Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ultra Clean Holdings, Inc.UCTT · Entity 1193 | SVP, North America | September 25, 2018 | September 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ultra Clean Holdings, Inc.
Report date September 25, 2018 · Filed September 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,055 |
Reported balance
After 2018-09-25 transaction · row 1
1 source rowRow 1 · 2018-09-25 · Tax withholding · Disposed 807 · Balance 106,055 F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2018 Filed Sep 27, 2018 20:51 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 807 | $12.57 | $10,143.99 |
DisclosureSEC source: 0000950103-18-011186 · dp95969_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,055 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 2,273 | $17.45 | $39,663.85 |
DisclosureSEC source: 0000950103-18-005658 · dp90241_4-speirs.xml · nonDerivative · entry 2 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,862 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 763 | $17.45 | $13,314.35 |
DisclosureSEC source: 0000950103-18-005658 · dp90241_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,135 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 22:36 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-004413 · dp89050_4-speirs.xml · nonDerivative · entry 2 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,898 F3 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 30, 2018. Excludes performance restricted stock units that will be determined based on performance factors following 2018 fiscal year end. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:33 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,729 | $19.41 | $33,559.89 |
DisclosureSEC source: 0000950103-18-002779 · dp87539_4-speirs.xml · nonDerivative · entry 2 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,796 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:33 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 345 | $19.41 | $6,696.45 |
DisclosureSEC source: 0000950103-18-002779 · dp87539_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,525 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 4,318 | $19.73 | $85,194.14 |
DisclosureSEC source: 0000950103-18-002645 · dp87393_4-speirs.xml · nonDerivative · entry 2 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,870 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,440 | $19.73 | $28,411.20 |
DisclosureSEC source: 0000950103-18-002645 · dp87393_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,188 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:23 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 6,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-002103 · dp86816_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,628 F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:43 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 876 | $27.01 | $23,660.76 |
DisclosureSEC source: 0000950103-17-009279 · dp80872_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,003 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 20:15 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 19,029 | $24.04 | $457,474.29 |
DisclosureSEC source: 0000950103-17-008876 · dp80497_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,879 F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.50 to $24.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 28, 2017 Filed May 2, 2017 21:00 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 19,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-004229 · dp75439_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,908 F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2017. Excludes performance restricted stock units that will be determined based on performance factors following 2017 fiscal year end. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 22:47 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 3,758 | $17.71 | $66,554.18 |
DisclosureSEC source: 0000950103-17-003984 · dp75428_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,033 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 21:43 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 16,119 | $15.13 | $243,854.68 |
DisclosureSEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 4 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,791 F3 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan. F4 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.00 to $15.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 22:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Exercise / conversionNon-Qualified Employee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $14.90 | $0.00 |
DisclosureSEC source: 0000950103-17-002670 · dp74194_4-speirs.xml · derivative · entry 4 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 22:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 10,000 | $15.38 | $153,819.00 |
DisclosureSEC source: 0000950103-17-002670 · dp74194_4-speirs.xml · nonDerivative · entry 2 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,716 F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.38 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 22:26 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Exercise / conversionCommon Stock | 10,000 | $14.90 | $149,000.00 |
DisclosureSEC source: 0000950103-17-002670 · dp74194_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2017 Filed Apr 19, 2017 21:43 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 18,052 | $15.37 | $277,477.29 |
DisclosureSEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 3 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,910 F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.3338 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 15, 2017 Filed Apr 19, 2017 21:43 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 9,958 | $14.60 | $145,386.80 |
DisclosureSEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 2 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,962 Read SEC document |
| March 08, 2017 Filed Apr 3, 2018 22:36 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 250 | $13.86 | $3,464.50 |
DisclosureSEC source: 0000950103-18-004413 · dp89050_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Indirect · by son Disclosed balance after: 0 F1 · shares: Includes 50 shares acquired by the reporting person's son on February 24, 2016 that were not previously reported by the reporting person on the Form 3 filed with the Securities and Exchange Commission on February 24, 2017. The Form 3 had the incorrect number for 200 shares and the correct number was 250 shares. F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.85 to $13.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 01, 2017 Filed Apr 19, 2017 21:43 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | PurchaseCommon Stock | 4,204 | $14.29 | $60,075.16 |
DisclosureSEC source: 0000950103-17-003659 · dp75198_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,920 F1 · kind: This Form is being filed late to report transactions that were inadvertently omitted from prior reports. The reporting person's sale of UCTT common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4,204 shares, with the reporting person's purchase of 4,204 shares of UCTT common stock at a price of $14.29 per share on March 1, 2017. The reporting person has paid UCTT $4,666.44, representing the full amount of the profit (using a per share sale price of $15.40, which was the highest sale price for any individual sale transaction during the relevant time period) in connection with the short-swing transaction, and the reporting person has further agreed to pay UCTT any further profits that result from future sales. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 00:21 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,503 | $13.85 | $20,816.55 |
DisclosureSEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 4 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,716 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 00:21 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 455 | $13.85 | $6,301.75 |
DisclosureSEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 3 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,219 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:21 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,879 | $14.57 | $27,377.03 |
DisclosureSEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 2 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,674 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:21 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 375 | $14.57 | $5,463.75 |
DisclosureSEC source: 0000950103-17-002017 · dp73548_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,553 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| February 26, 2017 Filed Mar 1, 2017 00:16 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 6,366 | $14.67 | $93,389.22 |
DisclosureSEC source: 0000950103-17-001922 · dp73451_4-speirs.xml · nonDerivative · entry 1 Speirs David · CIK 0001698675 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,928 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.