-24-000136 · wk-form4_1723585555.xml · nonDerivative · entry 4 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,567 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000136 · wk-form4_1723585555.xml · nonDerivative · entry 3 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000136 · wk-form4_1723585555.xml · derivative · entry 5 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,056 Underlying: Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 492 | $10.11 | $4,971.66 |
DisclosureSEC source: 0000101984-24-000136 · wk-form4_1723585555.xml · nonDerivative · entry 2 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,181 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000136 · wk-form4_1723585555.xml · nonDerivative · entry 1 Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.