person · Reporting owner

Roth Byron

Disclosed activity across 6 companies

Tapewire entity: 26737
SEC CIK: 0001810078

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
QualTek Services Inc.ROCRU · Entity 115163	Director · Co-Chief Executive Officer	March 05, 2021	March 08, 2021
Reservoir Media, Inc.ROCCU · Entity 5296	Director · Chief Executive Officer · 10% owner	December 15, 2020	December 17, 2020
Roth CH Acquisition I CoROCHU · Entity 148912	Director · Chief Executive Officer	May 26, 2020	May 28, 2020
Roth CH Acquisition V Co.ROCL · Entity 85136	Director · Co-CEO & Co-Chairman of Board · 10% owner	December 06, 2024	December 12, 2024
TIC Solutions, Inc.TIC · Entity 4496	Director	August 04, 2026	August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QualTek Services Inc.

Report date March 05, 2021 · Filed March 08, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	448,272	Reported balance After 2021-03-05 transaction · row 1 1 source row Row 1 · 2021-03-05 · Purchase · Acquired 55,710 · Balance 448,272 F1: The reporting person acquired units, consisting of shares and warrants.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	567,961	Reported balance After 2021-03-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-03-05 · Purchase · Acquired 70,584 · Balance 567,961 F1: The reporting person acquired units, consisting of shares and warrants. F2: Consists of shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	12,643	Reported balance After 2021-03-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-03-05 · Purchase · Acquired 12,643 · Balance 12,643 F1: The reporting person acquired units, consisting of shares and warrants. F3: Consists of shares owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	13,928	Reported balance After 2021-03-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-03-05 · Purchase · Acquired 13,928 · Balance 13,928 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	17,646	Reported balance After 2021-03-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-03-05 · Purchase · Acquired 17,646 · Balance 17,646 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6: Consists of warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	3,161	Reported balance After 2021-03-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-03-05 · Purchase · Acquired 3,161 · Balance 3,161 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F7: Consists of warrants owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Consists of shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

F3: Consists of shares owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.

F4: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.

F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F6: Consists of warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

F7: Consists of warrants owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC.

Reservoir Media, Inc.

Report date December 15, 2020 · Filed December 17, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	115,748	Reported balance After 2020-12-15 transaction · row 1 1 source row Row 1 · 2020-12-15 · Purchase · Acquired 10,105 · Balance 115,748 F1: The reporting person acquired units, consisting of shares and warrants.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,068,252	Reported balance After 2020-12-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-12-15 · Purchase · Acquired 180,562 · Balance 2,068,252 F1: The reporting person acquired units, consisting of shares and warrants. F2: Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	2	Reported balance After 2020-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-12-15 · Purchase · Acquired 5,052 · Balance 2 F1: The reporting person acquired units, consisting of shares and warrants. F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee Footnote	90,281	Reported balance After 2020-12-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-12-15 · Purchase · Acquired 90,281 · Balance 90,281 F1: The reporting person acquired units, consisting of shares and warrants. F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5: Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5: Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.

Roth CH Acquisition I Co

Report date May 26, 2020 · Filed May 28, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	354,270	Ending reported balance After 2020-05-26 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2020-05-26 · Purchase · Acquired 418 · Balance 414,531 F1: The reporting person acquired units, consisting of shares and warrants. Row 2 · 2020-05-26 · Other · Disposed 60,261 · Balance 354,270 F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
Common StockSEC Table I · non-derivative	IndirectSee footnote	428,898	Last balance in matching sequence After 2020-05-26 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2020-05-26 · Purchase · Acquired 794 · Balance 474,307 F1: The reporting person acquired units, consisting of shares and warrants. F3: Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Row 4 · 2020-05-26 · Other · Disposed 45,409 · Balance 428,898 F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. F3: Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	Direct	25,147	Reported balance After 2020-05-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-05-26 · Purchase · Acquired 313 · Balance 25,147 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectSee footnote	47,695	Reported balance After 2020-05-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-05-26 · Purchase · Acquired 595 · Balance 47,695 F1: The reporting person acquired units, consisting of shares and warrants. F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6: Warrants owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.

