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TYGO

TIGO ENERGY, INC.

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6903
SEC CIK
0001855447
Parsed reports
173

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202608
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2023 Filed Aug 15, 2023 20:03 UTC GrantCommon Stock 16,304 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-067754 · ownership.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,304

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:00 UTC
ROESCHLEIN BILLChief Financial Officer
GrantStock Option (right to buy) · Derivative 118,904 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001213900-23-067744 · ownership.xml · derivative · entry 2

ROESCHLEIN BILL · CIK 0001376669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,904

Underlying: Common Stock · 118,904 shares

Expires 2033-08-10

F2 · shares: Stock option was granted under the Issuer's 2023 Incentive Plan. The option is scheduled to vest as to twenty-five percent (25%) of the shares subject to the stock option on August 11, 2023 and one forty-eighth (1/48th) of the shares subject to the option shall vest on the last day of each calendar month thereafter, subject to continued service through each such vesting date.

F2 · derivative.exercise_date: Stock option was granted under the Issuer's 2023 Incentive Plan. The option is scheduled to vest as to twenty-five percent (25%) of the shares subject to the stock option on August 11, 2023 and one forty-eighth (1/48th) of the shares subject to the option shall vest on the last day of each calendar month thereafter, subject to continued service through each such vesting date.

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August 11, 2023 Filed Aug 15, 2023 20:00 UTC
ROESCHLEIN BILLChief Financial Officer
GrantCommon Stock 76,087 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-067744 · ownership.xml · nonDerivative · entry 1

ROESCHLEIN BILL · CIK 0001376669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,087

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 19:58 UTC
Dillon James JDChief Marketing Officer
GrantStock Option (right to buy) · Derivative 67,945 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001213900-23-067743 · ownership.xml · derivative · entry 2

Dillon James JD · CIK 0001977198 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,945

Underlying: Common Stock · 67,945 shares

Expires 2033-08-10

F2 · shares: Stock option was granted under the Issuer's 2023 Incentive Plan. The option is scheduled to vest as to twenty-five percent (25%) of the shares subject to the stock option on August 11, 2023 and one forty-eighth (1/48th) of the shares subject to the option shall vest on the last day of each calendar month thereafter, subject to continued service through each such vesting date.

F2 · derivative.exercise_date: Stock option was granted under the Issuer's 2023 Incentive Plan. The option is scheduled to vest as to twenty-five percent (25%) of the shares subject to the stock option on August 11, 2023 and one forty-eighth (1/48th) of the shares subject to the option shall vest on the last day of each calendar month thereafter, subject to continued service through each such vesting date.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 19:58 UTC
Dillon James JDChief Marketing Officer
GrantCommon Stock 43,478 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-067743 · ownership.xml · nonDerivative · entry 1

Dillon James JD · CIK 0001977198 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,478

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 19:57 UTC GrantCommon Stock 16,304 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-067740 · ownership.xml · nonDerivative · entry 1

Conley Joan C · CIK 0001846983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,304

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 19:55 UTC
Babai TomerDirector
GrantCommon Stock 16,304 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-067737 · ownership.xml · nonDerivative · entry 1

Babai Tomer · CIK 0001975277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,304

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. The RSUs will vest in full, and an equal number of shares of Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:40 UTC
Roth Byronformer director and officer
PurchaseWarrants to purchase common stock · Derivative 45,208 $1.04 Strike: $11.50 $46,912.34
Disclosure

SEC source: 0001104659-23-072417 · tm2319025-2_4seq1.xml · derivative · entry 2

Roth Byron · CIK 0001810078 · former director and officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 145,208

Underlying: Common Stock · 45,208 shares

Expires 2028-05-23

F2 · price: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.

