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ARLING PAUL D

Disclosed activity across 1 company

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80320
SEC CIK
0001216543

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIVERSAL ELECTRONICS INCUEIC · Entity 366Director · CEOApril 30, 2025May 01, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIVERSAL ELECTRONICS INC

Report date April 30, 2025 · Filed May 01, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Arling Family Trust306,498 Last balance in matching sequence After 2025-04-30 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-04-30 · Exercise / conversion · Acquired 42,843 · Balance 324,427

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Row 2 · 2025-04-30 · Tax withholding · Disposed 17,929 · Balance 306,498

F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-04-30 · Exercise / conversion · Disposed 42,843 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Common StockSEC Table I · non-derivativeDirect1,800 Reported balance Holding disclosure · report date 2025-04-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,800

Common StockSEC Table I · non-derivativeIndirectBy Spouse1,000 Reported balance Holding disclosure · report date 2025-04-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,000

Employee Stock Option (Rt to Buy)SEC Table II · derivative / convertible securityDirect366,235 Reported balance Holding disclosure · report date 2025-04-30 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 366,235

F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F8: This figure represents an aggregate number of stock options held by Reporting Person.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect36,000 Reported balance Holding disclosure · report date 2025-04-30 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 36,000

F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F11: This figure represents an aggregate number of performance stock units held by Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F8: This figure represents an aggregate number of stock options held by Reporting Person.

F9: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F10: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F11: This figure represents an aggregate number of performance stock units held by Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2025 Filed May 1, 2025 18:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 42,843 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000079 · wk-form4_1746122865.xml · derivative · entry 5

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
April 30, 2025 Filed May 1, 2025 18:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 17,929 $4.71 $84,355.95
Disclosure

SEC source: 0000101984-25-000079 · wk-form4_1746122865.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 306,498

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
April 30, 2025 Filed May 1, 2025 18:07 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 42,843 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000079 · wk-form4_1746122865.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 324,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · derivative · entry 12

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,843

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,059 $9.74 $10,314.66
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · nonDerivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 281,584

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · nonDerivative · entry 5

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 282,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 09, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 4,711 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · derivative · entry 11

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,375

Underlying: Common Stock · 4,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 09, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,971 $10.04 $19,788.84
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 280,111

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 09, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 4,711 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 282,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 08, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 OtherEmployee Stock Option (Rt to Buy) · Derivative 52,595 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · derivative · entry 10

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,235

Underlying: Common Stock · 52,595 shares

Expires not disclosed

F7 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F8 · kind: Expiry of Employee Stock Options.

F9 · derivative.exercise_date: The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.

F9 · derivative.expiration_date: The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.

F10 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · derivative · entry 9

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,086

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6 · balance_after: This figure represents an aggregate number of restricted stock units held by the Reporting Person. This amount reflects a reduction of 1,017 shares to correct a clerical error.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 5,424 $10.04 $54,456.96
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 277,371

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 18:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-25-000021 · wk-form4_1739298803.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 282,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 20:35 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 12,820 $11.38 $145,891.60
Disclosure

SEC source: 0000101984-24-000188 · wk-form4_1734381298.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 270,795

F1 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 23:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 13,185 $11.73 $154,595.44
Disclosure

SEC source: 0000101984-24-000186 · wk-form4_1734046181.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 283,615

F1 · balance_after: The total shares held indirectly by the Arling Family Trust have been increased by 12,547 shares and the total shares held directly by Mr. Arling have been decreased by 12,547 shares to correctly reflect ownership form.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
November 10, 2024 Filed Nov 12, 2024 16:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000176 · wk-form4_1731429052.xml · derivative · entry 8

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,103

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
November 10, 2024 Filed Nov 12, 2024 16:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,059 $10.25 $10,854.75
Disclosure

SEC source: 0000101984-24-000176 · wk-form4_1731429052.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 284,253

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
November 10, 2024 Filed Nov 12, 2024 16:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000176 · wk-form4_1731429052.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 285,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 16:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 4,711 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000176 · wk-form4_1731429052.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,635

Underlying: Common Stock · 4,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 16:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,971 $10.25 $20,202.75
Disclosure