F3: Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power.

F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F6: Warrants owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power.

Roth CH Acquisition V Co.

Report date December 06, 2024 · Filed December 12, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	398,803	Reported balance After 2024-12-06 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2024-12-06 · Other · Disposed 82,492 · Balance 398,803

TIC Solutions, Inc.

Report date August 04, 2026 · Filed August 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	9,524	Reported balance After 2026-08-04 transaction · row 1 1 source row Row 1 · 2026-08-04 · Exercise / conversion · Acquired 9,524 · Balance 9,524
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-08-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-08-04 · Exercise / conversion · Disposed 9,524 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2: These restricted stock units vested on August 4, 2026 (the one-year anniversary of the grant date).
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	12,500	Reported balance Holding disclosure · report date 2026-08-04 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 12,500 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F3: These restricted stock units vest on July 1, 2027 (the one-year anniversary of the grant date).

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: These restricted stock units vested on August 4, 2026 (the one-year anniversary of the grant date).

F3: These restricted stock units vest on July 1, 2027 (the one-year anniversary of the grant date).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIGO ENERGY, INC.

Report date June 14, 2023 · Filed June 16, 2023

Section 16 reporting ended · disclosed 2023-06-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-05-23	IndirectSee Footnote	100,000	Reported balance After 2023-06-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2023-06-14 · Purchase · Acquired 100,000 · Balance 100,000 F1: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-05-23	IndirectSee Footnote	145,208	Reported balance After 2023-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-06-15 · Purchase · Acquired 45,208 · Balance 145,208 F2: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-05-23	IndirectSee Footnote	1,350	Reported balance Holding disclosure · report date 2023-06-14 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 1,350 F4: Held in an IRA for the benefit of Byron Roth.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-05-23	IndirectSee Footnote	4,285	Reported balance Holding disclosure · report date 2023-06-14 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 4,285 F5: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-05-23	IndirectSee Footnote	348	Reported balance Holding disclosure · report date 2023-06-14 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 348 F6: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power.
Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-05-23	Direct	1,350	Reported balance Holding disclosure · report date 2023-06-14 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 1,350

Filing footnotes · ownership attribution and instrument terms

F1: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power.

F4: Held in an IRA for the benefit of Byron Roth.

F5: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.

