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Sterling Joan

Disclosed activity across 1 company

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139748
SEC CIK
0001698710

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ultra Clean Holdings, Inc.UCTT · Entity 1193SVP, Human ResourcesApril 30, 2021May 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ultra Clean Holdings, Inc.

Report date April 30, 2021 · Filed May 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,128 Reported balance After 2021-04-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-04-30 · Grant · Acquired 4,364 · Balance 43,128

F1: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2021. Excludes performance restricted stock units that will be determined based on performance factors following 2023 fiscal year end.

Common StockSEC Table I · non-derivativeDirect44,291 Reported balance After 2021-04-30 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-04-30 · Grant · Acquired 1,163 · Balance 44,291

F2: Restricted stock units vest over 2 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2021.

Common StockSEC Table I · non-derivativeDirect43,152 Reported balance After 2021-04-30 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2021-04-30 · Tax withholding · Disposed 1,139 · Balance 43,152

F3: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Common StockSEC Table I · non-derivativeDirect40,548 Reported balance After 2021-04-30 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2021-04-30 · Tax withholding · Disposed 2,604 · Balance 40,548

F3: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2021. Excludes performance restricted stock units that will be determined based on performance factors following 2023 fiscal year end.

F2: Restricted stock units vest over 2 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2021.

F3: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2021 Filed May 4, 2021 23:28 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 2,604 $51.07 $132,986.28
Disclosure

SEC source: 0000950103-21-006730 · dp150486_4-sterling.xml · nonDerivative · entry 4

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,548

F3 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:28 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,139 $51.07 $58,168.73
Disclosure

SEC source: 0000950103-21-006730 · dp150486_4-sterling.xml · nonDerivative · entry 3

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,152

F3 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:28 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-006730 · dp150486_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,291

F2 · security: Restricted stock units vest over 2 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2021.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:28 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 4,364 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-006730 · dp150486_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2021. Excludes performance restricted stock units that will be determined based on performance factors following 2023 fiscal year end.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 22:20 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,698 $54.11 $91,878.78
Disclosure

SEC source: 0000950103-21-006177 · dp149975_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,764

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 22:20 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 566 $54.11 $30,626.26
Disclosure

SEC source: 0000950103-21-006177 · dp149975_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,462

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2021 Filed Apr 2, 2021 00:58 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,277 $55.44 $70,796.88
Disclosure

SEC source: 0000950103-21-005088 · dp148896_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,028

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2021 Filed Apr 2, 2021 00:58 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 307 $55.44 $17,020.08
Disclosure

SEC source: 0000950103-21-005088 · dp148896_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,305

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:37 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 4,911 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-002266 · dp146090_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,612

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2020. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 24, 2020.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 23:00 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 SaleCommon Stock 13,838 $30.22 $418,248.01
Disclosure

SEC source: 0000950103-20-015358 · dp133806_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,701

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $30.12 to $30.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:21 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 2,383 $18.39 $43,823.37
Disclosure

SEC source: 0000950103-20-009019 · dp127408_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,539

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:21 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 794 $18.39 $14,601.66
Disclosure

SEC source: 0000950103-20-009019 · dp127408_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,922

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:27 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,896 $16.91 $32,061.36
Disclosure

SEC source: 0000950103-20-008675 · dp126987_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,716

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:27 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 634 $16.91 $10,720.94
Disclosure

SEC source: 0000950103-20-008675 · dp126987_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,612

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:12 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 14,734 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008268 · dp126752_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,246

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:20 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,259 $14.66 $18,456.94
Disclosure

SEC source: 0000950103-20-006689 · dp125228_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,512

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:20 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 306 $14.66 $4,485.96
Disclosure

SEC source: 0000950103-20-006689 · dp125228_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,771

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:20 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 SaleCommon Stock 61 $20.75 $1,265.75
Disclosure

SEC source: 0000950103-20-004947 · dp123517_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:20 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 SaleCommon Stock 5,392 $20.19 $108,849.92
Disclosure

SEC source: 0000950103-20-004947 · dp123517_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,138

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $19.73 to $20.66. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 10, 2020 Filed Feb 21, 2020 21:16 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 6,893 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-003101 · dp121703_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,530

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2019. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 30, 2019.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 20:55 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 2,881 $18.41 $53,039.21
Disclosure

SEC source: 0000950103-19-014371 · dp114792_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,637

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:03 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 SaleCommon Stock 38,384 $13.49 $517,946.02
Disclosure

