Tapewire

Nasdaq · USD

UCTT

Ultra Clean Holdings, Inc.

Export transactions ↓
Tapewire entity
1193
SEC CIK
0001275014
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 2026012
Jun 2026069
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2017 Filed Jun 21, 2017 17:24 UTC
Henderson Michael RoySVP, Engineering
SaleCommon Stock 10,425 $21.00 $218,926.04
Disclosure

SEC source: 0000950103-17-005963 · dp77459_4-henderson.xml · nonDerivative · entry 1

Henderson Michael Roy · CIK 0001674618 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,272

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $21.00 to $21.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 16:34 UTC
HAYWARD DEBORAH EPlease see Remarks
SaleCommon Stock 1,600 $21.40 $34,236.00
Disclosure

SEC source: 0000950103-17-005848 · dp77403_4-hayward.xml · nonDerivative · entry 2

HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,974

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $21.34 to $21.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 16:34 UTC
HAYWARD DEBORAH EPlease see Remarks
SaleCommon Stock 18,283 $20.70 $378,452.62
Disclosure

SEC source: 0000950103-17-005848 · dp77403_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,574

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $20.32 to $21.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:02 UTC SaleCommon Stock 6,000 $25.00 $150,000.00
Disclosure

SEC source: 0000950103-17-005665 · dp77252_4-liggett.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:03 UTC
Bingaman MarkSVP, Supply Chain
SaleCommon Stock 36,743 $23.34 $857,677.15
Disclosure

SEC source: 0000950103-17-005560 · dp77081_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,670

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.13 to $23.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 21:29 UTC SaleCommon Stock 1,200 $23.25 $27,902.40
Disclosure

SEC source: 0000950103-17-005429 · dp76881_4-liggett.xml · nonDerivative · entry 2

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.10 to $23.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 21:29 UTC SaleCommon Stock 2,800 $22.41 $62,756.12
Disclosure

SEC source: 0000950103-17-005429 · dp76881_4-liggett.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,700

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $22.09 to $23.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 21:26 UTC
D'Ercole RonaldSVP, Quality
SaleCommon Stock 6,508 $23.23 $151,192.55
Disclosure

SEC source: 0000950103-17-005427 · dp76879_4-dercole.xml · nonDerivative · entry 2

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,566

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.07 to $23.54. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 21:26 UTC
D'Ercole RonaldSVP, Quality
SaleCommon Stock 12,100 $22.36 $270,599.56
Disclosure

SEC source: 0000950103-17-005427 · dp76879_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,074

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $21.90 to $22.88. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 27, 2017 Filed May 31, 2017 16:57 UTC
Henderson Michael RoySVP, Engineering
Tax withholdingCommon Stock 6,241 $24.11 $150,470.51
Disclosure

SEC source: 0000950103-17-005207 · dp76705_4-henderson.xml · nonDerivative · entry 1

Henderson Michael Roy · CIK 0001674618 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,697

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
May 25, 2017 Filed May 30, 2017 18:26 UTC SaleCommon Stock 6,000 $23.05 $138,305.40
Disclosure

SEC source: 0000950103-17-005097 · dp76625_4-scherer.xml · nonDerivative · entry 1

SCHERER BARBARA VAUGHN · CIK 0001184949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.05 to $23.12. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 25, 2017 Filed May 30, 2017 22:25 UTC SaleCommon Stock 6,800 $23.26 $158,145.56
Disclosure

SEC source: 0000950103-17-005096 · dp76618_4-mezhvinsky.xml · nonDerivative · entry 1

Mezhvinsky Leonid · CIK 0001367203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Read SEC document
May 24, 2017 Filed May 26, 2017 20:29 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004980 · dp76404_4-edman.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:25 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004978 · dp76403_4-andreson.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:31 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004981 · dp76405_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,708

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:32 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004982 · dp76406_4-ibnale.xml · nonDerivative · entry 1

IBNALE DAVID T · CIK 0001283715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:34 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004983 · dp76407_4-liggett.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:38 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004986 · dp76409_4-scherer.xml · nonDerivative · entry 1

SCHERER BARBARA VAUGHN · CIK 0001184949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:36 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004984 · dp76408_4-mezhvinsky.xml · nonDerivative · entry 1

Mezhvinsky Leonid · CIK 0001367203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,300

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 05, 2017 Filed May 11, 2017 21:15 UTC
D'Ercole RonaldSVP, Quality
GrantCommon Stock 294 $20.00 $5,879.27
Disclosure

SEC source: 0000950103-17-004513 · dp75969_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,174

F1 · security: This acquisition of shares under the Ultra Clean Holdings, Inc. Employee Stock Purchase Plan is being voluntarily reported. This transaction is exempt pursuant to Rule 16-b3(c).

Read SEC document
May 03, 2017 Filed May 5, 2017 21:56 UTC SaleCommon Stock 13,000 $20.87 $271,291.80
Disclosure

SEC source: 0000950103-17-004360 · dp75926_4-liggett.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $20.66 to $20.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:35 UTC SaleCommon Stock 23,200 $20.43 $474,010.80
Disclosure

SEC source: 0000950103-17-004320 · dp75888_4-mezhvinsky.xml · nonDerivative · entry 1

Mezhvinsky Leonid · CIK 0001367203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,800

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $20.25 to $20.515. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 28, 2017 Filed May 2, 2017 16:59 UTC
LEV LAVIPresident, Asia
GrantCommon Stock 19,875 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004228 · dp75438_4-lev.xml · nonDerivative · entry 1

LEV LAVI · CIK 0001103963 · President, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,566

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 16:52 UTC
Scholhamer James PDirector · CEO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004217 · dp75430_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,977