F6: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 04, 2026 Filed Aug 4, 2026 20:30 UTC	TIC Solutions, Inc. TIC · Entity 4496	Exercise / conversionRestricted Stock Units · Derivative	9,524	$0.00	$0.00	Disclosure SEC source: 0001213900-26-085211 · ownership.xml · derivative · entry 2 Roth Byron · CIK 0001810078 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: These restricted stock units vested on August 4, 2026 (the one-year anniversary of the grant date). F2 · derivative.expiration_date: These restricted stock units vested on August 4, 2026 (the one-year anniversary of the grant date). Read SEC document
August 04, 2026 Filed Aug 4, 2026 20:30 UTC	TIC Solutions, Inc. TIC · Entity 4496	Exercise / conversionCommon Stock	9,524	$0.00	$0.00	Disclosure SEC source: 0001213900-26-085211 · ownership.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:18 UTC	TIC Solutions, Inc. TIC · Entity 4496	GrantRestricted Stock Units · Derivative	12,500	$0.00	$0.00	Disclosure SEC source: 0001213900-26-074991 · ownership.xml · derivative · entry 2 Roth Byron · CIK 0001810078 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on July 1, 2027 (the one-year anniversary of the grant date). F3 · derivative.expiration_date: These restricted stock units vest on July 1, 2027 (the one-year anniversary of the grant date). Read SEC document
August 04, 2025 Filed Aug 6, 2025 23:24 UTC	TIC Solutions, Inc. TIC · Entity 4496	GrantRestricted Stock Units · Derivative	9,524	$0.00	$0.00	Disclosure SEC source: 0001213900-25-072714 · ownership.xml · derivative · entry 1 Roth Byron · CIK 0001810078 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,524 Underlying: Common Stock · 9,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: These restricted stock units vest on August 4, 2026 (the one-year anniversary of the grant date). F2 · derivative.expiration_date: These restricted stock units vest on August 4, 2026 (the one-year anniversary of the grant date). Read SEC document
December 06, 2024 Filed Dec 11, 2024 21:15 UTC	Roth CH Acquisition V Co. ROCL · Entity 85136	SaleCommon Stock	82,492	$0.00	$0.00	Disclosure SEC source: 0001104659-24-127718 · tm2430821-3_4seq1.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Co-CEO & Co-Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,803 Read SEC document
December 06, 2024 Filed Dec 12, 2024 17:11 UTC Amendment	Roth CH Acquisition V Co. ROCL · Entity 85136	OtherCommon Stock	82,492	$0.00	$0.00	Disclosure SEC source: 0001104659-24-128072 · tm2430821-9_4aseq1.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Co-CEO & Co-Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,803 Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	PurchaseWarrants to purchase common stock · Derivative	45,208	$1.04 Strike: $11.50	$46,912.34	Disclosure SEC source: 0001104659-23-072417 · tm2319025-2_4seq1.xml · derivative · entry 2 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 145,208 Underlying: Common Stock · 45,208 shares Expires 2028-05-23 F2 · price: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.9999 to $1.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power. Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	PurchaseWarrants to purchase common stock · Derivative	100,000	$0.91 Strike: $11.50	$90,520.00	Disclosure SEC source: 0001104659-23-072417 · tm2319025-2_4seq1.xml · derivative · entry 1 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-05-23 F1 · price: Represents a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.87 to $0.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Owned by Eight is Awesome, LLC, over which Byron Roth has voting and dispositive power. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	3,936	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · derivative · entry 8 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 348 Underlying: Common Stock · 3,936 shares Expires not disclosed F4 · price: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. F5 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F6 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F4 · ownership.nature: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	48,451	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · derivative · entry 7 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,285 Underlying: Common Stock · 48,451 shares Expires not disclosed F3 · price: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. F5 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F6 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F3 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	15,269	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · derivative · entry 6 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,350 Underlying: Common Stock · 15,269 shares Expires not disclosed F2 · price: Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. F5 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F6 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · ownership.nature: Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleWarrants to purchase common stock · Derivative	15,269	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · derivative · entry 5 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,350 Underlying: Common Stock · 15,269 shares Expires not disclosed F1 · price: The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82. F5 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F6 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	7,872	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · nonDerivative · entry 4 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 696 F4 · price: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. F4 · ownership.nature: Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	472,852	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · nonDerivative · entry 3 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 289,676 F3 · price: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. F3 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	30,538	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,700 F2 · price: Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. F2 · ownership.nature: Held in an IRA for the benefit of Byron Roth. The reporting person disposed of 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,649.84. Read SEC document