SEC source: 0000950103-19-006639 · dp106955_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,518

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.325 to $13.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 30, 2019 Filed May 3, 2019 01:29 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 20,677 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-005921 · dp106321_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,902

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2019. Excludes performance restricted stock units that will be determined based on performance factors following 2019 fiscal year end.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:07 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,852 $12.13 $22,464.76
Disclosure

SEC source: 0000950103-19-005507 · dp105835_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,225

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:07 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 617 $12.13 $7,484.21
Disclosure

SEC source: 0000950103-19-005507 · dp105835_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,077

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 22:54 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,342 $10.35 $13,889.70
Disclosure

SEC source: 0000950103-19-004511 · dp104618_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,694

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 22:54 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 298 $10.35 $3,084.30
Disclosure

SEC source: 0000950103-19-004511 · dp104618_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,036

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 10, 2019 Filed Mar 12, 2019 20:22 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 2,662 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-003302 · dp103586_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,334

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2018. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, March 30, 2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:11 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 3,942 $11.51 $45,372.42
Disclosure

SEC source: 0000950103-19-002611 · dp102837_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,672

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:11 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,122 $11.51 $12,914.22
Disclosure

SEC source: 0000950103-19-002611 · dp102837_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,614

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 28, 2018 Filed Oct 30, 2018 20:57 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 2,881 $10.01 $28,838.81
Disclosure

SEC source: 0000950103-18-012688 · dp97553_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,736

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:13 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,873 $17.45 $32,683.85
Disclosure

SEC source: 0000950103-18-005659 · dp90242_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,617

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:13 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 633 $17.45 $11,045.85
Disclosure

SEC source: 0000950103-18-005659 · dp90242_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,490

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 20:41 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 11,100 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-004382 · dp89051_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,123

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 30, 2018. Excludes performance restricted stock units that will be determined based on performance factors following 2018 fiscal year end.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:35 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,469 $19.41 $28,513.29
Disclosure

SEC source: 0000950103-18-002781 · dp87540_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,023

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:35 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 293 $19.41 $5,687.13
Disclosure

SEC source: 0000950103-18-002781 · dp87540_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,492

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 3,495 $19.73 $68,956.35
Disclosure

SEC source: 0000950103-18-002646 · dp87394_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,785

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,152 $19.73 $22,728.96
Disclosure

SEC source: 0000950103-18-002646 · dp87394_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,280

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:22 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002104 · dp86817_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,432

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:38 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 SaleCommon Stock 5,202 $24.04 $125,043.60
Disclosure

SEC source: 0000950103-17-011835 · dp83416_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,932

Read SEC document
October 28, 2017 Filed Oct 31, 2017 20:17 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 3,131 $24.28 $76,020.68
Disclosure

SEC source: 0000950103-17-010534 · dp82132_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,134

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:01 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-004231 · dp75440_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,265

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end.

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March 06, 2017 Filed Mar 24, 2017 21:24 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 SaleCommon Stock 4,064 $13.78 $56,002.73
Disclosure

SEC source: 0000950103-17-002768 · dp74157_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,765

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.78 to $13.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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March 02, 2017 Filed Mar 24, 2017 21:24 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 SaleCommon Stock 13,279 $13.87 $184,114.66
Disclosure

SEC source: 0000950103-17-002768 · dp74157_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,829

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.80 to $13.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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February 28, 2017 Filed Mar 2, 2017 00:22 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,879 $13.85 $26,024.15
Disclosure

SEC source: 0000950103-17-002018 · dp73549_4-sterling.xml · nonDerivative · entry 3

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,108

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 27, 2017 Filed Mar 2, 2017 00:22 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 1,597 $14.57 $23,268.29
Disclosure

SEC source: 0000950103-17-002018 · dp73549_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,987

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 27, 2017 Filed Mar 2, 2017 00:22 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 319 $14.57 $4,647.83
Disclosure

SEC source: 0000950103-17-002018 · dp73549_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,584

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 26, 2017 Filed Mar 1, 2017 00:18 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 5,199 $14.67 $76,269.33
Disclosure

SEC source: 0000950103-17-001924 · dp73453_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,903

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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February 22, 2017 Filed Feb 25, 2017 00:17 UTC Ultra Clean Holdings, Inc. UCTT · Entity 1193 Tax withholdingCommon Stock 2,096 $12.58 $26,367.68
Disclosure

SEC source: 0000950103-17-001720 · dp73216_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,102

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award that vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.