SEC source: 0000101984-24-000176 · wk-form4_1731429052.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 282,780

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
November 09, 2024 Filed Nov 12, 2024 16:30 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 4,711 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000176 · wk-form4_1731429052.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 284,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000138 · wk-form4_1723585663.xml · derivative · entry 8

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,346

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,059 $10.11 $10,701.20
Disclosure

SEC source: 0000101984-24-000138 · wk-form4_1723585663.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 280,040

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000138 · wk-form4_1723585663.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 281,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 4,711 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000138 · wk-form4_1723585663.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,878

Underlying: Common Stock · 4,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,971 $10.11 $19,916.96
Disclosure

SEC source: 0000101984-24-000138 · wk-form4_1723585663.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 278,567

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 21:47 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 4,711 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000138 · wk-form4_1723585663.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 280,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
May 10, 2024 Filed May 13, 2024 18:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000078 · wk-form4_1715624503.xml · derivative · entry 8

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,589

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
May 10, 2024 Filed May 13, 2024 18:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,059 $13.14 $13,909.97
Disclosure

SEC source: 0000101984-24-000078 · wk-form4_1715624503.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 275,827

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares.

Read SEC document
May 10, 2024 Filed May 13, 2024 18:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000078 · wk-form4_1715624503.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 276,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares.

Read SEC document
May 09, 2024 Filed May 13, 2024 18:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 4,711 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000078 · wk-form4_1715624503.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,121

Underlying: Common Stock · 4,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
May 09, 2024 Filed May 13, 2024 18:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,971 $13.71 $27,022.41
Disclosure

SEC source: 0000101984-24-000078 · wk-form4_1715624503.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 274,354

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares.

Read SEC document
May 09, 2024 Filed May 13, 2024 18:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 4,711 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000078 · wk-form4_1715624503.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 276,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares.

Read SEC document
February 11, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,472 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · derivative · entry 11

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,832

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 11, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 616 $8.62 $5,306.84
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 271,614

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 11, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 5

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 272,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · derivative · entry 10

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,304

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,059 $8.62 $9,123.29
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 270,758

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 2,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 271,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 18,843 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · derivative · entry 9

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,836

Underlying: Common Stock · 18,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 8,502 $8.62 $73,244.73
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 269,285

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 20:29 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 18,843 Not disclosed Not disclosed
Disclosure

SEC source: 0000101984-24-000033 · wk-form4_1707856183.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Arling Family Trust

Disclosed balance after: 277,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 OtherEmployee Stock Option (Rt to Buy) · Derivative 38,245 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000101984-24-000027 · wk-form4_1707514415.xml · derivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,830

Underlying: Common Stock · 38,245 shares

Expires 2024-02-08

F6 · kind: Expiry of Employee Stock Options.

F7 · balance_after: This figure represents an aggregate number of stock options held by Reporting Person.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantPerformance Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000027 · wk-form4_1707514415.xml · derivative · entry 5

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

F5 · derivative.expiration_date: Performance Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024, and granted on February 7, 2024. The performance stock unit awards will vest in 3 separate tranches with 3 separate stock price and service conditions. Each tranche will vest only when both the stock price and service conditions have been achieved. The stock price condition for each tranche must be met on or by the third anniversary of the grant (2/7/2027). Any unvested tranche will expire at close of business on 2/7/2027.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:33 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0000101984-24-000027 · wk-form4_1707514415.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,679

Underlying: Common Stock · 36,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

F3 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 25, 2024 and ratified and approved by the Board of Directors on February 7, 2024 and granted on February 7, 2024. The shares will vest over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. The shares will be fully vested on the third anniversary of the grant date.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · derivative · entry 8

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,679

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 616 $8.40 $5,171.32
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 258,944

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document
November 11, 2023 Filed Nov 13, 2023 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 259,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 2,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,151

Underlying: Common Stock · 2,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 19:59 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Tax withholdingCommon Stock 1,059 $8.40 $8,890.31
Disclosure

SEC source: 0001209191-23-054960 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust (See Footnote #2)

Disclosed balance after: 258,088

F3 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F2 · ownership.direct: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.