May 23, 2023 Filed May 25, 2023 21:40 UTC	TIGO ENERGY, INC. TYGO · Entity 6903	SaleCommon Stock	267,493	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-23-064786 · tm2316861-5_4seq1.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · former director and officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,878 F1 · price: The reporting person disposed of (i) 236,955 shares of common stock and (ii) 30,538 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $165,654.82. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:46 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseWarrants to purchase Common Stock · Derivative	53,279	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-146934 · tm2134740-5_4seq1.xml · derivative · entry 4 Roth Byron · CIK 0001810078 · Director · Co-CEO & Co-Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 53,279 Underlying: Common Stock · 53,279 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:46 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseWarrants to purchase Common Stock · Derivative	33,581	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-146934 · tm2134740-5_4seq1.xml · derivative · entry 3 Roth Byron · CIK 0001810078 · Director · Co-CEO & Co-Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,581 Underlying: Common Stock · 33,581 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:46 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseCommon Stock	106,559	$10.00	$1,065,590.00	Disclosure SEC source: 0001104659-21-146934 · tm2134740-5_4seq1.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · Director · Co-CEO & Co-Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 763,615 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:46 UTC	Roth CH Acquisition V Co. ROCLU · Entity 85136	PurchaseCommon Stock	67,163	$10.00	$671,630.00	Disclosure SEC source: 0001104659-21-146934 · tm2134740-5_4seq1.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Co-CEO & Co-Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,295 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:04 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseWarrants to purchase Common Stock · Derivative	52,736	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-103545 · tm2124740-4_4seq1.xml · derivative · entry 6 Roth Byron · CIK 0001810078 · Director · Co-CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 52,736 Underlying: Common Stock · 52,736 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F3 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:04 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseWarrants to purchase Common Stock · Derivative	16,619	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-103545 · tm2124740-4_4seq1.xml · derivative · entry 5 Roth Byron · CIK 0001810078 · Director · Co-CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,619 Underlying: Common Stock · 16,619 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F2 · ownership.nature: Held in an IRA for the benefit of Byron Roth. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:04 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseWarrants to purchase Common Stock · Derivative	16,619	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-103545 · tm2124740-4_4seq1.xml · derivative · entry 4 Roth Byron · CIK 0001810078 · Director · Co-CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,619 Underlying: Common Stock · 16,619 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:04 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseCommon Stock	105,472	$10.00	$1,054,720.00	Disclosure SEC source: 0001104659-21-103545 · tm2124740-4_4seq1.xml · nonDerivative · entry 3 Roth Byron · CIK 0001810078 · Director · Co-CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 762,528 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F3 · ownership.nature: Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:04 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseCommon Stock	33,238	$10.00	$332,380.00	Disclosure SEC source: 0001104659-21-103545 · tm2124740-4_4seq1.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · Director · Co-CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,238 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · ownership.nature: Held in an IRA for the benefit of Byron Roth. Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:04 UTC	TIGO ENERGY, INC. ROCGU · Entity 6903	PurchaseCommon Stock	33,239	$10.00	$332,390.00	Disclosure SEC source: 0001104659-21-103545 · tm2124740-4_4seq1.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Co-CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,371 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:24 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseWarrants to purchase Common Stock · Derivative	3,161	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-033279 · tm218954-3_4seq1.xml · derivative · entry 6 Roth Byron · CIK 0001810078 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,161 Underlying: Common Stock · 3,161 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F7 · ownership.nature: Consists of warrants owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC. Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:24 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseWarrants to purchase Common Stock · Derivative	17,646	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-033279 · tm218954-3_4seq1.xml · derivative · entry 5 Roth Byron · CIK 0001810078 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,646 Underlying: Common Stock · 17,646 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6 · ownership.nature: Consists of warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:24 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseWarrants to purchase Common Stock · Derivative	13,928	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-21-033279 · tm218954-3_4seq1.xml · derivative · entry 4 Roth Byron · CIK 0001810078 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,928 Underlying: Common Stock · 13,928 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:24 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseCommon Stock	12,643	$10.00	$126,430.00	Disclosure SEC source: 0001104659-21-033279 · tm218954-3_4seq1.xml · nonDerivative · entry 3 Roth Byron · CIK 0001810078 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,643 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F3 · ownership.nature: Consists of shares owned by Roth Capital Partners, LLC. Byron Roth and Gordon Roth, both members of Roth Capital Partners, LLC, have voting and dispositive power over the shares held by Roth Capital Partners, LLC. Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:24 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseCommon Stock	70,584	$10.00	$705,840.00	Disclosure SEC source: 0001104659-21-033279 · tm218954-3_4seq1.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 567,961 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Consists of shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:24 UTC	QualTek Services Inc. ROCRU · Entity 115163	PurchaseCommon Stock	55,710	$10.00	$557,100.00	Disclosure SEC source: 0001104659-21-033279 · tm218954-3_4seq1.