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 16:58 UTC
Henderson Michael RoySVP, Engineering
GrantCommon Stock 9,938 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004226 · dp75437_4-henderson.xml · nonDerivative · entry 1

Henderson Michael Roy · CIK 0001674618 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,938

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:54 UTC
Savage SheriCFO, SVP Finance and Secretary
GrantCommon Stock 19,875 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004220 · dp75433_4-brumm.xml · nonDerivative · entry 1

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,427

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:53 UTC
Bingaman MarkSVP, Supply Chain
GrantCommon Stock 9,938 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004219 · dp75432_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,413

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 16:57 UTC
HAYWARD DEBORAH EPlease see Remarks
GrantCommon Stock 9,938 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004224 · dp75436_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,857

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:02 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
GrantCommon Stock 19,875 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004232 · dp75441_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,209

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:01 UTC
Sterling JoanSVP, Human Resources
GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004231 · dp75440_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,265

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:00 UTC
Speirs DavidSVP, North America
GrantCommon Stock 19,875 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004229 · dp75439_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,908

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:56 UTC
D'Ercole RonaldSVP, Quality
GrantCommon Stock 9,938 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004221 · dp75435_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,880

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:36 UTC
Bingaman MarkSVP, Supply Chain
SaleCommon Stock 170 $17.75 $3,017.50
Disclosure

SEC source: 0000950103-17-004031 · dp75508_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,475

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:47 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 3,758 $17.71 $66,554.18
Disclosure

SEC source: 0000950103-17-003984 · dp75428_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,033

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 22:03 UTC
Bingaman MarkSVP, Supply Chain
Tax withholdingCommon Stock 638 $16.96 $10,820.48
Disclosure

SEC source: 0000950103-17-003877 · dp75364_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,645

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 21:43 UTC
Speirs DavidSVP, North America
SaleCommon Stock 16,119 $15.13 $243,854.68
Disclosure

SEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 4

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,791

F3 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.00 to $15.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 17:27 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
SaleCommon Stock 7,912 $16.58 $131,146.15
Disclosure

SEC source: 0000950103-17-003341 · dp74811_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,919

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $16.26 to $16.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 16:58 UTC
LEV LAVISVP, Asia
SaleCommon Stock 23,507 $16.43 $386,276.43
Disclosure

SEC source: 0000950103-17-003241 · dp74691_4-lev.xml · nonDerivative · entry 1

LEV LAVI · CIK 0001103963 · SVP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,691

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $16.08 to $16.58. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:01 UTC
Bingaman MarkPlease see Remarks
SaleCommon Stock 7,981 $16.43 $131,135.81
Disclosure

SEC source: 0000950103-17-003245 · dp74692_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,283

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $16.10 to $16.56. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 18:24 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Exercise / conversionNon-Qualified Employee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $14.90 $0.00
Disclosure

SEC source: 0000950103-17-002669 · dp74192_4-hayward.xml · derivative · entry 3

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 18:24 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
SaleCommon Stock 30,000 $15.40 $462,000.00
Disclosure

SEC source: 0000950103-17-002669 · dp74192_4-hayward.xml · nonDerivative · entry 2

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,831

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 18:24 UTC
HAYWARD DEBORAH ESVP, Global Acct Mgmt
Exercise / conversionCommon Stock 30,000 $14.90 $447,000.00
Disclosure

SEC source: 0000950103-17-002669 · dp74192_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:26 UTC
Speirs DavidSVP, North America
Exercise / conversionNon-Qualified Employee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.90 $0.00
Disclosure

SEC source: 0000950103-17-002670 · dp74194_4-speirs.xml · derivative · entry 4

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:26 UTC
Speirs DavidSVP, North America
SaleCommon Stock 10,000 $15.38 $153,819.00
Disclosure

SEC source: 0000950103-17-002670 · dp74194_4-speirs.xml · nonDerivative · entry 2

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,716

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.38 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:26 UTC
Speirs DavidSVP, North America
Exercise / conversionCommon Stock 10,000 $14.90 $149,000.00
Disclosure

SEC source: 0000950103-17-002670 · dp74194_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Apr 19, 2017 21:43 UTC
Speirs DavidSVP, North America
SaleCommon Stock 18,052 $15.37 $277,477.29
Disclosure

SEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 3

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,910

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.3338 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 15, 2017 Filed Apr 19, 2017 21:43 UTC
Speirs DavidSVP, North America
SaleCommon Stock 9,958 $14.60 $145,386.80
Disclosure

SEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 2

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,962

Read SEC document
March 08, 2017 Filed Apr 3, 2018 22:36 UTC
Speirs DavidSVP, North America
SaleCommon Stock 250 $13.86 $3,464.50
Disclosure

SEC source: 0000950103-18-004413 · dp89050_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 0

F1 · shares: Includes 50 shares acquired by the reporting person's son on February 24, 2016 that were not previously reported by the reporting person on the Form 3 filed with the Securities and Exchange Commission on February 24, 2017. The Form 3 had the incorrect number for 200 shares and the correct number was 250 shares.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.85 to $13.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 06, 2017 Filed Mar 24, 2017 21:24 UTC
Sterling JoanSVP, Human Resources
SaleCommon Stock 4,064 $13.78 $56,002.73
Disclosure

SEC source: 0000950103-17-002768 · dp74157_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,765

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.78 to $13.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
March 06, 2017 Filed Mar 24, 2017 21:26 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
SaleCommon Stock 3,121 $13.84 $43,209.62
Disclosure

SEC source: 0000950103-17-002769 · dp74166_4-williams.xml · nonDerivative · entry 3

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,334

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.