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June 15, 2023 Filed Jun 16, 2023 23:39 UTC
LIPMAN JOHN Cformer director and officer
PurchaseWarrants to purchase common stock · Derivative 106,306 $0.90 Strike: $11.50 $95,675.40
Disclosure

SEC source: 0001104659-23-072416 · tm2319025-1_4seq1.xml · derivative · entry 1

LIPMAN JOHN C · CIK 0001383194 · former director and officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,808

Underlying: Common Stock · 106,306 shares

Expires 2028-05-23

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:40 UTC
Roth Byronformer director and officer
PurchaseWarrants to purchase common stock · Derivative 100,000 $0.91 Strike: $11.50 $90,520.00
Disclosure

SEC source: 0001104659-23-072417 · tm2319025-2_4seq1.xml · derivative · entry 1

Roth Byron · CIK 0001810078 · former director and officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-05-23

F1 · price: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:11 UTC
Sullivan Jeffrey StuartChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 93,334 $0.00 Strike: $10.76 $0.00
Disclosure

SEC source: 0001213900-23-045011 · ownership.xml · derivative · entry 1

Sullivan Jeffrey Stuart · CIK 0001978839 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,334

Underlying: Common Stock · 93,334 shares

Expires 2033-05-29

F1 · derivative.exercise_date: 25% of the options vest on May 15, 2024 and 1/48th of the options vest on the last day of each calendar month thereafter.

Read SEC document
May 30, 2023 Filed Dec 23, 2024 21:36 UTC
Tian JingChief Growth Officer
GrantStock Option (Right to Buy) · Derivative 5,834 $0.00 Strike: $10.65 $0.00
Disclosure

SEC source: 0001213900-24-111940 · ownership.xml · derivative · entry 1

Tian Jing · CIK 0001975342 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2033-05-30

F1 · derivative.exercise_date: Stock option was granted under the Issuer's 2023 Incentive Plan. The option is scheduled to vest as to twenty-five percent (25%) of the shares subject to the stock option on May 30, 2023 and one forty-eighth (1/48th) of the shares subject to the option shall vest on the last day of each calendar month thereafter, subject to continued service through each such vesting date.

Read SEC document
May 25, 2023 Filed May 25, 2023 21:45 UTC
LIPMAN JOHN Cformer director and officer
PurchaseWarrants to purchase common stock · Derivative 265,000 $0.65 Strike: $11.50 $172,250.00
Disclosure

SEC source: 0001104659-23-064791 · tm2316861-9_4seq1.xml · derivative · entry 3

LIPMAN JOHN C · CIK 0001383194 · former director and officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,502

Underlying: Common Stock · 265,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 9,333 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001213900-23-043284 · ownership.xml · derivative · entry 4

STERN STANLEY · CIK 0001098567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,333

Underlying: Common Stock · 9,333 shares

Expires 2032-06-22

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer.

F5 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/23/2023, and the remainder vest monthly thereafter through May 2026.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 23,333 Not disclosed Strike: $0.69 Not disclosed
Disclosure

SEC source: 0001213900-23-043284 · ownership.xml · derivative · entry 3

STERN STANLEY · CIK 0001098567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Common Stock · 23,333 shares

Expires 2031-02-24

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer.

F4 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 02/25/2022, and the remainder vest monthly through January 2025.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 93,334 Not disclosed Strike: $0.60 Not disclosed
Disclosure

SEC source: 0001213900-23-043284 · ownership.xml · derivative · entry 2

STERN STANLEY · CIK 0001098567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,334

Underlying: Common Stock · 93,334 shares

Expires 2025-08-26

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantCommon Stock 169,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043284 · ownership.xml · nonDerivative · entry 1

STERN STANLEY · CIK 0001098567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,118

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 123,354 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 10

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,354

Underlying: Common Stock · 123,354 shares

Expires 2032-06-22

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F6 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 6/23/2023, and the remainder vest monthly thereafter through May 2026.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 140,001 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 9

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,001

Underlying: Common Stock · 140,001 shares

Expires 2026-02-24

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F5 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 2/25/2022, and the remainder vest monthly through January 2025.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 99,413 Not disclosed Strike: $0.64 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 8

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,413

Underlying: Common Stock · 99,413 shares

Expires 2029-09-11

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F4 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 7/01/2020, and the remainder vest monthly through July 2023.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 90,375 Not disclosed Strike: $0.64 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 7

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,375

Underlying: Common Stock · 90,375 shares

Expires 2028-09-19

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 82,159 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 6

