Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ultra Clean Holdings, Inc.UCTT · Entity 1193 | SVP, Global Account Mgmt | April 28, 2018 | May 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ultra Clean Holdings, Inc.
Report date April 28, 2018 · Filed May 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,247 |
Ending reported balance
After 2018-04-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-28 · Tax withholding · Disposed 268 · Balance 56,028 F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Row 2 · 2018-04-28 · Tax withholding · Disposed 781 · Balance 55,247 F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2018 Filed May 1, 2018 16:10 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 781 | $17.45 | $13,628.45 |
DisclosureSEC source: 0000950103-18-005654 · dp90236_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Account Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,247 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 28, 2018 Filed May 1, 2018 16:10 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 268 | $17.45 | $4,676.60 |
DisclosureSEC source: 0000950103-18-005654 · dp90236_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Account Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,028 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:29 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-004373 · dp89045_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Account Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,296 F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 30, 2018. Excludes performance restricted stock units that will be determined based on performance factors following 2018 fiscal year end. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 16:11 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 7,566 | $20.00 | $151,320.00 |
DisclosureSEC source: 0000950103-18-003117 · dp87834_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,196 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:29 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 974 | $19.41 | $18,905.34 |
DisclosureSEC source: 0000950103-18-002776 · dp87536_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,762 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:29 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 244 | $19.41 | $4,736.04 |
DisclosureSEC source: 0000950103-18-002776 · dp87536_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,736 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:17 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,826 | $19.73 | $36,026.98 |
DisclosureSEC source: 0000950103-18-002639 · dp87389_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,980 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:17 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 608 | $19.73 | $11,995.84 |
DisclosureSEC source: 0000950103-18-002639 · dp87389_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,806 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-002098 · dp86811_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,414 F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 16:12 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 8,600 | $32.94 | $283,291.74 |
DisclosureSEC source: 0000950103-17-010330 · dp81954_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,102 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $32.48 to $33.19. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 16:12 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 5,272 | $31.74 | $167,307.97 |
DisclosureSEC source: 0000950103-17-010330 · dp81954_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,702 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $31.42 to $32.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:34 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 1,600 | $21.40 | $34,236.00 |
DisclosureSEC source: 0000950103-17-005848 · dp77403_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,974 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $21.34 to $21.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:34 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 18,283 | $20.70 | $378,452.62 |
DisclosureSEC source: 0000950103-17-005848 · dp77403_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,574 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $20.32 to $21.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:57 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 9,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-004224 · dp75436_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,857 F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:27 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 7,912 | $16.58 | $131,146.15 |
DisclosureSEC source: 0000950103-17-003341 · dp74811_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,919 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $16.26 to $16.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 18:24 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Exercise / conversionNon-Qualified Employee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $14.90 | $0.00 |
DisclosureSEC source: 0000950103-17-002669 · dp74192_4-hayward.xml · derivative · entry 3 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 18:24 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 30,000 | $15.40 | $462,000.00 |
DisclosureSEC source: 0000950103-17-002669 · dp74192_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,831 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 18:24 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Exercise / conversionCommon Stock | 30,000 | $14.90 | $447,000.00 |
DisclosureSEC source: 0000950103-17-002669 · dp74192_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:28 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 17,778 | $13.93 | $247,704.43 |
DisclosureSEC source: 0000950103-17-002179 · dp73733_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,831 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.84 to $14.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 19:19 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 957 | $13.85 | $13,254.45 |
DisclosureSEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 4 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,609 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 19:19 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 290 | $13.85 | $4,016.50 |
DisclosureSEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 3 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,566 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 19:19 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,094 | $14.57 | $15,939.58 |
DisclosureSEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,856 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 19:19 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 218 | $14.57 | $3,176.26 |
DisclosureSEC source: 0000950103-17-002015 · dp73546_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,950 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 2,168 | $14.67 | $31,804.56 |
DisclosureSEC source: 0000950103-17-001919 · dp73437_4-hayward.xml · nonDerivative · entry 2 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,168 F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 1, 2016. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 19:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 680 | $14.67 | $9,975.60 |
DisclosureSEC source: 0000950103-17-001919 · dp73437_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,336 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 17, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:53 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-001552 · dp73064_4-hayward.xml · nonDerivative · entry 1 HAYWARD DEBORAH E · CIK 0001283713 · SVP, Global Acct Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,016 F1 · shares: Share amount represents performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2016. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, February 26, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.