person · Reporting owner

ROTH GORDON J

Disclosed activity across 5 companies

Tapewire entity: 85164
SEC CIK: 0001160634

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
QualTek Services Inc.ROCRU · Entity 115163	Chief Financial Officer	March 05, 2021	March 08, 2021
Reservoir Media, Inc.ROCCU · Entity 5296	Chief Financial Officer · 10% owner	December 15, 2020	December 17, 2020
Roth CH Acquisition I CoROCHU · Entity 148912	Chief Financial Officer	May 26, 2020	May 28, 2020
Roth CH Acquisition V Co.ROCL · Entity 85136	Chief Financial Officer · 10% owner	December 06, 2024	December 12, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QualTek Services Inc.

Report date March 05, 2021 · Filed March 08, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	92,352	Reported balance After 2021-03-05 transaction · row 1 1 source row Row 1 · 2021-03-05 · Purchase · Acquired 11,477 · Balance 92,352 F1: The reporting person acquired units, consisting of shares and warrants.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	567,961	Reported balance After 2021-03-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-03-05 · Purchase · Acquired 70,584 · Balance 567,961 F1: The reporting person acquired units, consisting of shares and warrants. F2: Consists of shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	12,643	Reported balance After 2021-03-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-03-05 · Purchase · Acquired 12,643 · Balance 12,643 F1: The reporting person acquired units, consisting of shares and warrants. F3: Consists of shares owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	2,869	Reported balance After 2021-03-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-03-05 · Purchase · Acquired 2,869 · Balance 2,869 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	17,646	Reported balance After 2021-03-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-03-05 · Purchase · Acquired 17,646 · Balance 17,646 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6: Consists of warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	3,161	Reported balance After 2021-03-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-03-05 · Purchase · Acquired 3,161 · Balance 3,161 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F7: Consists of warrants owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Consists of shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

F3: Consists of shares owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.

F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F6: Consists of warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

F7: Consists of warrants owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.

Reservoir Media, Inc.

Report date December 15, 2020 · Filed December 17, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	23,812	Reported balance After 2020-12-15 transaction · row 1 1 source row Row 1 · 2020-12-15 · Purchase · Acquired 2,079 · Balance 23,812 F1: The reporting person acquired units, consisting of shares and warrants.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,068,252	Reported balance After 2020-12-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-12-15 · Purchase · Acquired 180,562 · Balance 2,068,252 F1: The reporting person acquired units, consisting of shares and warrants. F2: Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	1,039	Reported balance After 2020-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-12-15 · Purchase · Acquired 1,039 · Balance 1,039 F1: The reporting person acquired units, consisting of shares and warrants. F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	90,281	Reported balance After 2020-12-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-12-15 · Purchase · Acquired 90,281 · Balance 90,281 F1: The reporting person acquired units, consisting of shares and warrants. F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5: Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5: Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

Roth CH Acquisition I Co

Report date May 26, 2020 · Filed May 28, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	75,533	Ending reported balance After 2020-05-26 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2020-05-26 · Purchase · Acquired 115 · Balance 84,908 F1: The reporting person acquired units, consisting of shares and warrants. Row 2 · 2020-05-26 · Other · Disposed 9,375 · Balance 75,533 F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
Common StockSEC Table I · non-derivative	IndirectSee footnote	428,898	Last balance in matching sequence After 2020-05-26 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2020-05-26 · Purchase · Acquired 794 · Balance 474,307 F1: The reporting person acquired units, consisting of shares and warrants. F3: Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Row 4 · 2020-05-26 · Other · Disposed 45,409 · Balance 428,898 F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. F3: Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	6,937	Reported balance After 2020-05-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-05-26 · Purchase · Acquired 86 · Balance 6,937 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee footnote	47,695	Reported balance After 2020-05-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-05-26 · Purchase · Acquired 595 · Balance 47,695 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6: Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.

F3: Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.

F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F6: Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.

Roth CH Acquisition V Co.

Report date December 06, 2024 · Filed December 12, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	81,991	Reported balance After 2024-12-06 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2024-12-06 · Other · Disposed 16,960 · Balance 81,991

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIGO ENERGY, INC.

