Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ultra Clean Holdings, Inc.UCTT · Entity 1193 | SVP, Global Quality | October 27, 2018 | October 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ultra Clean Holdings, Inc.
Report date October 27, 2018 · Filed October 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,114 |
Ending reported balance
After 2018-10-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-10-27 · Tax withholding · Disposed 288 · Balance 54,995 F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Row 2 · 2018-10-28 · Tax withholding · Disposed 2,881 · Balance 52,114 F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2018 Filed Oct 30, 2018 20:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 2,881 | $10.01 | $28,838.81 |
DisclosureSEC source: 0000950103-18-012687 · dp97552_4-dercole.xml · nonDerivative · entry 2 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,114 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| October 27, 2018 Filed Oct 30, 2018 20:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 288 | $10.01 | $2,882.88 |
DisclosureSEC source: 0000950103-18-012687 · dp97552_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,995 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 20:51 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 807 | $12.57 | $10,143.99 |
DisclosureSEC source: 0000950103-18-011185 · dp95968_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,283 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| May 03, 2018 Filed May 23, 2018 21:17 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 373 | $16.56 | $6,176.32 |
DisclosureSEC source: 0000950103-18-006467 · dp91232_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,090 F1 · security: This acquisition of shares under the Ultra Clean Holdings, Inc. Employee Stock Purchase Plan is being voluntarily reported. This transaction is exempt pursuant to Rule 16-b3(c). Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:08 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,145 | $17.45 | $19,980.25 |
DisclosureSEC source: 0000950103-18-005651 · dp90235_4-dercole.xml · nonDerivative · entry 2 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,717 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:08 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 381 | $17.45 | $6,648.45 |
DisclosureSEC source: 0000950103-18-005651 · dp90235_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,862 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-004372 · dp89044_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,243 F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 30, 2018. Excludes performance restricted stock units that will be determined based on performance factors following 2018 fiscal year end. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:37 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 8,676 | $19.56 | $169,736.40 |
DisclosureSEC source: 0000950103-18-002784 · dp87542_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,143 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $19.23 to $19.88. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:15 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 3,505 | $19.73 | $69,153.65 |
DisclosureSEC source: 0000950103-18-002638 · dp87388_4-dercole.xml · nonDerivative · entry 2 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,819 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. F2 · balance_after: Includes 264 shares acquired under the Ultra Clean Holdings, Inc. Employee Stock Purchase Plan on November 3, 2017. This transaction is exempt pursuant to Rule 16-b3(c). Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:15 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,152 | $19.73 | $22,728.96 |
DisclosureSEC source: 0000950103-18-002638 · dp87388_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,060 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 3,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-002096 · dp86810_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,212 F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017. Read SEC document |
| December 28, 2017 Filed Dec 28, 2017 21:10 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 3,009 | $21.41 | $64,422.69 |
DisclosureSEC source: 0000950103-17-012861 · dp84511_4-dercole.xml · nonDerivative · entry 2 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,900 F2 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 21:10 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,991 | $21.14 | $42,089.74 |
DisclosureSEC source: 0000950103-17-012861 · dp84511_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,909 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:02 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 5,202 | $24.49 | $127,413.63 |
DisclosureSEC source: 0000950103-17-010739 · dp82302_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,900 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $24.17 to $25.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| October 28, 2017 Filed Oct 31, 2017 20:19 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 3,131 | $24.28 | $76,020.68 |
DisclosureSEC source: 0000950103-17-010537 · dp82131_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,102 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 22:43 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 1,457 | $30.47 | $44,394.79 |
DisclosureSEC source: 0000950103-17-009681 · dp81155_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,233 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:45 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 876 | $27.01 | $23,660.76 |
DisclosureSEC source: 0000950103-17-009280 · dp80871_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,690 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 21:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 6,508 | $23.23 | $151,192.55 |
DisclosureSEC source: 0000950103-17-005427 · dp76879_4-dercole.xml · nonDerivative · entry 2 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,566 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.07 to $23.54. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 21:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 12,100 | $22.36 | $270,599.56 |
DisclosureSEC source: 0000950103-17-005427 · dp76879_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,074 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $21.90 to $22.88. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 05, 2017 Filed May 11, 2017 21:15 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 294 | $20.00 | $5,879.27 |
DisclosureSEC source: 0000950103-17-004513 · dp75969_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,174 F1 · security: This acquisition of shares under the Ultra Clean Holdings, Inc. Employee Stock Purchase Plan is being voluntarily reported. This transaction is exempt pursuant to Rule 16-b3(c). Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 9,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-004221 · dp75435_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,880 F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end. Read SEC document |
| February 26, 2017 Filed Mar 1, 2017 00:17 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 5,180 | $14.67 | $75,990.60 |
DisclosureSEC source: 0000950103-17-001923 · dp73452_4-dercole.xml · nonDerivative · entry 1 D'Ercole Ronald · CIK 0001698622 · SVP, Global Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,942 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.