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Nasdaq · USD

UCTT

Ultra Clean Holdings, Inc.

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1193
SEC CIK
0001275014
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552

Last 12 months

Inside the activity.

0 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 2026012
Jun 2026069
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2018 Filed Feb 28, 2018 21:29 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
Tax withholdingCommon Stock 4,295 $19.73 $84,740.35
Disclosure

SEC source: 0000950103-18-002647 · dp87395_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,433

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:29 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
Tax withholdingCommon Stock 1,440 $19.73 $28,411.20
Disclosure

SEC source: 0000950103-18-002647 · dp87395_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,728

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 3,495 $19.73 $68,956.35
Disclosure

SEC source: 0000950103-18-002646 · dp87394_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,785

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 1,152 $19.73 $22,728.96
Disclosure

SEC source: 0000950103-18-002646 · dp87394_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,280

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:15 UTC
D'Ercole RonaldSVP, Quality
Tax withholdingCommon Stock 3,505 $19.73 $69,153.65
Disclosure

SEC source: 0000950103-18-002638 · dp87388_4-dercole.xml · nonDerivative · entry 2

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,819

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

F2 · balance_after: Includes 264 shares acquired under the Ultra Clean Holdings, Inc. Employee Stock Purchase Plan on November 3, 2017. This transaction is exempt pursuant to Rule 16-b3(c).

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:15 UTC
D'Ercole RonaldSVP, Quality
Tax withholdingCommon Stock 1,152 $19.73 $22,728.96
Disclosure

SEC source: 0000950103-18-002638 · dp87388_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,060

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:26 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 4,318 $19.73 $85,194.14
Disclosure

SEC source: 0000950103-18-002645 · dp87393_4-speirs.xml · nonDerivative · entry 2

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,870

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:26 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 1,440 $19.73 $28,411.20
Disclosure

SEC source: 0000950103-18-002645 · dp87393_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,188

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:10 UTC
Bingaman MarkSVP, Supply Chain
Tax withholdingCommon Stock 1,829 $19.73 $36,086.17
Disclosure

SEC source: 0000950103-18-002637 · dp87387_4-bingaman.xml · nonDerivative · entry 2

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,969

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:10 UTC
Bingaman MarkSVP, Supply Chain
Tax withholdingCommon Stock 608 $19.73 $11,995.84
Disclosure

SEC source: 0000950103-18-002637 · dp87387_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,798

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:16 UTC
LEV LAVIPresident, Asia
GrantCommon Stock 6,625 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002100 · dp86813_4-lev.xml · nonDerivative · entry 1

LEV LAVI · CIK 0001103963 · President, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,191

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:18 UTC
Scholhamer James PDirector · CEO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002101 · dp86815_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,573

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:15 UTC
Henderson Michael RoySVP, Engineering
GrantCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002099 · dp86812_4-henderson.xml · nonDerivative · entry 1

Henderson Michael Roy · CIK 0001674618 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,584

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:18 UTC
Savage SheriCFO, SVP Finance and Secretary
GrantCommon Stock 19,875 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002102 · dp86814_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,849

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 16:13 UTC
HAYWARD DEBORAH EPlease see Remarks
GrantCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002098 · dp86811_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,414

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:23 UTC
Speirs DavidSVP, North America
GrantCommon Stock 6,625 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002103 · dp86816_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,628

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:23 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
GrantCommon Stock 6,625 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002105 · dp86818_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,168

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:22 UTC
Sterling JoanSVP, Human Resources
GrantCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002104 · dp86817_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,432

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:13 UTC
D'Ercole RonaldSVP, Quality
GrantCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002096 · dp86810_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,212

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:11 UTC
Bingaman MarkSVP, Supply Chain
GrantCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0000950103-18-002095 · dp86809_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,406

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2017. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 28, 2017.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 16:42 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 18,455 $22.03 $406,563.65
Disclosure

SEC source: 0000950103-18-001364 · dp85941_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,573

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:20 UTC SaleCommon Stock 7,500 $25.00 $187,508.25
Disclosure

SEC source: 0000950103-18-000894 · dp85652_4-granger.xml · nonDerivative · entry 2

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,708

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $24.68 to $25.21. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:20 UTC SaleCommon Stock 12,500 $24.29 $303,593.75
Disclosure

SEC source: 0000950103-18-000894 · dp85652_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,208

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.60 to $24.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 17:47 UTC
Scholhamer James PDirector · CEO
SaleCommon Stock 29,949 $27.05 $810,120.45
Disclosure

SEC source: 0000950103-18-000770 · dp85412_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,028

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
December 28, 2017 Filed Dec 28, 2017 21:10 UTC
D'Ercole RonaldSVP, Quality
SaleCommon Stock 3,009 $21.41 $64,422.69
Disclosure

SEC source: 0000950103-17-012861 · dp84511_4-dercole.xml · nonDerivative · entry 2

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,900

F2 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 21:10 UTC
D'Ercole RonaldSVP, Quality
Tax withholdingCommon Stock 1,991 $21.14 $42,089.74
Disclosure

SEC source: 0000950103-17-012861 · dp84511_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,909

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:22 UTC SaleCommon Stock 12,500 $21.58 $269,805.00
Disclosure

SEC source: 0000950103-17-012546 · dp84214_4-ibnale.xml · nonDerivative · entry 1

IBNALE DAVID T · CIK 0001283715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,500

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $21.56 to $21.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 21:38 UTC
Sterling JoanSVP, Human Resources
SaleCommon Stock 5,202 $24.04 $125,043.60
Disclosure

SEC source: 0000950103-17-011835 · dp83416_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,932

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:05 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
SaleCommon Stock 10,404 $24.50 $254,861.59
Disclosure