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,159

Underlying: Common Stock · 82,159 shares

Expires 2027-08-16

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 136,933 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 5

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,933

Underlying: Common Stock · 136,933 shares

Expires 2026-06-19

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 101,971 Not disclosed Strike: $0.60 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 4

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,971

Underlying: Common Stock · 101,971 shares

Expires 2025-05-12

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantStock Option (Right to Buy) · Derivative 582,694 Not disclosed Strike: $0.26 Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · derivative · entry 3

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,694

Underlying: Common Stock · 582,694 shares

Expires 2024-04-13

F2 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantCommon Stock 12,689,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · nonDerivative · entry 2

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Alon Ventures, LLC

Disclosed balance after: 12,689,302

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo share of common stock was exchanged in the Merger for 0.233335 shares of Issuer common stock.

F1 · balance_after: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo share of common stock was exchanged in the Merger for 0.233335 shares of Issuer common stock.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ALON ZVIDirector · CEO / Chairperson · 10% owner
GrantCommon Stock 1,774,826 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043278 · ownership.xml · nonDerivative · entry 1

ALON ZVI · CIK 0001084951 · Director · CEO / Chairperson · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 1,774,826

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo share of common stock was exchanged in the Merger for 0.233335 shares of Issuer common stock.

F1 · balance_after: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo share of common stock was exchanged in the Merger for 0.233335 shares of Issuer common stock.

Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC
ROTH GORDON Jformer officer
SaleWarrants to purchase common stock · Derivative 3,936 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · derivative · entry 6

ROTH GORDON J · CIK 0001160634 · former officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 348

Underlying: Common Stock · 3,936 shares

Expires not disclosed

F3 · price: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.

F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F3 · ownership.nature: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.

Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC
ROTH GORDON Jformer officer
SaleWarrants to purchase common stock · Derivative 48,451 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · derivative · entry 5

ROTH GORDON J · CIK 0001160634 · former officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,285

Underlying: Common Stock · 48,451 shares

Expires not disclosed

F2 · price: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.

F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.

Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC
ROTH GORDON Jformer officer
SaleWarrants to purchase common stock · Derivative 6,278 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · derivative · entry 4

ROTH GORDON J · CIK 0001160634 · former officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555

Underlying: Common Stock · 6,278 shares

Expires not disclosed

F1 · price: The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89.

F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC
ROTH GORDON Jformer officer
SaleCommon Stock 7,872 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · nonDerivative · entry 3

ROTH GORDON J · CIK 0001160634 · former officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 696

F3 · price: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.

F3 · ownership.nature: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.

Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC
ROTH GORDON Jformer officer
SaleCommon Stock 472,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · nonDerivative · entry 2

ROTH GORDON J · CIK 0001160634 · former officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 289,676

F2 · price: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.

F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.

Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC
ROTH GORDON Jformer officer
SaleCommon Stock 61,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · nonDerivative · entry 1

ROTH GORDON J · CIK 0001160634 · former officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,537

F1 · price: The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:35 UTC
Costa Andrewformer officer
SaleCommon Stock 10,180 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064780 · tm2316861-3_4seq1.xml · nonDerivative · entry 1

Costa Andrew · CIK 0001874984 · former officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,611

Read SEC document
May 23, 2023 Filed May 25, 2023 17:46 UTC
Day Matthewformer officer
SaleCommon Stock 20,360 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064792 · tm2316861-10_4seq1.xml · nonDerivative · entry 1

Day Matthew · CIK 0001875121 · former officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,223

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 9,333 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 10

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,333

Underlying: Common Stock · 9,333 shares

Expires 2032-06-22

F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F10 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/23/2023, and the remainder vest monthly thereafter through June 2026.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 23,333 Not disclosed Strike: $0.69 Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 9

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Common Stock · 23,333 shares

Expires 2031-02-24

F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F9 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 02/25/2022, and the remainder vest monthly through June 2026.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 11,666 Not disclosed Strike: $0.60 Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 8

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,666

Underlying: Common Stock · 11,666 shares

Expires 2025-09-29

F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F8 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 46,667 Not disclosed Strike: $0.26 Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 7

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2024-04-13

F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer.