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,272 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:15 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseWarrants to purchase Common Stock · Derivative	90,281	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-136854 · tm2036996-21_4seq1.xml · derivative · entry 4 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 90,281 Underlying: Common Stock · 90,281 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5 · ownership.nature: Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:15 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseWarrants to purchase Common Stock · Derivative	5,052	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-136854 · tm2036996-21_4seq1.xml · derivative · entry 3 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Common Stock · 5,052 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:15 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	180,562	$10.00	$1,805,620.00	Disclosure SEC source: 0001104659-20-136854 · tm2036996-21_4seq1.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,068,252 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power. Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:15 UTC	Reservoir Media, Inc. ROCCU · Entity 5296	PurchaseCommon Stock	10,105	$10.00	$101,050.00	Disclosure SEC source: 0001104659-20-136854 · tm2036996-21_4seq1.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,748 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
May 26, 2020 Filed May 28, 2020 21:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	595	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067170 · tm2021247d9_form4.xml · derivative · entry 6 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 47,695 Underlying: Common Stock · 595 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6 · ownership.nature: Warrants owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Read SEC document
May 26, 2020 Filed May 28, 2020 21:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	313	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067170 · tm2021247d9_form4.xml · derivative · entry 5 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,147 Underlying: Common Stock · 313 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F4 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 26, 2020 Filed May 28, 2020 21:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	OtherCommon Stock	45,409	$0.00	$0.00	Disclosure SEC source: 0001104659-20-067170 · tm2021247d9_form4.xml · nonDerivative · entry 4 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 428,898 F2 · kind: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. F3 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Read SEC document
May 26, 2020 Filed May 28, 2020 21:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	794	$10.00	$7,940.00	Disclosure SEC source: 0001104659-20-067170 · tm2021247d9_form4.xml · nonDerivative · entry 3 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 474,307 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F3 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Read SEC document
May 26, 2020 Filed May 28, 2020 21:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	OtherCommon Stock	60,261	$0.00	$0.00	Disclosure SEC source: 0001104659-20-067170 · tm2021247d9_form4.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,270 F2 · kind: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. Read SEC document
May 26, 2020 Filed May 28, 2020 21:46 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	418	$10.00	$4,180.00	Disclosure SEC source: 0001104659-20-067170 · tm2021247d9_form4.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,531 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
May 07, 2020 Filed May 11, 2020 21:49 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	39,693	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-059702 · tm2019305-7_form4.xml · derivative · entry 4 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,693 Underlying: Common Stock · 39,693 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5 · ownership.nature: Warrants owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 11, 2020 21:49 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	27,187	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-059702 · tm2019305-7_form4.xml · derivative · entry 3 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,187 Underlying: Common Stock · 27,187 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 07, 2020 Filed May 11, 2020 21:49 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	52,924	$10.00	$529,240.00	Disclosure SEC source: 0001104659-20-059702 · tm2019305-7_form4.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 419,391 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 11, 2020 21:49 UTC	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	36,250	$10.00	$362,500.00	Disclosure SEC source: 0001104659-20-059702 · tm2019305-7_form4.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,086 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document
May 07, 2020 Filed May 28, 2020 21:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	47,100	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067159 · tm2021247d2_form4a.xml · derivative · entry 4 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 47,100 Underlying: Common Stock · 47,100 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5 · ownership.nature: Warrants owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 28, 2020 21:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseWarrants to purchase Common Stock · Derivative	24,834	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-067159 · tm2021247d2_form4a.xml · derivative · entry 3 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,834 Underlying: Common Stock · 24,834 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document
May 07, 2020 Filed May 28, 2020 21:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	62,800	$10.00	$628,000.00	Disclosure SEC source: 0001104659-20-067159 · tm2021247d2_form4a.xml · nonDerivative · entry 2 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 473,513 F1 · shares: The reporting person acquired units, consisting of shares and warrants. F2 · ownership.nature: Shares owned by Roth Capital Partners, LLC, over which Byron Roth shares voting and dispositive power. Read SEC document
May 07, 2020 Filed May 28, 2020 21:27 UTC Amendment	Roth CH Acquisition I Co ROCHU · Entity 148912	PurchaseCommon Stock	33,113	$10.00	$331,130.00	Disclosure SEC source: 0001104659-20-067159 · tm2021247d2_form4a.xml · nonDerivative · entry 1 Roth Byron · CIK 0001810078 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,949 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.