SEC source: 0000950103-17-010740 · dp82303_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,543

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $24.17 to $25.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 20:02 UTC
D'Ercole RonaldSVP, Quality
SaleCommon Stock 5,202 $24.49 $127,413.63
Disclosure

SEC source: 0000950103-17-010739 · dp82302_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,900

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $24.17 to $25.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 20:19 UTC
D'Ercole RonaldSVP, Quality
Tax withholdingCommon Stock 3,131 $24.28 $76,020.68
Disclosure

SEC source: 0000950103-17-010537 · dp82131_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,102

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 20:17 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 3,131 $24.28 $76,020.68
Disclosure

SEC source: 0000950103-17-010534 · dp82132_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,134

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 20:15 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
Tax withholdingCommon Stock 3,131 $24.28 $76,020.68
Disclosure

SEC source: 0000950103-17-010532 · dp82133_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,947

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 20:15 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
Tax withholdingCommon Stock 3,131 $24.28 $76,020.68
Disclosure

SEC source: 0000950103-17-010532 · dp82133_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,078

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 20:20 UTC
Bingaman MarkSVP, Supply Chain
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-010539 · dp81593_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,094

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of October 27, 2017.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 16:12 UTC
HAYWARD DEBORAH EPlease see Remarks
SaleCommon Stock 8,600 $32.94 $283,291.74
Disclosure

SEC source: 0000950103-17-010330 · dp81954_4-hayward.xml · nonDerivative · entry 2

HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,102

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $32.48 to $33.19. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 16:12 UTC
HAYWARD DEBORAH EPlease see Remarks
SaleCommon Stock 5,272 $31.74 $167,307.97
Disclosure

SEC source: 0000950103-17-010330 · dp81954_4-hayward.xml · nonDerivative · entry 1

HAYWARD DEBORAH E · CIK 0001283713 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,702

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $31.42 to $32.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 22:43 UTC
D'Ercole RonaldSVP, Quality
SaleCommon Stock 1,457 $30.47 $44,394.79
Disclosure

SEC source: 0000950103-17-009681 · dp81155_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,233

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 21:45 UTC
D'Ercole RonaldSVP, Quality
Tax withholdingCommon Stock 876 $27.01 $23,660.76
Disclosure

SEC source: 0000950103-17-009280 · dp80871_4-dercole.xml · nonDerivative · entry 1

D'Ercole Ronald · CIK 0001698622 · SVP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,690

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 21:43 UTC
Speirs DavidSVP, North America
Tax withholdingCommon Stock 876 $27.01 $23,660.76
Disclosure

SEC source: 0000950103-17-009279 · dp80872_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,003

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:15 UTC
Speirs DavidSVP, North America
SaleCommon Stock 19,029 $24.04 $457,474.29
Disclosure

SEC source: 0000950103-17-008876 · dp80497_4-speirs.xml · nonDerivative · entry 1

Speirs David · CIK 0001698675 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,879

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.50 to $24.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:29 UTC SaleCommon Stock 10,000 $22.95 $229,468.00
Disclosure

SEC source: 0000950103-17-008760 · dp80366_4-ibnale.xml · nonDerivative · entry 1

IBNALE DAVID T · CIK 0001283715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $22.9210 to $23.0150. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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August 25, 2017 Filed Aug 29, 2017 16:15 UTC
LEV LAVIPresident, Asia
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-008278 · dp79767_4-lev.xml · nonDerivative · entry 1

LEV LAVI · CIK 0001103963 · President, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,566

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of August 25, 2017.

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August 01, 2017 Filed Aug 3, 2017 20:31 UTC
Savage SheriCFO, SVP Finance and Secretary
SaleCommon Stock 1,965 $23.52 $46,216.60
Disclosure

SEC source: 0000950103-17-007600 · dp79204_4-brumm.xml · nonDerivative · entry 2

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,974

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.48 to $23.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

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August 01, 2017 Filed Aug 3, 2017 20:31 UTC
Savage SheriCFO, SVP Finance and Secretary
SaleCommon Stock 18,547 $22.78 $422,452.44
Disclosure

SEC source: 0000950103-17-007600 · dp79204_4-brumm.xml · nonDerivative · entry 1

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,939

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $22.25 to $23.24. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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July 29, 2017 Filed Aug 1, 2017 20:29 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 19,941 $24.36 $485,762.76
Disclosure

SEC source: 0000950103-17-007453 · dp79019_4-brumm.xml · nonDerivative · entry 2

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,486

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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July 28, 2017 Filed Aug 1, 2017 20:29 UTC
Savage SheriCFO, SVP Finance and Secretary
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-007453 · dp79019_4-brumm.xml · nonDerivative · entry 1

Brumm Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,427

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of July 28, 2017.

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July 28, 2017 Filed Aug 1, 2017 20:26 UTC
WILLIAMS WILLIAM JOESVP, Customer Business Mgmt
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-17-007452 · dp78877_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · SVP, Customer Business Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,209

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on October 28, 2017, October 28, 2018 and October 28, 2019.

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July 27, 2017 Filed Jul 31, 2017 20:41 UTC
Bingaman MarkSVP, Supply Chain
SaleCommon Stock 121 $25.02 $3,027.42
Disclosure

SEC source: 0000950103-17-007363 · dp78869_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,094

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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July 25, 2017 Filed Jul 27, 2017 20:54 UTC
Bingaman MarkSVP, Supply Chain
Tax withholdingCommon Stock 455 $24.02 $10,929.10
Disclosure

SEC source: 0000950103-17-007179 · dp78712_4-bingaman.xml · nonDerivative · entry 1

Bingaman Mark · CIK 0001548353 · SVP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,215

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.