F7 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer.

F8 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantStock Option (Right to Buy) · Derivative 46,667 Not disclosed Strike: $0.26 Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · derivative · entry 6

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock · 46,667 shares

Expires 2024-02-03

F7 · shares: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer.

F7 · price: Received in connection with the Merger. Each Legacy Tigo stock option was exchanged for a stock option to purchase for 0.233335 shares of common stock of the Issuer.

F8 · derivative.exercise_date: The stock options are immediately exercisable.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantCommon Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 5

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 35,000

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F6 · ownership.nature: The shares reported are owned by the KRISTA DIANE FENSKE 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantCommon Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 4

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 35,000

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F5 · ownership.nature: The shares reported are owned by the JOSHUA MICHAEL SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantCommon Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 3

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 35,000

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F4 · ownership.nature: The shares reported are owned by the ARCHIE DAVID ROBOOSTOFF 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantCommon Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 35,000

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F3 · ownership.nature: The shares reported are owned by the AMANDA CHRISTINE SPLINTER 2012 IRREVOCABLE TRUST DTD 08/10/2012, for which the Reporting Person serves as Trustee and exercises investing authority over such shares.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:59 UTC GrantCommon Stock 1,123,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-043283 · ownership.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,123,656

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each share of Legacy Tigo common stock was exchanged in the Merger for 0.233335 shares of common stock of the Issuer.

F2 · ownership.nature: The shares reported are owned by the SPLINTER ROBOOSTOFF REV TRUST UAD 1/23/97, for which the Reporting Person serves as Trustee and exercises investing authority over such shares.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
Tian JingChief Growth Officer
GrantStock Option (Right to Buy) · Derivative 9,333 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001213900-23-043282 · ownership.xml · derivative · entry 2

Tian Jing · CIK 0001975342 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,333

Underlying: Common Stock · 9,333 shares

Expires 2032-06-22

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/23/2023, and the remainder vest monthly thereafter through May 2026.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
Tian JingChief Growth Officer
GrantStock Option (Right to Buy) · Derivative 93,334 Not disclosed Strike: $0.69 Not disclosed
Disclosure

SEC source: 0001213900-23-043282 · ownership.xml · derivative · entry 1

Tian Jing · CIK 0001975342 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,334

Underlying: Common Stock · 93,334 shares

Expires 2031-02-24

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 01/19/2021, and the remainder vest monthly through December 2024.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
Dillon James JDChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 9,333 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001213900-23-043281 · ownership.xml · derivative · entry 2

Dillon James JD · CIK 0001977198 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,333

Underlying: Common Stock · 9,333 shares

Expires 2032-06-22

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F3 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/23/2023, and the remainder vest monthly thereafter through May 2026.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
Dillon James JDChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 93,334 Not disclosed Strike: $0.69 Not disclosed
Disclosure

SEC source: 0001213900-23-043281 · ownership.xml · derivative · entry 1

Dillon James JD · CIK 0001977198 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,334

Underlying: Common Stock · 93,334 shares

Expires 2031-02-24

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vested on 11/02/2021, and the remainder vest monthly through October 2024.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:58 UTC
ROESCHLEIN BILLChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 93,334 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001213900-23-043280 · ownership.xml · derivative · entry 1

ROESCHLEIN BILL · CIK 0001376669 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,334

Underlying: Common Stock · 93,334 shares

Expires 2032-06-26

F1 · shares: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F1 · price: Received in connection with the business combination between the Issuer (formerly known as Roth CH Acquisition IV Co.) and Tigo Energy, Inc. ("Legacy Tigo") on May 23, 2023 (the "Merger"). Each Legacy Tigo stock option was exchanged in the Merger for a stock option to acquire 0.233335 shares of common stock of the Issuer.

F2 · derivative.exercise_date: The stock options are immediately exercisable, subject to a right of repurchase in favor of the Issuer, which lapses as the stock option vests. 25% of the options vest on 06/27/2023, and the remaindervest monthly thereafter through June 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.