Report date May 23, 2023 · Filed May 25, 2023

Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	37,537	Reported balance After 2023-05-23 transaction · row 1 1 source row Row 1 · 2023-05-23 · Sale · Disposed 61,273 · Balance 37,537 F1: The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89.
Common StockSEC Table I · non-derivative	IndirectSee footnote	289,676	Reported balance After 2023-05-23 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-05-23 · Sale · Disposed 472,852 · Balance 289,676 F2: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
Common StockSEC Table I · non-derivative	IndirectSee footnote	696	Reported balance After 2023-05-23 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2023-05-23 · Sale · Disposed 7,872 · Balance 696 F3: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	555	Reported balance After 2023-05-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2023-05-23 · Sale · Disposed 6,278 · Balance 555 F1: The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee footnote	4,285	Reported balance After 2023-05-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2023-05-23 · Sale · Disposed 48,451 · Balance 4,285 F2: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee footnote	348	Reported balance After 2023-05-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2023-05-23 · Sale · Disposed 3,936 · Balance 348 F3: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89.

F2: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.

F3: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.

F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 06, 2024 Filed Dec 11, 2024 21:14 UTC	Roth CH Acquisition V Co. ROCL · Entity 85136	SaleCommon Stock	16,960	$0.00	$0.00	Disclosure SEC source: 0001104659-24-127717 · tm2430821-2_4seq1.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,991 Read SEC document
December 06, 2024 Filed Dec 12, 2024 17:11 UTC Amendment	Roth CH Acquisition V Co. ROCL · Entity 85136	OtherCommon Stock	16,960	$0.00	$0.00	Disclosure SEC source: 0001104659-24-128073 · tm2430821-7_4aseq1.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,991 Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	3,936	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · derivative · entry 6 ROTH GORDON J · CIK 0001160634 · former officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 348 Underlying: Common Stock · 3,936 shares Expires not disclosed F3 · price: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F3 · ownership.nature: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	48,451	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · derivative · entry 5 ROTH GORDON J · CIK 0001160634 · former officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,285 Underlying: Common Stock · 48,451 shares Expires not disclosed F2 · price: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	6,278	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · derivative · entry 4 ROTH GORDON J · CIK 0001160634 · former officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555 Underlying: Common Stock · 6,278 shares Expires not disclosed F1 · price: The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	7,872	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · nonDerivative · entry 3 ROTH GORDON J · CIK 0001160634 · former officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 696 F3 · price: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. F3 · ownership.nature: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	472,852	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · former officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 289,676 F2 · price: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. Read SEC document
May 23, 2023 Filed May 25, 2023 17:44 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	61,273	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064790 · tm2316861-8_4seq1.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · former officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,537 F1 · price: The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:47 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseWarrants to purchase Common Stock · Derivative	53,279	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-146935 · tm2134740-6_4seq1.xml · derivative · entry 4 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 53,279 Underlying: Common Stock · 53,279 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:47 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseWarrants to purchase Common Stock · Derivative	6,904	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-146935 · tm2134740-6_4seq1.xml · derivative · entry 3 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,904 Underlying: Common Stock · 6,904 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:47 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseCommon Stock	106,559	$10.00	$1,065,590.00	Disclosure SEC source: 0001104659-21-146935 · tm2134740-6_4seq1.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 763,615 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:47 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseCommon Stock	13,808	$10.00	$138,080.00	Disclosure SEC source: 0001104659-21-146935 · tm2134740-6_4seq1.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,951 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document
August 10, 2021 Filed Aug 11, 2021 17:05 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseWarrants to purchase Common Stock · Derivative	52,736	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-103548 · tm2124740-6_4seq1.xml · derivative · entry 4 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 52,736 Underlying: Common Stock · 52,736 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
August 10, 2021 Filed Aug 11, 2021 17:05 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseWarrants to purchase Common Stock · Derivative	6,833	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-103548 · tm2124740-6_4seq1.xml · derivative · entry 3 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,833 Underlying: Common Stock · 6,833 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
August 10, 2021 Filed Aug 11, 2021 17:05 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseCommon Stock	105,472	$10.00	$1,054,720.00	Disclosure SEC source: 0001104659-21-103548 · tm2124740-6_4seq1.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 762,528 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
August 10, 2021 Filed Aug 11, 2021 17:05 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseCommon Stock	13,667	$10.00	$136,670.00	Disclosure SEC source: 0001104659-21-103548 · tm2124740-6_4seq1.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,810 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:26 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseWarrants to purchase Common Stock · Derivative	3,161	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-033284 · tm218954-5_4seq1.xml · derivative · entry 6 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,161 Underlying: Common Stock · 3,161 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F7 · ownership.nature: Consists of warrants owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC. Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:26 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseWarrants to purchase Common Stock · Derivative	17,646	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-033284 · tm218954-5_4seq1.xml · derivative · entry 5 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,646 Underlying: Common Stock · 17,646 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6 · ownership.nature: Consists of warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:26 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseWarrants to purchase Common Stock · Derivative	2,869	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-033284 · tm218954-5_4seq1.xml · derivative · entry 4 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,869 Underlying: Common Stock · 2,869 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:26 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseCommon Stock	12,643	$10.00	$126,430.00	Disclosure SEC source: 0001104659-21-033284 · tm218954-5_4seq1.xml · nonDerivative · entry 3 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,643 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F3 · ownership.nature: Consists of shares owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC. Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:26 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseCommon Stock	70,584	$10.00	$705,840.00	Disclosure SEC source: 0001104659-21-033284 · tm218954-5_4seq1.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 567,961 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Consists of shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:26 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseCommon Stock	11,477	$10.00	$114,770.00	Disclosure SEC source: 0001104659-21-033284 · tm218954-5_4seq1.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,352 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:16 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseWarrants to purchase Common Stock · Derivative	90,281	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-136855 · tm2036996d22_form4.xml · derivative · entry 4 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 90,281 Underlying: Common Stock · 90,281 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5 · ownership.nature: Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:16 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseWarrants to purchase Common Stock · Derivative	1,039	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-136855 · tm2036996d22_form4.xml · derivative · entry 3 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039 Underlying: Common Stock · 1,039 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:16 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	180,562	$10.00	$1,805,620.00	Disclosure SEC source: 0001104659-20-136855 · tm2036996d22_form4.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,068,252 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:16 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	2,079	$10.00	$20,790.00	Disclosure SEC source: 0001104659-20-136855 · tm2036996d22_form4.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,812 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
May 26, 2020 Filed May 28, 2020 17:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	595	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067171 · tm2021247d10_form4.xml · derivative · entry 6 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 47,695 Underlying: Common Stock · 595 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6 · ownership.nature: Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Read SEC document
May 26, 2020 Filed May 28, 2020 17:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	86	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067171 · tm2021247d10_form4.xml · derivative · entry 5 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,937 Underlying: Common Stock · 86 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 26, 2020 Filed May 28, 2020 17:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	OtherCommon Stock	45,409	$0.00	$0.00	Disclosure SEC source: 0001104659-20-067171 · tm2021247d10_form4.xml · nonDerivative · entry 4 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 428,898 F2 · kind: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. F3 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Read SEC document
May 26, 2020 Filed May 28, 2020 17:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	794	$10.00	$7,940.00	Disclosure SEC source: 0001104659-20-067171 · tm2021247d10_form4.xml · nonDerivative · entry 3 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 474,307 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F3 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Read SEC document
May 26, 2020 Filed May 28, 2020 17:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	OtherCommon Stock	9,375	$0.00	$0.00	Disclosure SEC source: 0001104659-20-067171 · tm2021247d10_form4.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,533 F2 · kind: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. Read SEC document
May 26, 2020 Filed May 28, 2020 17:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	115	$10.00	$1,150.00	Disclosure SEC source: 0001104659-20-067171 · tm2021247d10_form4.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,908 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
May 07, 2020 Filed May 11, 2020 17:51 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	39,693	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-059705 · tm2019305-8_form4.xml · derivative · entry 4 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,693 Underlying: Common Stock · 39,693 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5 · ownership.nature: Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 11, 2020 17:51 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	7,500	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-059705 · tm2019305-8_form4.xml · derivative · entry 3 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 07, 2020 Filed May 11, 2020 17:51 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	52,924	$10.00	$529,240.00	Disclosure SEC source: 0001104659-20-059705 · tm2019305-8_form4.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 419,391 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 11, 2020 17:51 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	10,000	$10.00	$100,000.00	Disclosure SEC source: 0001104659-20-059705 · tm2019305-8_form4.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,658 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
May 07, 2020 Filed May 28, 2020 17:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	47,100	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067161 · tm2021247d3_form4a.xml · derivative · entry 4 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 47,100 Underlying: Common Stock · 47,100 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: he warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5 · ownership.nature: Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 28, 2020 17:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	6,851	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067161 · tm2021247d3_form4a.xml · derivative · entry 3 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,851 Underlying: Common Stock · 6,851 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: he warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 07, 2020 Filed May 28, 2020 17:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	62,800	$10.00	$628,000.00	Disclosure SEC source: 0001104659-20-067161 · tm2021247d3_form4a.xml · nonDerivative · entry 2 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 473,513 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 28, 2020 17:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	9,135	$10.00	$91,350.00	Disclosure SEC source: 0001104659-20-067161 · tm2021247d3_form4a.xml · nonDerivative · entry 1 ROTH GORDON J · CIK 0001160634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,793 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.